Bibliografie tematiche / Customer due diligence (CDD)

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Letteratura scientifica selezionata sul tema "Customer due diligence (CDD)"

Autore: Grafiati

Pubblicato: 4 giugno 2021

Ultima modifica: 5 febbraio 2022

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Articoli di riviste sul tema "Customer due diligence (CDD)"

Shust, Pavel M., and Victor Dostov. "Implementing innovative customer due diligence: proposal for universal model." Journal of Money Laundering Control 23, no. 4 (2020): 871–84. http://dx.doi.org/10.1108/jmlc-01-2020-0007.

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Purpose The purpose of this paper is to present the identification-verification-confirmation of identity (IVCid) model that can be used to retroactively analyze the existing customer identification programs and devise new ones that can be used in face-to-face or non-face-to-face environment. Design/methodology/approach This paper outlines the main elements of the customer due diligence (CDD) process and identifies those which may present a barrier to the customers. It then outlines the IVCid model. The model is used to analyze existing CDD approaches in physical presence, using reliable databa

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Johannes, Eko Prakoso. "CUSTOMER DUE DILIGENCE DALAM MENCEGAH TINDAK PIDANA PENCUCIAN UANG MELALUI LEMBAGA PERBANKAN." Law Review 19, no. 1 (2019): 77. http://dx.doi.org/10.19166/lr.v19i1.1466.

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The ease of conducting a banking transactions makes it vulnerable to become a vehicle for money laundering. The purpose of this article is to understand the existence and procedure of Customer Due Diligence (CDD) principles in banking to prevend money laundering that is based on the Financial Services Authority Regulation Number 12/POJK.01/2017. The research method used is normative juridical legal research using a statute approach. The result of the study show that the Bank as a Financial Services Provider is required to implement a Customer Due Diligence (CDD) principle to

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ElYacoubi, Dina. "Challenges in customer due diligence for banks in the UAE." Journal of Money Laundering Control 23, no. 2 (2020): 527–39. http://dx.doi.org/10.1108/jmlc-08-2019-0065.

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Purpose The purpose of this paper is to unpack the customer due diligence (CDD) vulnerabilities and to examine and analyze the UAE specific dynamics that make the country exposed to these threats. This research also intends to put on the table suitable solutions and remedial action steps that the UAE government, regulators and financial institutions (FIs) can adopt. Design/methodology/approach This study is qualitative in nature. Findings Despite the impressive regulatory framework and the satisfactory practices by FIs, there still remains some UAE specific challenges that make it difficult to

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Vediani, Ilmi. "ANALISIS HUKUM PENERAPAN ANTI PENCUCIAN UANG TERHADAP KEBIJAKAN RAHASIA BANK." Veritas et Justitia 2, no. 1 (2016): 177. http://dx.doi.org/10.25123/vej.2071.

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This article discusses money laundering and the implementation of Customer Due Diligence (CDD) which is to be understood as part of the effort to eradicate this particular crime. Money laundering is not an autonomous crime but is always related or stems from an original crime (predicate crime). This crime is committed habitually using financial institution or banks as its instrument. One factor making this possible is the obligation of bank to guard and maintain customer’s trust by virtue of bank’s secrecy. Nonetheless, this bank secrecy can be waived. By virtue of CDD, bank

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Kuhlman, Rick, Jeff Ziesman, Carolyn Browne, and Jason Kempf. "Is your anti-money laundering program ready for FinCEN’s Customer Due Diligence Rule?" Journal of Investment Compliance 19, no. 2 (2018): 42–44. http://dx.doi.org/10.1108/joic-04-2018-0039.

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Purpose The purpose of this paper is to bring broker-dealers’ attention to the upcoming deadline for compliance with the Financial Crimes Enforcement Network’s (FinCEN’s) final rule on Customer Due Diligence Requirements for Financial Institutions (the CDD Rule). Design/methodology/approach The paper explores the origins of the anti-money laundering (AML) requirements and then explores the new CDD Rule requirements as outlined by FINRA Regulatory Notice 17-40. Findings Firms are likely largely already in compliance with most aspects of the CDD Rule. Practical implications Most firms likely wil

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Kini, Satish M., Robert T. Dura, and Zila Reyes Acosta-Grimes. "FinCEN issues long-awaited guidance on the customer due diligence rule." Journal of Investment Compliance 19, no. 4 (2018): 13–16. http://dx.doi.org/10.1108/joic-06-2018-0044.

