Tesi sul tema "Kyoto protocol of 1992"

This item is only available in print in the UCF Libraries. If this is your Honors Thesis, you can help us make it available online for use by researchers around the world by following the instructions on the distribution consent form at http://library.ucf.edu/Systems/DigitalInitiatives/DigitalCollections/InternetDistributionConsentAgreementForm.pdf You may also contact the project coordinator, Kerri Bottorff, at kerri.bottorff@ucf.edu for more information.
Bachelors
Business Administration
Business Economics

The aim of this thesis is to study China's position regarding the global climate and the numerous topics discussed in the global meetings held during 1997, ending in the Kyoto summit in the same year. Chinas position during this year was evidently on the side of developing countries. China regarded topics such as technology transfer, emission trading and Commitments for the participating parties as very important topics which had to be considered. Chinas final position regarding these subjects was during 1997:

- Increased funding and technology transfer resources to developing countries.

- Objection to the inclusion of emission trading in the protocol.

- No new commitments of any nature for developing countries.

- National development is Chinas key issue.

Orientador: Flávia de Campos Mello
Banca: Jacques Marcovitch
Banca: Reginaldo Mattar Nasser
O Programa de Pos-Graduação em Relações Internacionais é instituido em parceria com a Unesp/Unicamp/PUC-SP, em projeto subsidiado pela CAPES, intitulado "Programa San Tiago Dantas"
Resumo: Esta pesquisa analisa os fatores que levaram a União Européia a adotar uma estratégia de liderança nas negociações multilaterais sobre mudanças climáticas, principalmente após a recusa dos Estados Unidos em ratificar o Protocolo de Kyoto no ano de 2001. O trabalho aponta que o posicionamento da UE, aparentemente paradoxal, deve ser compreendido a partir de duas dimensões centrais. A primeira discute o cenário econômico-energético do bloco e sugere que esta postura pró-Kyoto sofre influência não só do aprofundamento da integração econômica, mas também da necessidade de garantir segurança energética no continente europeu. A segunda dimensão se utiliza de debates sobre política internacional para mostrar que esta estratégia pode ser interpretada como forma de consolidar a capacidade de atuação internacional dos europeus enquanto bloco. Em particular, deve-se destacar que a liderança da UE tem se consolidado especialmente em áreas onde os norte-americanos têm se desengajado progressivamente
Abstract:This research analyzes the factors that led the European Union to adopt a strategy of leadership during the multilateral negotiations on climate change issues, especially after the United States' refusal to ratify the Kyoto Protocol in 2001. This dissertation points out that the European position should be understood by two central dimensions. The first discusses the economic-energetic context of the bloc and suggests that the pro-Kyoto posture is influenced not only by the deepening economic integration, but also by the necessity of improving the security of energy supply in the European continent. The second dimension makes use of international political debates to demonstrate that this strategy could be perceived as a form to consolidate the Europeans' international capacity to act as a bloc. Particularly, it is remarkable that the European leadership has been taking place especially in areas where the North-Americans have been progressively disengaged
Mestre

Made available in DSpace on 2014-06-11T19:26:45Z (GMT). No. of bitstreams: 0 Previous issue date: 2009-07-31Bitstream added on 2014-06-13T20:15:38Z : No. of bitstreams: 1 moreira_hm_me_mar.pdf: 911026 bytes, checksum: 174a0c5e5977679ae4b7eb7f29c2e79f (MD5)
Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES)
O regime internacional de mudanças climáticas é um dos mais complexos regimes ambientais, por tratar simultaneamente de questões políticas, econômicas, energéticas, de desenvolvimento e ambientais. Tal regime começou a ser formado com a assinatura da Convenção-Quadro das Nações Unidas sobre Mudanças Climáticas, em 1994, e adquiriu importância com a elaboração de diversos documentos para lhe conferir maior eficácia, como o Mandato de Berlim, o Protocolo de Kyoto e os Acordos de Marraqueche. Durante o processo negociador desse regime, várias coalizões de países com interesses diversos se formaram, e dentre estas coalizões, o Grupo dos 77/China. Neste processo, alguns países adquiriram maior proeminência nas negociações, contribuindo de forma substancial para a conformação do regime do clima. Um desses países é o Brasil, um país emergente com características muito particulares e que exerce um papel importante nas negociações ambientais internacionais, e que foi o objeto de análise desta dissertação. A hipótese desta pesquisa é que o Brasil possui certas particularidades, como a maior parte da floresta amazônica e sua matriz energética majoritariamente limpa, e estas ajudaram a definir grande parte da posição assumida pelo país nas negociações do regime internacional de mudanças climáticas. Para provar isso, estudamos e analisamos a posição defendida pelo Brasil nos dois principais tópicos de negociação para os países em desenvolvimento no Protocolo de Kyoto: o Mecanismo de Desenvolvimento Limpo (MDL) e os compromissos de redução das emissões de gases de efeito estufa, durante o período de 1995 a 2004. A metodologia utilizada para testar essa hipótese foi uma revisão bibliográfica de artigos e livros, bem como a análise de documentos oficiais e depoimentos de representantes das delegações brasileiras...
International regime of climate change is one of the most complex environmental regimes because it simultaneously addresses political, economic, energetic, environmental and development issues. This regime was launched with the signature of the United Nations Framework Convention on Climate Change in 1994. The impact of the international regime of climate change was increased through the elaboration of several documents intended to make the regime more efficient, such as the Berlin Mandate, the Kyoto Protocol and the Marrakech Accords. Throughout the negotiation process (of the regime or the mandate/protocol/accords), many coalitions of countries with different interests were formed, such as the G77/China. Within this coalition, some countries play a prominent role in the negotiations, contributing substantially to the current climate regime configuration. Brazil is one of these countries and, therefore, it is the subject of this dissertation. The hypothesis of this thesis is that certain particular characteristics of the country, especially the Brazilian Amazon rainforest and its renewable energy resources, greatly affect the country’s position on climate change negotiations. In order to prove this hypothesis, we will analyze Brazil’s position regarding two specific topics of the Kyoto Protocol: Clean Development Mechanism (CDM) and the greenhouse gases emission reduction commitments to developing countries, during the period from 1995 to 2004. The methodology used to conduct this analysis included the bibliographical review of articles and books, and the study of official documents and reports from the Brazilian delegates present at the aforementioned meetings. Finally, we will analyze the way that Brazil’s particular characteristics influence the country’s position on these main two topics and contributed to the current configuration of the... (Complete abstract click electronic access below)

In 1997 industrialized nations, the Third Conference of the Parties to the United Nations Framework Convention on Climate Change, met in Kyoto, Japan to sign a treaty (the “Kyoto Protocol”) in terms of which industrialized nations would be required to reduce their greenhouse gas emission by at least five percent below 1990 levels by the end of the “first commitment period” 2008-2012. South Africa is not regarded as an industrialized nation, but nonetheless acceded to the Kyoto Protocol in 2002. The literature reviewed in the present research reveals that, although idealistic, the Kyoto Protocol has been problematic. Fourteen meetings of the Conference of Parties to the Kyoto Protocol between 1997 and 2011 have achieved little more than to repeatedly defer and redefine Kyoto obligations. This research was undertaken to document the existing environmental taxation policies employed in selected international jurisdictions with a view to providing a framework for environmental tax policy formation in South Africa to assist this country in meeting its “greenhouse gas” emission targets, while at the same time promoting economic growth. A doctrinal research methodology was adopted in this study as it mainly analysed and interpreted legislation and policy documents and therefore the approach was qualitative in nature. An extensive literature survey was performed to document the various environmental policies that have been legislated in the selected jurisdictions. Comparisons were drawn with proposed tax policy measures for South Africa. The literature indicates that in the selected international jurisdictions carbon taxes achieved less-than-optimal results, largely due to political and industry-competitive agendas. With South Africa planning to introduce a carbon tax, it is submitted that the implementation of a carbon tax regime in isolation will be counter-productive, given South Africa’s economic profile. On the basis of the literature reviewed, it was concluded that South Africa should consider “recycling” carbon tax revenues within the economy to fund a broad-based tax incentive regime that will stimulate the change to non-carbon energy whilst promoting growth through sustainable development