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Purpose To highlight pertinent points in the frequently-asked questions (FAQs) issued on April 3, 2018 by the US Treasury Department Financial Crimes Enforcement Network concerning its Customer Due Diligence Requirements for Financial Institutions (“CDD Rule”), which were published on May 11, 2016 and became effective on May 11, 2018. Design/methodology/approach Discusses clarification and guidance in the FAQs concerning beneficial ownership requirements for administrative and internal accounts, claims for exclusion from the definition of legal entity customer, information requirements for poo

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Demetriades, George. "“Is the person who he claims to be?” old fashion due diligence may give the correct answer!" Journal of Money Laundering Control 19, no. 1 (2016): 79–91. http://dx.doi.org/10.1108/jmlc-11-2014-0041.

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Purpose – This paper aims to critically examine the impact of the evolution of technology regarding customer due diligence (CDD) measures and highlight potential weaknesses in the areas of business emerged from third parties, politically exposed persons and international clients. The paper explores whether the use of old-fashioned CDD measures can aid relevant professionals to examine whether the (potential) client is who he claims to be. Design/methodology/approach – The paper is focused primarily on the use of important evaluation reports, in Cyprus and the UK, to identify potential flaws re

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Mugarura, Norman. "Customer due diligence (CDD) mandate and the propensity of its application as a global AML paradigm." Journal of Money Laundering Control 17, no. 1 (2014): 76–95. http://dx.doi.org/10.1108/jmlc-07-2013-0024.

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Purpose – It has become customary for states or regulatory domains to come together and evolve normative regimes to deal with overlapping exigencies such as money laundering. Over the past two decades, there has been a proliferation of global AML laws designed to foster international cooperation against money laundering and its predicate crimes. In this same vein, some states have adopted domestic AML laws designed with an ethos of extra-territorial dimension as a caution against the threats posed by money laundering crimes. The paper aims to critically examine CDD to tease out the possibility

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Kumar, Ajay. "Anti-Money Laundering Regulation and Practice of Islamic Banks in the United Arab Emirates: A Case Study." Law and Development Review 13, no. 2 (2020): 473–97. http://dx.doi.org/10.1515/ldr-2020-0048.

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AbstractBanks are key institutions in the economic development of a country, but they are prone to money laundering (ML) as well. Such incidents could lead to sanctions and loss of reputation. To mitigate such risks, banks are required to follow Anti-Money Laundering (AML) regulations. Presently, there are no separate or specific AML regulatory requirements for Islamic banks (IBs). Apart from regulations, understanding practices also help explicate compliance to laws (spirit), by those who apply it. Since the AML practices of IBs have not been systematically analysed, we look at their practice

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Adetunji, Johnson Adeoye. "Rethinking the internal mechanism of the EGMONT group in financial crime control." Journal of Money Laundering Control 22, no. 2 (2019): 327–38. http://dx.doi.org/10.1108/jmlc-04-2018-0029.

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Purpose This paper aims to evaluate the use of Intelligence gathering, especially the exercise of customer due diligence (CDD), enhanced due diligence (EDD), know your customer (KYC) and recordkeeping as effective anti-money laundering (AML) and counter-terrorism financing (CTF) measures. It re-appraises the risk of breach of privacy associated with recordkeeping of clients’ information in countries where there are no data protection laws and the role of the EGMONT group against the backdrop of the recent suspension of Nigeria from the group; it argues that, in view of other existing liberal p

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Più fonti

Tesi sul tema "Customer due diligence (CDD)"

Correia, Aïcha Paula Alfama. "Combate ao branqueamento de capitais : o papel das entidades supervisoras : a situação em Cabo Verde." Master's thesis, Instituto Superior de Economia e Gestão, 2009. http://hdl.handle.net/10400.5/597.

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Mestrado em Finanças O objectivo deste trabalho é fazer um overview do combate ao branqueamento de capitais em Cabo Verde e enunciar o contributo das entidades afectas ao sector financeiro na prevenção desse crime. Seguidamente à apresentação do sistema financeiro caboverdiano, o trabalho faz um breve roundup à situação mundial no âmbito do branqueamento, enumerando as principais entidades envolvidas na sua prevenção e combate, o campo de acção de cada uma delas e as medidas por elas protagonizadas. Após uma revisão da literatura relevante (livros, sites de diversas instituições, artigos

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Edmark, Frida, Eliases Johan, and Joya Farida. "Penningtvätt : Lagen & revisorn." Thesis, Mälardalens högskola, Akademin för ekonomi, samhälle och teknik, 2015. http://urn.kb.se/resolve?urn=urn:nbn:se:mdh:diva-27467.