Orientador: Enrique Amayo Zevallos
Banca: Shiguenoli Miyamoto
Banca: Wagner Costa Ribeiro
O Programa de Pós-Graduação em Relações Internacionais é instituído em parceria com UNESP/UNICAMP/PUC-SP, em projeto subsidiado pela CAPES, intitulado "Programa San Tiago Dantas"
Resumo: O regime internacional de mudanças climáticas é um dos mais complexos regimes ambientais, por tratar simultaneamente de questões políticas, econômicas, energéticas, de desenvolvimento e ambientais. Tal regime começou a ser formado com a assinatura da Convenção-Quadro das Nações Unidas sobre Mudanças Climáticas, em 1994, e adquiriu importância com a elaboração de diversos documentos para lhe conferir maior eficácia, como o Mandato de Berlim, o Protocolo de Kyoto e os Acordos de Marraqueche. Durante o processo negociador desse regime, várias coalizões de países com interesses diversos se formaram, e dentre estas coalizões, o Grupo dos 77/China. Neste processo, alguns países adquiriram maior proeminência nas negociações, contribuindo de forma substancial para a conformação do regime do clima. Um desses países é o Brasil, um país emergente com características muito particulares e que exerce um papel importante nas negociações ambientais internacionais, e que foi o objeto de análise desta dissertação. A hipótese desta pesquisa é que o Brasil possui certas particularidades, como a maior parte da floresta amazônica e sua matriz energética majoritariamente limpa, e estas ajudaram a definir grande parte da posição assumida pelo país nas negociações do regime internacional de mudanças climáticas. Para provar isso, estudamos e analisamos a posição defendida pelo Brasil nos dois principais tópicos de negociação para os países em desenvolvimento no Protocolo de Kyoto: o Mecanismo de Desenvolvimento Limpo (MDL) e os compromissos de redução das emissões de gases de efeito estufa, durante o período de 1995 a 2004. A metodologia utilizada para testar essa hipótese foi uma revisão bibliográfica de artigos e livros, bem como a análise de documentos oficiais e depoimentos de representantes das delegações brasileiras... (Resumo completo, clicar acesso eletrônico abaixo)
Abstract: International regime of climate change is one of the most complex environmental regimes because it simultaneously addresses political, economic, energetic, environmental and development issues. This regime was launched with the signature of the United Nations Framework Convention on Climate Change in 1994. The impact of the international regime of climate change was increased through the elaboration of several documents intended to make the regime more efficient, such as the Berlin Mandate, the Kyoto Protocol and the Marrakech Accords. Throughout the negotiation process (of the regime or the mandate/protocol/accords), many coalitions of countries with different interests were formed, such as the G77/China. Within this coalition, some countries play a prominent role in the negotiations, contributing substantially to the current climate regime configuration. Brazil is one of these countries and, therefore, it is the subject of this dissertation. The hypothesis of this thesis is that certain particular characteristics of the country, especially the Brazilian Amazon rainforest and its renewable energy resources, greatly affect the country's position on climate change negotiations. In order to prove this hypothesis, we will analyze Brazil's position regarding two specific topics of the Kyoto Protocol: Clean Development Mechanism (CDM) and the greenhouse gases emission reduction commitments to developing countries, during the period from 1995 to 2004. The methodology used to conduct this analysis included the bibliographical review of articles and books, and the study of official documents and reports from the Brazilian delegates present at the aforementioned meetings. Finally, we will analyze the way that Brazil's particular characteristics influence the country's position on these main two topics and contributed to the current configuration of the... (Complete abstract click electronic access below)
Mestre

Du Protocole de Kyoto est née une série d’objectifs de réduction des émissions de GES. Le respect de ces objectifs peut entraîner des coûts très lourds pour les économies des pays développés engagés dans la lutte contre les changements climatiques. Pour minimiser les coûts imposés par ces objectifs, des instruments économiques ont été développés, avec notamment la création de marchés du carbone. Y participent les trois mécanismes de flexibilité du Protocole de Kyoto parmi lesquels figure le Mécanisme pour un Développement Propre (MDP).

Parmi les problèmes posés par ce mécanisme de compensation, il y a des disparités observées dans la répartition géographique de sa mise en œuvre, alors qu’il est censé contribuer au développement de nombreux pays non-Annexe I. Parmi ceux-ci, les Pays les Moins Avancés (PMA) en général et ceux d’Afrique en particulier restent largement sous-représentés. Pourtant, le MDP a été adopté à la fois comme une contribution innovatrice à l’atténuation des changements climatiques et comme un moteur de promotion du développement durable dans les pays en développement.

Dans ce contexte, l’objectif général de cette thèse est triple. Primo, elle vise à étudier en profondeur cet instrument en dégageant ses principales caractéristiques, y compris les disparités d’implantation d’activités de projets qui lui sont liées. Secundo, elle en examine les causes par une analyse des barrières ou freins à la mise en œuvre d’activités de projets du MDP dans ces PMA d’Afrique en général et au Burundi en particulier. Tertio, elle révèle les opportunités (avantages/bénéfices) potentielles qui restent toujours non valorisées par l’implémentation d’activités de projets éligibles au titre du MDP.

L’analyse menée montre que les disparités susmentionnées jouent essentiellement en faveur des grands pays émergents d’Asie et d’Amérique latine, ce qui va à l’encontre du principe d’équité. En effet, en décembre 2011, le Brésil, la Chine et l’Inde détenaient 72,7 % de toutes les activités de projets du MDP et 75,8 % de crédits-carbone attendus en 2012. A l’opposé, les PMA ne disposaient dans le même temps que de 1,3 % de toutes les activités de projets du MDP et 1,2 % de leurs crédits attendus d’ici 2012. Les PMA d’Afrique ne restent qu’avec des parts de l’ordre de 0,8 % et 0,9 % respectivement. Cette situation reste si drastiquement critique qu’il importe d’en déceler les raisons.

Des caractéristiques de l’instrument, des expériences menées jusqu’ici et de la situation dans des pays hôtes, il ressort que les barrières sont de deux types. D’une part, les barrières endogènes, c'est-à-dire les barrières liées à l’organisation interne des pays. D’autre part, les barrières exogènes qui sont liées essentiellement à l’organisation générale du processus du MDP. L’étude a permis ainsi de montrer que les barrières endogènes constituent le nœud du problème en termes de visibilité des pays hôtes dans le marché du MDP. Celle-ci reste largement limitée dans ce marché international du carbone.

Les barrières identifiées dans ce travail, en particulier les barrières endogènes, risquent de se révéler difficiles à lever, car elles exigent des réformes structurelles au sein de l’organisation politique, institutionnelle, économique, et juridique du pays hôte. En outre, l’intégration de ces barrières dans un système unique d’interrelations constitue un des points originaux du travail. Ces interrelations ne sont pas négligeables et complexifient l’application du mécanisme, car, dans la plupart des cas, une action amorcée pour lever une barrière peut s’avérer inefficace si d’autres barrières associées ne sont pas prises en compte.

L’étude s’est également attachée à évaluer les retombées potentielles liées à la mise en œuvre d’activités de projets du MDP au Burundi. Les principales opportunités perdues jusqu’ici se situent dans quelques secteurs socioéconomiques du pays, essentiellement dans la gestion des déchets et l’énergie. L’étude en a ainsi retenu des options technologiques susceptibles de contribuer à des solutions à la problématique de la gestion des déchets et de l’approvisionnement énergétique au Burundi, tout en favorisant la stabilisation d’émissions de GES. Il s’agit de technologies adaptées de compostage et de bio-méthanisation dans le secteur de la gestion des déchets et les technologies de production d’énergies à partir de sources renouvelables (hydro, solaire, biogaz) et d’amélioration de l’efficacité énergétique de la biomasse (foyers améliorés, carbonisation) dans le secteur de l’énergie.

Ces opportunités ont également été analysées suivant des critères et indicateurs de durabilité (matrice de développement durable du Gold Standard). Les résultats montrent que ces options technologiques peuvent apporter une contribution au développement durable du pays. En effet, les opportunités se rencontrent à la fois dans le développement social (création d’emplois, moyens de subsistance des pauvres, accès aux énergies propres, renforcement des capacités), le développement écologique (réduction des émissions de GES, amélioration de la qualité de l’air, de l’eau et du sol, sauvegarde de la biodiversité), et le développement économique et technologique (rémunération d’emplois créés, augmentation des investissements, transfert et autonomie technologiques).

Afin de faire bénéficier le pays des retombées des activités de projets du MDP, il est proposé des solutions qui peuvent contribuer à une levée/atténuation de ces barrières. Ces propositions forment une combinaison d’actions à mener au niveau international, régional et surtout local/national. Au niveau international, des organes habilités devraient apporter des réformes profondes au MDP. Au niveau régional, le renforcement des capacités par des actions de coopération pourrait favoriser l’échange d’expériences en la matière. Au niveau local/national, l’adoption des réformes profondes aux niveaux institutionnel, législatif et juridique, dans une logique d’améliorer les politiques de planification du développement socioéconomique et environnemental, rendrait le pays naturellement plus attractif. En particulier, la mise en place et la mise en œuvre d’une stratégie nationale du MDP pourrait contribuer à relever le défi.

Les propositions de solutions pour réduire les barrières à la mise en œuvre d’activités de projets du MDP sont susceptibles de stimuler l’investissement en général. Ainsi, toute stratégie adoptée dans cette logique peut contribuer non seulement à la participation du pays au processus du MDP, mais aussi à favoriser la mise en œuvre d’autres projets conventionnels de développement au niveau national. Finalement, la considération de ces différentes opportunités associées à la mise en œuvre d’activités de projets du MDP au niveau du pays par des instances habilitées (décideurs politiques, acteurs institutionnels et économiques) conduirait à faire de ce mécanisme une contribution utile au développement du pays/The Kyoto Protocol has established a series of targets for reducing GHG emissions. The fulfilment of these objectives may result in heavy costs for the economies of developed countries engaged in the fight against climate change. To minimize the costs imposed by these targets, economic instruments were developed, notably with the creation of carbon markets. The three flexible mechanisms of Kyoto Protocol are involved in this, one of which being the Clean Development Mechanism (CDM).

Among the problems posed by this offset mechanism, disparities can be observed in regional distribution after it has been implemented, when it ought to be contributing towards the development of a number of Non-Annex I countries. Among these countries, the least developed ones (LDCs) in general and Africa ones in particular are largely under-represented. However, the CDM was adopted both as an innovative solution to mitigate climate change and as an engine to promote sustainable development in developing countries.

Within this context, the overall objective of this thesis is threefold. First of all, it aims to study this instrument in depth, by picking out its main characteristics, including the disparities in project activities implementation related to it. Secondly, it examines the causes for these disparities by analyzing the barriers or restrictions preventing implementation of CDM project activities in these African LDCs in general and in Burundi in particular. Its third purpose is to reveal the potential opportunities (advantages/benefits) which have yet to be developed by setting up eligible CDM project activities.

The analysis carried out shows that the aforementioned disparities come out in favor of the large emerging countries in Asia and Latin America primarily, which goes against the principle of equity. In fact, in December 2011, Brazil, China and India held 72.7% of all CDM project activities and 75.8% of carbon emission credits expected in 2012. On the contrary, for the same time period, the LDCs had only 1.3% of all CDM project activities and 1.2% of their carbon emission credits expected up until 2012. The African LDCs are left only with shares of 0.8% and 0.9% respectively. This situation is extremely critical. It is crucial to discover the reasons for it.

The instrument’s features, experiments carried out so far and the situation in host countries all reveal that the barriers fall into two categories. On the one hand, there are endogenous barriers, i.e. barriers related to the internal organization of countries. On the other hand, exogenous barriers are related to the general running of the CDM process especially. The study has thus revealed that the endogenous barriers are the crux of the problem where the presence of host countries is concerned in the CDM market. The visibility of host countries is rather limited in this international carbon market.

The barriers identified in this thesis, particularly endogenous ones, may be difficult to remove because they demand structural reforms in the political, institutional, economical and legal organization of the host country. In addition, the integration of these barriers into a single system of interrelationships is one of the original points of this thesis. These interrelationships are not insignificant and complicate the mechanism’s application, because in most cases, initiating an action to remove a barrier may be ineffective if other associated barriers are not taken into account.

The study has also focused on evaluating the potential impacts linked to the implementation of CDM project activities in Burundi. The main opportunities lost up to date are in some socioeconomic sectors in the country, particularly in the waste management and energy sectors. The study has therefore identified technological options that are likely to bring solutions to the question of waste management and energy supply in Burundi, while at the same time contributing to the stabilization of greenhouse gas emissions. These options are notably composting and anaerobic digestion technologies in the area of waste management, and energy generation technologies from renewable sources (hydro, solar, biogas) and improved energy efficiency of biomass (better households, carbonization) in the energy sector.

These opportunities were also analyzed in accordance with sustainability criteria and indicators (Gold Standard sustainable development matrix). The results show that these technological options may contribute to sustainable development in the country. Indeed, the opportunities can be seen at the same time in social development (job creation, means of subsistence for the poor, clean energy access, capacity building); ecological development (reducing GHG emissions, improvement in quality of air, water and soil, preservation of biodiversity) and economic & technological development (better pay for jobs created, increased investment, technology transfer and technological autonomy).

In order to allow the country to take advantage of these opportunities through CDM project activities, it has been proposed solutions that can help raise/mitigate these barriers. These proposals are a combination of actions to be taken at international and regional levels and above all at a local/ national level. In the international arena, authorized bodies should make major reforms to the CDM. At a regional level, capacity building through joint actions could encourage the exchange of expertise in the field. Locally/nationally, adopting major reforms at institutional, legislative and legal levels, with a view to improving planning policies in socioeconomic and environmental development, would make the country naturally more attractive. In particular, establishing and implementing a national CDM strategy could also contribute towards taking up the challenge.

Proposals of solutions for mitigating barriers to implement CDM project activities are likely to stimulate investment in general. Thus, any strategy adopted along these lines can contribute not only to the country’s participation in the CDM process, but also to favoring implementation of other conventional projects for development at national level. Finally, considering these different opportunities associated with implementing CDM project activities in the country via authorized bodies (policymakers, institutional and economic actors) would lead to this mechanism being a useful contribution towards national development.