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Bakgrund: Penningtvätt har under de senaste åren ökat och fått mycket uppmärksamhet. Nya lagar och regleringar med syfte att förebygga och bekämpa penningtvätt har tagits fram. För att uppnå målen har ett flertal organisationer skapats på nationell och international nivå. Flera tillsynsmyndigheter har fått uppdraget att medverka i bekämpning av penningtvätt. Syfte: Syftet med studien är att undersöka revisorns förhållnings- sätt till lagen om penningtvätt. Studien syftar även till att redogöra för revisorns ansvar gentemot penningtvättslagen samt framhålla vad begreppet kundkännedom innebär f

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Oliveira, Inês Sofia de. "Anti-money laundering : the conditions for global governance and harmonisation." Thesis, University of Edinburgh, 2015. http://hdl.handle.net/1842/15922.

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This thesis advances global governance literature by focusing on the conditions under which procedural harmonisation occurs and how it is characterised. It suggests that the existence of a network of intergovernmental organisations (IGOs) complements great powers’ action and acts as a force for harmonisation in the making of international anti-money laundering (AML) standards. Procedural harmonisation is identified firstly, through a discussion on great power coalitions and how their interests set international agendas and impose compliance. Secondly, it is also recognised as an outcome of the

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Widlund, Sofia, and Amanda Knutsson. "Misstankar om penningtvätt : En kvalitativ studie om varför få auktoriserade redovisningskonsulter anmäler misstankar om penningtvätt." Thesis, Linköpings universitet, Företagsekonomi, 2019. http://urn.kb.se/resolve?urn=urn:nbn:se:liu:diva-159765.

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Bakgrund Penningtvätt är en typ av ekonomisk brottslighet där olagligt förtjänta pengar tvättas rena i den lagliga ekonomin. Cirka 130 miljarder kronor penningtvättas årligen i Sverige och eftersom det görs genom den lagliga ekonomin påverkar det samhället. Auktoriserade redovisningskonsulter arbetar nära kunders ekonomi och har tillgång till deras transaktioner. År 2018 anmäldes endast 7 fall av 19 306 av misstankar om penningtvätt från verksamhetsutövare inom revision och bokföring, trots auktoriserade redovisningskonsulters förutsättningar att upptäcka penningtvätt visar statistiken en anna

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Ahlers, Christelle. "The South African anti-money laundering regulatory framework relevant to politically exposed persons." Diss., University of Pretoria, 2013. http://hdl.handle.net/2263/31985.

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Politically exposed persons have become a specific risk factor in money laundering. The Financial Action Task Force has formulated clear and specific requirements for dealing with these individuals. Internationally, various jurisdictions such as the United Kingdom and the European Union have adopted effective legislation encompassing the 2003 Financial Action Task Force Recommendations. In South Africa the requirement to apply appropriate, risk based procedures to politically exposed persons has been limited to banks. The aim of this research study was to identify whether the South African a

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Njotini, Mzukisi Niven. "The verification and exchange of customer due diligence (CDD) data in terms of the Financial Intelligence Centre Act 38 of 2001." Diss., 2009. http://hdl.handle.net/10500/3202.

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The prevalence of the money laundering crime has prompted the introduction of customer due diligence (CDD) measures. CDD measures facilitate the prevention of money laundering and promote the introduction of certain detective skills. Several international institutions champion the introduction of the detective skills in general and the performing of CDD measures in particular. These institutions acknowledge the cumbersome (administrative and financial) effects of introducing the detective skills and the performing of CDD measures. However, these institutions concedes that the aforementi

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Dorey, Frank C. "The Suspicious Transaction Reporting Responsibilities of Attorneys in Terms of South African Anti-Money Laundering Legislative Frameworks." Diss., 2014. http://hdl.handle.net/2263/45160.

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With the implementation of more and more stringent measures to prevent money laundering, criminals are resorting to the expertise of lawyers for assistance in the formulation of increasingly complex money laundering schemes. This expertise is provided both wittingly and unwittingly. The purpose of this research was to consider whether the South African anti-money laundering legislation places suspicious transaction reporting obligations, which are in line with and meet international directives, conventions and best practice frameworks, on attorneys. The study entails a consideration of the su

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Guerra, David José Santos. "Implementation of an effective and efficient anti-money laundering & counter terrorism financing system: the adoption of a behaviorally view." Master's thesis, 2019. http://hdl.handle.net/10362/79383.