Doctorat en Sciences
info:eu-repo/semantics/nonPublished

Made available in DSpace on 2016-04-26T20:27:01Z (GMT). No. of bitstreams: 1 Melissa Furlan.pdf: 1435637 bytes, checksum: da6c47c638b3603e1442a5bf7083d879 (MD5) Previous issue date: 2008-04-28
This study analyzes the role of Law in fostering environmental public policies considering the climate change issue. First, we present basic notions on global warming, the greenhouse effect, etc., as well as the evolution of the concern with climate changes. We studied the first UN Environment Conference, carried out in 1972, and the Conference in 1992, in Rio de Janeiro, where the UN Framework Convention on Climate Change was approved, which objective is to reduce the levels of concentration of greenhouse gases. However, the most discussed interna-tional diploma when climate change is concerned is the Kyoto Protocol, an exten-sion unfolding of the Fourth Convention, which provides the instruments neces-sary to achieve its objectives. Thus, we present herein the main objectives and me-chanisms proposed by the Kyoto Protocol. Of the mechanisms created by the Pro-tocol, the Clean Development Mechanism (CDM) is of interest to Brazil. We focus on CDM projects involving forestation and reforestation, which provide economic return to owners of forest areas through the sale of carbon credits . Realizing that exclusively protective-repressive environmental rules do not always assure effec-tive respect to the environment, we propose that Law more actively embraces its promotion aspect, fostering desirable environmental actions and behaviors, through positive sanctions or the use of the protector-receiver principle, through the system of paymento for environmental services. We present experiences of this kind car-ried out in countries such as Costa Rica, Mexico and the United States. In order to confront the theory and the practice of CDM projects in reforestation, involving car-bon credits and payment for environmental services, we present the remarks from an internship at a consulting company, Plant Inteligência Ambiental, where we took part on a project developed by the private initiative: the Programa Água das Flores-tas Tropicais [the Brazilian Rainforest Water Program], of the Coca Cola Brazil in-stitute. Finally, the goal of this study is to demonstrate the feasibility of environmen-tal policies that combine forest preservation/conservation and economic return to the protectors of the environment
O trabalho analisa o papel do Direito como incentivador de políticas públi-cas ambientais em face da questão das mudanças climáticas. Apresentamos, ini-cialmente, noções básicas sobre aquecimento global, efeito estufa etc., bem como o cenário evolutivo da preocupação com as mudanças climáticas. Estudamos a Primeira Conferência das Nações Unidas sobre Meio Ambiente, realizada em 1972, e a Conferência de 1992, sediada no Rio de Janeiro, em que se aprovou a Convenção-Quadro sobre Mudança do Clima, cujo objetivo principal é a redução dos níveis de concentração dos gases de efeito estufa. Contudo, o diploma inter-nacional mais discutido, em termos de mudança do clima, é o Protocolo de Quioto, um desdobramento da Convenção-Quadro, que traz os instrumentos necessários para a consecução de seus objetivos. Assim, apresentamos os principais objetivos e mecanismos resultantes do Protocolo de Quioto, dentre os quais interessa ao Brasil o Mecanismo de Desenvolvimento Limpo (MDL). Nosso enfoque são os pro-jetos de MDL envolvendo florestamento e reflorestamento, que proporcionam re-torno econômico para os proprietários das áreas florestais mediante a venda de créditos de carbono . Após constatar que as normas ambientais de cunho exclusi-vamente protetivo-repressivo nem sempre garantem o efetivo respeito ao meio ambiente, propomos que o Direito assuma de modo mais ativo sua função promo-cional, incentivando comportamentos e ações ambientalmente desejáveis por meio das sanções positivas e da utilização do princípio do protetor-recebedor, via siste-ma de pagamento por serviços ambientais. Apresentamos experiências nesse sen-tido desenvolvidas em países como Costa Rica, México e Estados Unidos. Para confrontar a teoria e a prática dos projetos de MDL em reflorestamento, envolven-do créditos de carbono e pagamento por serviços ambientais, apresentamos as observações advindas de estágio realizado em uma empresa de consultoria, a Plant Inteligência Ambiental, na qual participamos de um projeto desenvolvido pela iniciativa privada o Programa Água das Florestas Tropicais, do Instituto Coca-Cola Brasil. O trabalho objetiva, por fim, demonstrar a viabilidade de políticas am-bientais que conjuguem preservação/conservação florestal e retorno econômico para os protetores do meio ambiente

Article 17 of the Kyoto Protocol embodies the ground-breaking international emissions trading mechanism. The United Kingdom's greenhouse gas emission trading system is the world's first national scheme. Yet few studies of UK climate policy literature by examining the transfer of emissions trading from the Kyoto Protocol in the development of UK emissions trading during the period 1997-1999.The thesis enhances the significance of policy transfer by highlighting a relationship between transfer and regime implementation~ 1he former can aid the latter, for a regime's norms can be implemented at the. national level via transfer and in this way they become effective. The thesis challenges the traditional view that an international regime must be coercive, ratified ~nd endowed with a compliance mechanism in order for states to implement its provisions. The Kyoto Protocol does not oblige states to implement emissions trading schemes and, during the period 1997-1999, it had not entered into force and the details of its compliance mechanism were unknown, but yet the treaty's trading instrument was having an impact on UK climqte policy. The thesis examines the agenda-setting, formulation and decision stages of UK climate policy-making in order to illustrate how and why emissions trading was transferred from the Kyoto Protocol. The thesis argues that ArtiCle 17 generated international pressures (in the form of 'consensus' and 'image') for states to gain experience of trading, which created a perception in the UK that it was necessary to have a domestic scheme and led to the transfer of the trading instrument.

The Kyoto Protocol is one of the most important international climate change treaties aimed at fighting global warming. On January 1st 2005, the protocol was enforced with its first commitment period 2008-2012. However, the effectiveness of reducing CO2 emission has long been debated. The purpose of this thesis is to empirically as-sess the impact of the Kyoto Protocol on carbon dioxide reduction across countries, whether the protocol led significant difference after entering force in 2005. The data used in this thesis cover 37 Annex B countries and 148 non-annex B countries from 1990 to 2007. The models are constructed on the basis of the various contributing fac-tors to CO2 emissions and the Environmental Kuznets Curve model. The main find-ing is contrary against the result expected. The insignificant dummy variable cannot indicate that there is a “structural break” of CO2 emissions reduction after the Kyoto Protocol was implemented. The conclusion is that political agreements such as Kyoto Protocol cannot show critical effects on reducing carbon dioxide. The underlying main driving factors of CO2 emission are energy use, electricity from coal source, fossil fuel burning, in other words, industrialization. And the technology develop-ments cannot keep in pace with finding a new energy source and effectively control-ling CO2 emissions in the short run.

This paper applies the MIT Emissions Prediction and Policy Analysis (EPPA) model to analysis of the cost of the Kyoto Protocol targets, with a special focus on Japan. The analysis demonstrates the implications of the use of different measures of cost, and explains the apparent paradox that the relative carbon price among Kyoto parties may not be an accurate measure of their relative welfare costs. Attention is given to the role of relative emissions intensity and various distortions, in the form of fuel and other taxes, in determining the burden of a climate policy. Also, effects of climate policy on welfare through an influence on the terms of trade are explored. We consider the cases of the EU, Japan, and Canada, each meeting their Kyoto targets, and the US meeting the Bush Administration’s intensity target. For a country with a low emissions intensity as in Japan, the absolute reduction in tons is small relative to the macroeconomy, and this reduces its welfare loss as a share of total national welfare. Low emissions intensity (high energy efficiency) also means the economy has few options to reduce emissions still further, resulting in a higher carbon price. Energy efficiency thus pushes in both directions, lowering the number tons that need to be reduced but raising the direct cost per ton. But other factors also are important in explaining costs differences. Existing fuel taxes are very high in Japan and Europe, increasing the economic cost of a greenhouse gas emissions reduction policy. For these regions, the extra cost due to these distortions is several times the direct cost of the emissions mitigation policy itself. In contrast, fuels taxes are low in the US and relatively low in Canada. The US, EU, and Japan gain somewhat from reductions in world prices of oil and other fuels because they are net importers. Canada, in contrast, is a significant net energy exporter, and its policy costs rise considerably because of lost energy export revenue. This effect on Canada is due mostly to implementation of the policy in the other regions rather than to domestic implementation. Canada is also the most emissions intensive of these regions, a factor that contributes to its cost of control.
Abstract in HTML and technical report in PDF available on the Massachusetts Institute of Technology Joint Program on the Science and Policy of Global Change website (http://mit.edu/globalchange/www/).

In diesem Beitrag wird der Hintergrund der internationalen Klimaverhandlungen erläutert und die Ergebnisse des Kopenhagen-Akkords vorgestellt. Angesichts des Scheiterns der Kopenhagener Konferenz muss die zeitnahe Schließung eines rechtlich bindenden, globalen Klimaabkommens als unwahrscheinlich gelten. Die Klimapolitik wird zukünftig verstärkt auf nationalstaatlicher und transnationaler Ebene erfolgen.

Made available in DSpace on 2014-10-09T12:54:46Z (GMT). No. of bitstreams: 0
Made available in DSpace on 2014-10-09T14:07:28Z (GMT). No. of bitstreams: 0
Dissertação (Mestrado)
IPEN/D
Instituto de Pesquisas Energéticas e Nucleares - IPEN/CNEN-SP

This thesis brings together research conducted on field based, remote sensing and modelling approaches to meet reporting requirements set by the Kyoto Protocol. Parties are given the option to meet part of their greenhouse gases reduction requirements through the conservation and enhancement of the carbon stored in forest ecosystems. Two contrasting forests (Monks Wood, UK, 52°24' N, 0°14' W and Thetford UK, 52°30' N, 0°30' E) were selected for the development and assessment of the selected methods. Field-based measurements were used to quantify carbon stocks in Monks Wood, providing the first exhaustive assessment of the carbon content held in a UK semi-natural woodland. The total carbon content of the stands varied from 346 to 616 tonnes per hectare (t ha^-1) and highlighted the importance of broadleaved woodlands as carbon stores in the UK. A quantitative appraisal of remote sensing methods was also provided. For land cover discrimination, both optical and radar remote sensing have been successful. For forest carbon stock estimation, LiDAR approaches may provide the only viable remote sensing tool for this purpose. As a result, a LiDAR-based method was developed and the results compared to field-based estimates. At the stand level, the agreement between the field-based and the LiDAR estimates was r=0.85. At the woodland level, due to the enhanced capability of LiDAR to monitor the natural variability of carbon across the woodland, the estimates were nearly 24% lower than those from the ground. Remote sensing of field-based approaches are unsuitable alone for quantifying below-ground carbon content and can be resource intensive. Process-based models enable an estimation of below-ground components to be made. Much uncertainty however arises from the lack of information available on model parameter values. The 3-PG model was used to simulate forest production in Thetford forest and a Bayesian calibration was applied. The results showed that this statistical approach could provide an overall framework for integrating and quantifying the uncertainty in the combined field based, remote sensing and modelling datasets, a result highly relevant in the context of the Kyoto Protocol.

Over the past twenty years, the cooperation within the European Union (EU) has strengthened and expanded with both more number of Member States and stronger influence on international politics. The unique character of the Union and its ability to enforce peace and humanitarian intervention has attracted attention in political science. This prominent position of the Union is perceived by many scholars who often hold this derived from the Union's influence in international relations. Various terms have been used to define the powers of the Union. The British researcher Ian Manners states that the unique identity of the Union in the international arena is formed by its normative power.    An important policy area within the Union is the environmental cooperation. It is essential to have a global understanding that an increasing cooperation within the environmental policy area is necessary in order to combat environmental degradation and climate change. In this study I have therefore chosen to examine if the Union can be considered a normative power in the area of environmental policy. To fulfill the purpose of my study I choose to examine the Kyoto protocol (2008- 2012). The Kyoto Protocol is an extension of the United Nations Framework on Climate Change and is the dominant global initiative in global environmental activities.   After studying the way towards global cooperation in the battle against climate change I would say that it is obvious that the EU has guided a number of stages of key importance. In international cooperation, states are usually not willing to accept the costs they may incur from taking on greater responsibilities than other parties. The Union’s imprint as a leading party in the global fight against climate change is in many ways tangible.

La thèse part du constat selon lequel les pays en développement ne participeront pas aux politiques climatiques tant que celles-ci seront perçues comme une contrainte sur leur développement. En inversant l'approche usuelle partant des potentiels de réductions d'émissions, nous montrons que les projets de réduction d'émissions entrepris par les PED, dans le cadre du protocole de Kyoto peuvent avoir un effet d'entraînement sur la levée de barrières au développement. Ils peuvent aussi stimuler la mise en oeuvre de politiques domestiques favorisant la venue d'investisseurs privés étrangers pour la réalisation de projets répondant aux priorités de développement du pays. Nous montrons les limites du Protocole de Kyoto pour la mise en oeuvre de réductions d'émissions dans les secteurs à forte inertie (transports) et la nécessaire articulation des politiques climatiques avec l'aide au développement pour le financement des infrastructures dans un contexte émergeant d'économie mixte
This PhD thesis is based on the observation that developing countries will not particpate in climate policies as long as they perceive them as another constraint on their development. We demonstrate that emission reduction projects realised in DCs under the Kyoto Protocol may have a leverage effect on development by removal of barriers to development. They may also favour the implementation of domestic policies that will attract foreign private investors in projects responding to development priorities of the host country. We show the limits of the Kyoto Protocol concerning the implementation of emissio reductions in high inertia sectors (transportation) and the necessity to coordinate climate policies with official development aid flows for the financing of infrastructures in an emerging context of public-private partnership

The study is based on the views of different world authorities on the Kyoto protocol. The current legal status regarding the different opinions and arguments are also considered. This study is limited to defining what allocation of allowances, units and credits as created by the Kyoto protocol can be defined as goods, products, services or subsidies under WTO body of rules .