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Internship Report presented as the partial requirement for obtaining a Master's degree in Data Science and Advanced Analytics Money laundering and the financing of terrorism has been and is increasingly becoming an even greater concern for governments and for the operating institutions. The present document describes the activities partaken by the trainee, during his one-year internship at the Millennium BCP’s Compliance Office. The trainee first started with an integration/training period, having meetings and lectures with representatives and specialists of the multiple Compliance Office d

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Havlíková, Nikola. "Zajištění bezpečnosti online platebních služeb." Master's thesis, 2019. http://www.nusl.cz/ntk/nusl-404703.

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Ensuring security of online payment services Abstract The thesis is devoted to the topic of ensuring security of online payment services, especially in the context of identification and authentication of the client in the Internet when performing acts related to the provision of payment services. The issue of the customer identity is described especially in the context of know your customer principle governed by legal regulation in the area of combating money laundering and financing of terrorism, and in the context of the obligation to carry out a strong customer authentication (SCA) brought

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Makgane, Innocent. "The rights and obligations of a bank when opening a bank account." Diss., 2015. http://hdl.handle.net/10500/19577.

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The opening of a bank account serves as the genesis of a bank customer relationship. It is imperative that the establishment of a bank customer relationship be regulated by law. Both the common law and statutory law regulate the admission of new clients to the realm of banking. It is a minimum requirement, in terms of both statutory and common law, that the identity of a prospective client who wishes to open a bank account must both be established and verified. This, the need to know one’s customer, is not only good law but common sense and an effective measure to prevent criminals from access

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Capitoli di libri sul tema "Customer due diligence (CDD)"

Hopton, Doug. "Customer Due Diligence (CDD)." In Money Laundering. Routledge, 2020. http://dx.doi.org/10.4324/9781003062226-12.

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"CDD in Special Situations." In Commercial Due Diligence. Routledge, 2016. http://dx.doi.org/10.4324/9781315572840-15.

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"Commercial Due Diligence (CDD)." In Checklists for Due Diligence. Routledge, 2017. http://dx.doi.org/10.4324/9781315260587-10.

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"1 Checklist 1: CDD brieﬁng." In Commercial Due Diligence. Routledge, 2016. http://dx.doi.org/10.4324/9781315572840-22.

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"Establishing Customer Due Diligence Procedures." In Economic Paper. Commonwealth, 2005. http://dx.doi.org/10.14217/9781848598607-11-en.

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Amin, Vaumini. "Due diligence: know your customer." In Offshore Lending and Financing. Elsevier, 1998. http://dx.doi.org/10.1016/b978-1-85573-329-9.50010-5.

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"Money Laundering." In Macdonald on the Law of Freedom of Information, edited by John MacDonald and Ross Crail. Oxford University Press, 2016. http://dx.doi.org/10.1093/oso/9780198724452.003.0028.

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This chapter charts the development at European and national levels of legislation to combat the laundering of proceeds of crime, with particular reference to those provisions which require or permit the disclosure of relevant information to the appropriate authorities. It describes the three primary money laundering offences under the Proceeds of Crime Act 2002, and how a potential defendant may escape liability by making an ‘authorized disclosure’. It summarizes the positive obligations to disclose suspicions of money laundering, and to operate customer due diligence measures, imposed on persons working in the regulated sector by, respectively, the 2002 Act and the Money Laundering Regulations 2007. The ‘tipping off’ offences are outlined. Reference is also made to comparable provisions in the Terrorism Act 2000 concerning terrorist offences and related property. Finally, the chapter addresses the interrelationship of those statutory provisions with duties of confidentiality, especially those owed by bankers and lawyers.

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Atti di convegni sul tema "Customer due diligence (CDD)"

Johari, Razana Juhaida, Norareena Binti Zul, Norli Talib, and Sayed Alwee Hussnie Sayed Hussin. "Money Laundering: Customer Due Diligence in the Era of Cryptocurrencies." In 1st International Conference on Accounting, Management and Entrepreneurship (ICAMER 2019). Atlantis Press, 2020. http://dx.doi.org/10.2991/aebmr.k.200305.033.

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Sunarmi, Detania Sukarja, and T. M. Lubis. "Implementing Customer Due Diligence Principle on Financial Services Corporation in Order to Prevent and Eliminate Money Laundering." In International Conference of Science, Technology, Engineering, Environmental and Ramification Researches. SCITEPRESS - Science and Technology Publications, 2018. http://dx.doi.org/10.5220/0010094416741677.

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Rapporti di organizzazioni sul tema "Customer due diligence (CDD)"

A.C., Sinaga, Gnych S., and Phelps J. Forests, financial services and customer due diligence: Efforts to target illegality, money laundering and corruption in Indonesia. Center for International Forestry Research (CIFOR), 2010. http://dx.doi.org/10.17528/cifor/005588.

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