Wälder haben im Bezug zum Klimawandel mehrere Rollen: Sie sind Kohlenstoffspeicher, -senken, sowie Lieferanten von Holz als Rohstoff für die Kohlenstoffspeicher in Produkten und für Substitution fossiler Energieträger. Unter Klimaschutzgesichtspunkten ist es wünschenswert, die Kohlenstoffbindung im Gesamtsystem aus Senken, Speichern und Substitution zu maximieren und zu entscheiden, welche Maßnahme an welchem Ort und unter welchen Rahmenbedingungen den größten positiven Effekt auf die CO2-Bilanz hat. Um die Speicherung in den verschiedenen Kompartimenten erfassen zu können müssen geeignete Inventurverfahren zur Verfügung stehen. Die IPCC – GPG benennen die Speicher und geben zum Teil Anforderungen an die zu erreichende Inventurgenauigkeit. Aus der klassischen Forsteinrichtung stehen genügend Methoden zur Verfügung, um das oberirdische Volumen sehr genau zu erheben. Um den Anforderungen an ein umfassendes Kohlenstoffmonitoring genügen zu können, müssen diese Verfahren in den Bereichen Erfassung von Störungsfolgen, Totholzdynamik, Boden und der Berechnung von Gesamt-Kohlenstoffvorräten aus dem Holzvolumen ergänzt werden. Zusätzlich bietet sich an, Bewirtschaftungsmaßnahmen entsprechend zu erfassen, um ihre Auswirkung auf die Kohlenstoffdynamik ebenfalls feststellen zu können. Dies ist für die Berichterstattung zwischen Inventuren sowie für die Herausrechnung von nicht-menschenverursachter erhöhter Kohlenstoffspeicherung („factoring out“ im Sinne des KP) wünschenswert. Wenn Bewirtschaftungsmaßnahmen unterschieden werden können und ihre Auswirkungen auf C-Vorräte bestimmbar sind, ist eine Verifizierung erhöhter Speicherung auch z. B. für Projekte nach Art. 3.4 des KP durchführbar. Diese Arbeiten stecken jedoch noch in der Anfangsphase. Im Rahmen dieser Arbeit wurde die erste verfügbare qualitative Übersicht zu dieser Thematik erstellt. Die Optimierung der Wald-Holz-Option wird durch die im Kyoto-Protokoll (und den zugehörigen Folgeabkommen) vereinbarten Regelungen erschwert, da einerseits zwischen Wald und Produkten eine Trennung besteht und andererseits die Maßnahmenverantwortlichem im Wald nicht direkt durch das KP angesprochen werden. Eingeschlagenes Holz wird im Wald als Emission betrachtet und dem entsprechenden Sektor zugerechnet, was jedoch keine Auswirkungen auf den Forstbetrieb hat. Dieser profitiert im Gegenteil derzeit von der durch die – auch von KP Regelungen beeinflussten – Holzpreise und erhöht die Nutzungen, was zu Vorratsabsenkungen im Wald führt. Ob diese Absenkungen durch die Substitutionseffekte des geernteten Holzes kompensiert werden ist derzeit noch nicht geklärt. Um die Trennung zwischen Wald und Produktpool aufzuweichen bietet es sich an, die Waldbesitzer am Emissionsrechtehandel teilhaben zu lassen, damit nicht nur die Ernte sondern auch der Ernteverzicht finanziell bewertbar sind. Sozio-ökonomische Szenarien zur künftigen Entwicklung der Landwirtschaft zeigen große Flächenpotentiale, die für die Nahrungs- und Futtermittelproduktion nicht mehr benötigt werden oder nicht mehr rentabel sein werden. Eine mögliche Nutzung in Zukunft sind Energieholzplantagen. Informationen zu möglichen Erträgen sind zur Zeit noch unzureichend und Analysen zur Nachhaltigkeit dieser Erträge unter Klimawandel sind nicht vorhanden. In dieser Arbeit wurde mit dem ökophysiologischen Waldwachstumsmodell 4C an Beispielsstandorten in Brandenburg das Wachstum von Energieholzplantagen unter derzeitigem Klima und unter verschiedenen regionalisierten Klimawandelszenarien bis 2055 simuliert. Ertragspotentiale liegen derzeit auf der Mehrzahl der Standorte im positiven Bereich, auf einigen Standorten ist jedoch nur begrenzt mit positiven Deckungsbeiträgen zu rechnen. Bis 2055 ist in allen Szenarien mit einem leichten Rückgang der Erträge und einer deutlicheren Verringerung der Grundwasserneubildung unter Energieholzplantagen zu rechnen. Die Unterschiede zwischen Standorten sind jedoch derzeit und unter zukünftig möglichem Klima stärker als klimabedingte Änderungen. Bei der großflächigen Anlage von Energieholzplantagen können negative Auswirkungen auf die Biodiversität und andere Naturschutzbelange eintreten. Eine diese Effekte abmildernde Flächengestaltung, die trotzdem Erträge auf dem Niveau heutiger Vollerwerbslandwirtschaft erreicht, ist möglich. Insgesamt lässt sich für die Optimierung der Wald-Holz-Option feststellen, dass eine Nicht-Nutzung bestehender Waldflächen unter Klimaschutzgesichtspunkten negativ ist. Der Substitutionseffekt geernteten Holzes beträgt zusätzliche ca. 70 Prozent Kohlenstoff, die in dieser Form in nicht bewirtschafteten mitteleuropäischen Wäldern nicht zusätzlich gespeichert werden. Es ist davon auszugehen, dass sich durch die Berücksichtigung von Substitutionseffekten andere – wahrscheinlich kürzere – als die heute üblichen Produktionszeiten ergeben. Auf bisher waldfreien Flächen ist die Anlage von Energieholzplantagen positiver zu werten als eine normale Aufforstung.
Forests are important for climate protection: They sequester and store carbon, and provide timber for wood products and fossil fuel substitution. These functions interact in a complex way. From a climate protection point of view it is desirable to optimize these interactions, i.e. to maximize the amount of carbon stored in the whole system (called „forest-timber-option“) and to analyse what impact a management decision at the local level has with regard to the amount of carbon in the atmosphere. Inventory methods to estimate the total amount of carbon in a forest are needed. Classical forest inventories assess above-ground tree volume. To estimate total car-bon in accordance with the requirements of the Kyoto-Protocol, these inventories need to be expanded with regard to the assessment of disturbances, dead wood de-composition, soil carbon, and the estimation of carbon from volume. Methods in-vented here can also be used to assess local-level management activities, or to “fac-tor out” non-human-induced changes in carbon pools. The optimization of the „forest-timber-option“ is restricted due to regulations of the Kyoto-Protocol, because forest-related measures are accounted for under other sec-tors than wood and timber use. Harvested timber is estimated as an “emission” from the forest, and forest owners have no benefit from the use of wood for industrial pur-poses. Here, an inclusion of forestry in emission trading schemes can be advanta-geous. Alternative ways to produce wood are short-rotation coppice plantations on agricul-tural soils. Information about growth and yield potentials are scarce for the regions where land availability is high. Aspen (P. tremula, P. tremuloides) was parameterized in an eco-physiological forest growth model (“4C”) to assess these potentials on sites in Eastern Germany under current and under changing climatic conditions. The re-sults indicate that growth potentials are more sensitive to soil quality than to climatic conditions. Potential yields allow for incomes comparable to standard agriculture, but biodiversity and groundwater recharge may be negatively affected by large-scale plantations. An optimization of the „forest-timber-option“ requests the use of timber from forests. Harvested timber substitutes additional 70 % of carbon from fossil fuels. Forests un-der total protection do store more carbon than managed forest, but not equivalent to the substitution effects. Total protection of forests is thus no viable means for climate protection under Central European conditions.

Thesis (Ph.D) -- Fletcher School of Law and Diplomacy, 2000.
Adviser: William Moomaw. Typescript. Vita. Includes bibliographical references (leaves 295-309). Access restricted to members of the Tufts University community. Also available via the World Wide Web;

In this study, energy analysis of Upplands Väsby municipality was carried out with the aim of reducing the CO2 emissions in compliance with Kyoto Protocol. In order to achieve that the inventory of the current fossil fuel use, analysis of possible energy saving measures, and inventory of current potential for biomass production was studied respectively.The annual energy consumption according to different sectors which are mainly housing,transportation, public activities, construction, agriculture, forestry and fishery wasinvestigated and found as 1000 GWh. Depending on the emission factors for each fuel type,corresponding CO2 emissions were calculated. These calculations showed that 85% of thetotal CO2 emissions are caused by oil and diesel which are mainly used in transportation. The emissions from electricity and district heating came out to be negligible compared to transportation because of renewable energy use in production. Thus, depending on the results of energy analyses, the main priority was set as transportation for CO2 emission reduction measures.The intention of Upplands Väsby municipality is first to implement efficient energy use rather than CO2 reduction or the production of the renewable fuels within the municipality. The possible energy efficiency and conservation opportunities were discussed and identified intwo different perspectives; the tactical perspective that will cover the first 3 to 5 years and thestrategical perspective for a longer period of 25 years. For the first years of energy efficiencyprogram, the main objective was set to be reaching some amounts of energy savings by the easiest changes possible and advertising that to the public to gain their support and cooperation in the long term. On the other side, for the strategical perspective, the mainobjective must be reducing the CO2 emissions as much as possible and establishing a sustainable energy system depending on renewable sources.For the production of renewable fuels, biomass was preferred as the energy source as more than half of the Upplands Väsby municipality is covered with forests and farmlands. In the calculations, only the municipally owned lands were taken into consideration and privately owned lands were excluded. Furthermore, out of the land that the municipality owns, the forest lands were excluded from the biomass calculations with an aim of reserving the forests for recreational and natural conservation purposes. In the preliminary estimation in this study,the possible yields of biomass per hectare and year were used to reach the total amount of bioenergy that can be produced. Since growing different kinds of energy crops will result with different yields of dry biomass per hectare and year, the most appropriate crops for the Svealand region were identified depending on the previous researches. The possible amount of bio energy that can be produced was calculated for willow, straw, ley crop, rapeseed, wheatand reed canary grass. As a result, it is seen that whatever the crop is chosen the average yield that can be obtained from the farmlands is around 30 GWh per year.After the energy balance, efficiency options and biomass estimation; the results from thesethree parts were combined and the possible CO2 reduction values for the next 25-30 years were estimated. In order to do that, different scenarios were considered such as replacing fossil fuels with energy from biomass, increasing energy savings and reducing fuel use in transportation. From the fossil fuel replacement scenarios, replacement of heating oil appearsto be the most feasible option since the amount of energy than can be produced from biomass exactly matches the amount of heating oil used in the municipality and it is much easier thandistrict heating and fuel replacements. From energy saving scenarios, the results for electricitysavings are negligible compared to other options as a result of environmentally friendly electricity production in majority of companies in Sweden. Hence buying electricity from supplier companies with lower CO2 emissions gives more reductions in emissions than energysavings. The last scenario, which is reduction of fuel consumption, appears to be the bestoption among the others, because it results in higher CO2 reductions. Advances in technology and growing attention to environmental issues is likely to simplify the application options interms of changing the transportation patterns of the public by encouraging them to use ratherpublic transport or car polls, environmentally friendly cars, and etc. As a result, combiningdifferent scenarios, the maximum amount of CO2 reduction together with energy savings was calculated to be around 26% for Upplands Väsby municipality.This study revealed the deficiencies in organization and systematic data collection in the municipality levels and the need to establish a methodology for inventory and follow-up ofenergy use, production and related environmental effects.In conclusion, the main target of the Upplands Väsby municipality should be implementing amethodology for systematically collecting data on the energy use and CO2 discharges indifferent sectors of the Upplands Väsby economy, preferably using a life-cycle perspective. A second important aim should be to focus on energy saving measures, especially in the transportation and housing areas. A third interesting possibility is to support initiatives aimingof encouraging municipal and private land owners to contribute to energy production.
www.ima.kth.se

Book Summary: This book extends our understanding of the mechanics and biophysics of hearing by bringing together the latest research on the topic by experts in cell and molecular biology, physiology, physics, engineering and mathematics. It contains the proceedings of the 10th International Workshop on the Mechanics of Hearing that was held at Keele University in the United Kingdom at the end of July, 2008. Topics for discussion included theoretical and experimental research at the molecular, cellular and systems levels. Separate sections of the book deal with: the transmission of sound energy to and from the inner ear, and wave propagation within the inner ear; the enhancement of stimulus wave motion that occurs in the inner ear; new measurement techniques that will underpin future innovative studies; the micro-mechanics of the basilar and tectorial membranes and the organ of Corti; cochlear dynamics; sensory hair cells and electromechanical transduction; and sensory hair-bundles and mechano-electrical transduction. The book concludes with the transcript of an open discussion session between the participants of the workshop, highlighting areas of uncertainty and controversy in the field, and pointing the way to the solutions to be sought in future research. This book reviews and synthesizes current concepts and challenges in the biophysics of hearing, and will be an invaluable guide to researchers and students in all branches of auditory science.

This paper examines the informal economy’s greenhouse-gas (GHG) emissions and whether it poses a problem to the effectiveness of international frameworks designed to reduce GHG emissions. With the results of a literature review conducted on the relation between the informal economy and regulations and results on 160 nations’ theoretical informal-economy emissions over time, this paper finds that the informal economy does hinder the ability of governments to manage GHG emissions. This paper then discusses how this aspect of the world’s economy limits the efficacy of international frameworks to reduce GHG emissions. Suggestions are made on how to incorporate this sector into the proposed frameworks. The paper concludes with summarizing the main findings and proposals for further research.

Responses in India towards the Clean Development Mechanism Asmita Bhardwaj Recognizing the grave danger that climate change poses to mankind, the United Nations Framework Convention of Climate Change (UNFCCC) was adopted in 1992 by 150 nations. Subsequent climate change negotiations were to be guided through the principles of â equity,â â common but differentiated responsibilitiesâ and respective â capabilities,â while developed countries were to take lead in combating climate change. The Kyoto Protocol amended the FCCC in 1997 and set legally binding emission reduction targets for industrialized countries. No such commitments were mandated for the developing countries. The Kyoto Protocol, however, created the Clean Development Mechanism (CDM), which required participation of developing countries as hosts for CDM projects. Though it faced significant opposition at the onset it was adopted by many developing countries later. This paper outlines the responses towards the CDM in India.

Many developed countries, such as the United States, have sought to include participation of developing countries in reducing greenhouse gas emissions mainly through binding growth caps on future emissions. Since 1997, this call for â meaningful participationâ has stalled the US ratification of the Kyoto Protocol. In response some scholars have tried to link initiatives like CDM to â meaningful participationâ . This paper suggests that rather than relying on the CDM, this contention regarding commitments can be resolved on a long-term basis if only there is a fair and explicit allocation of GHG emission quotas incorporating â equityâ concerns. Meaningful participation, which might mean quantified commitments, does not take into consideration â equityâ , a key criteria for developing country participation. Full participation can only result when Southern demands are given equal importance.
Master of Urban and Regional Planning

The research examines the decision-making processes of African Leaders in the context of a common international issue. The Theory of Bounded Rationality is utilised as theoretical framework. More specifically, the research explores how a group of African Leaders come together to make a common decision known as the Common African Position in relation to the succession to the Kyoto Protocol under the United Nations Framework Convention on Climate Change (UNFCCC). The originality of the research is contributed by decision-making processes utilising the Bounded Rationality Theory in the context of climate change. This is taken further by utilising the model in the decision-making processes of African Leaders as limited research has been conducted in this field in Africa. Researchers have argued that whilst extensive research has been undertaken in the US and UK, only a limited amount has been conducted in other regions (Elbanna and Child 2007). Furthermore, Hoskisson, et. al.,. (2000) argues that research on strategy practice in emerging economies such as China, and Latin America has not been matched with other regions such as, Africa and the Middle East. The originality of the research is also presented by the uniqueness of the case study. The study was conducted during the largest ever political gathering of world leaders – The Fifteen Session of the Conference of the Parties and the Fifth Session of the Meeting of the Parties of the UNFCCC (COP15) in Copenhagen, Denmark in December 2009. COP15 comprised 120 Heads of States and Governments and 193 national delegations including Member States of the continent of Africa. The research design was qualitative in nature. The methods for the primary data collection were Semi-structured Interviews, Focus Groups and Participant-Observation. Participants were Heads of Government, Ministers and other leaders, i.e. Secretary Generals, Ambassadors and Directors. Secondary data in the form of books, speeches, articles, newspapers, briefs and other publications were also utilised. The data was analysed using content analysis. The analyses revealed that the decision-making processes commenced two years before COP15. The decision-making processes were definitive, co-ordinated and structured involving a wide number of strategic organisations to the continent of Africa, i.e. the African Union Commission (AUC). The decision-making processes were largely followed by the group of African Leaders prior to and during the initial week of COP15. However, during the High-level Segment the dis-unity amongst African Member States became apparent. Bi-lateral deals with developed nations outside the African Common Position were at play, especially by South Africa and Ethiopia. The final outcome of COP15, the ‘Copenhagen Accord’ further revealed the decision-making processes and decisions made by African Leaders were irrational. Individual country interests were paramount, resulting in a total failure by the African Group to maintain the Common African Position. The findings also revealed that due to the diverse nature of the impact of climate change on different African regions, the implications of a common decision in addressing climate change in the future should be circumvented. Limitations of the study include the high security level during COP15 due to the attendance of world leaders, the immense size of the event in terms of participants, and the large number of meetings, which made it impossible for the researcher to follow all activities that were pertinent to decision-making. The research makes contributions to academia and to practice. Academically, in the field of strategic decision-making and by the use of Bounded Rationality; and the application of the Theory of Bounded Rationality in the context of the decision-making processes of African Leaders is novel in the literature further contributed by the extraordinary United Nations COP15 Conference. Furthermore, the results support the assumptions of Bounded Rationality in decision-making. In the field of practice, it suggests ways in which the decision-making processes of African Leaders in an international setting can be improved as it relates to climate change. The research concludes with recommendations, areas for further research in the field of strategic decision-making and a reflection of the research journey.

Made available in DSpace on 2016-08-10T10:47:55Z (GMT). No. of bitstreams: 1 GIANPAOLO MACHADO LAGE DE MELO.pdf: 563346 bytes, checksum: 00630ef22ac0f33210b6617e409b36e2 (MD5) Previous issue date: 2010-06-19
The Contemporary Society came upon with the global climate changes such as, increasing of the global temperature, natural phenomana which happened with less intensity in the past, increasing of sea s level, earthquakes, overflowings and tornatos in the end of 70 s where of the First Convention on Climate Change. In the end of 1980 s, the United Nations and the World Meteorological Organization created the Intergovernment Panel on Climate Change to discuss these changes, and the most important agenda is the Kyoto s Protocol, which establish that the developed contries, related in the Anex I from this protocol, have do reduce between 2008 and 2012 the level of emisson of greenhouse smoke in 5,2% compared to the levels in 1990. Using this reduction by the implementation and the acceptance of the Clean Mecanism of Delevopment are created the Certified Emission Reductions (CER) which will be negociated between the Brazilian companies and the companies settled in the nations included in the Protocol. However, it is contoversy the judicial classification given to the CER in Brazil and, consequently, the accouting treatment used to tax directly and indirectly the Carbon Credits and what are the possibilities to avoid its the Double Taxation. And, by these reality, this is the challange that it will pretend to solve.
A sociedade contemporânea se deparou com as alterações no clima global tais como, elevação da temperatura mundial, fenômenos naturais que aconteciam com menos intensidade, elevação do nível dos mares, terremotos, enchentes e tornados a partir do final da década de 1970 a partir da Primeira Convenção Climática Mundial. Logo, as Nações Unidas e a Organização Meteorológica Mundial, no final da década de 1980, criaram o Painel Intergovernamental em Mudanças Climáticas para discutir essas mudanças, sendo que o documento mais importante, atualmente, é o Protocolo de Kyoto que determinou que os países industrializados, relacionados no Anexo I do mesmo, têm de reduzir entre 2008 e 2012 o nível de emissão de GEEs na média de 5,2% em relação aos níveis medidos em 1990. Por meio desta redução mediante a implementação e aprovação do Projeto de Mecanismo de Desenvolvimento Limpo MDL são gerados os créditos de carbono que serão negociados entre as empresas brasileiras e as empresas instaladas nos países constantes do Anexo I do Protocolo de Kyoto. Contudo, é polêmica a classificação jurídica que deve ser dada ao crédito de carbono no Brasil e, conseqüentemente, o tratamento contábil que deve ser dado a este no momento de tributá-lo diretamente e indiretamente e quais são as possibilidades de se evitar uma dupla tributação do crédito de carbono. E, diante desta realidade, este é o desafio que tentará ser solucionado.

This Master thesis analyses the European Union Emissions Trading Scheme (EU ETS). The aim is to analyse this instrument and its achievements. Emission allowances represent a new market instrument of the European Union's policy to reduce greenhouse gas emissions in order to combat the climate change. The first part of the thesis focuses on international climate negotiations, in particular on the Kyoto Protocol, which triggered the establishment of the EU ETS. The second part focuses on the system functioning and its achievements. The third part deals with the functioning of the EU ETS in the Czech Republic.

Les forestiers ont besoin d'outils permettant de cartographier les essences, la hauteur, la structure ou la biomasse des peuplements. Même si le lidar aéroporté (light detection and ranging, détection et télémétrie par laser) ne permet pas de mesurer l'ensemble de ces variables, il permet d'accéder aux hauteurs et à la biomasse de manière rapide, précise et surtout spatialisée sur de grandes surfaces. Cependant, les lidars aujourd'hui utilisés en forêts n'ont pas été conçus spécifiquement pour étudier la végétation, et l'ajustement de leurs caractéristiques techniques est supposé permettre d'améliorer la précision des mesures. L'objectif de cette thèse est de déterminer des configurations de capteurs lidars dédiés à l'étude de la végétation forestière, et de proposer des méthodes d'extraction de paramètres forestiers adaptés aux différentes configurations. La capacité de différentes résolutions (taille d'empreinte et échantillonnage spatial), longueurs d'onde et modes d'enregistrement du signal retour à mesurer des paramètres forestiers (hauteurs et densité d'arbres, taille des couronnes et indirectement volume et biomasse) a été évaluée. Les études ont été menées de l'échelle de l'arbre jusqu'à celle du peuplement, sur des données expérimentales ou simulées. Dans une première partie, des méthodes de traitement de données lidars aéroportés classiques (scanneur, largeur du faisceau décimétrique, 5 mesures/m², laser proche infrarouge) ont été développées pour estimation la biomasse d'arbres individuels. Dans cette étude, l'apport de nouvelles données dites "full-waveform" (enregistrement du signal complet) a été démontré par rapport aux traditionnelles données multiéchos (extraction des échos les plus significatifs). Dans une seconde partie, une expérimentation avec un prototype lidar du Commissariat à l'Énergie Atomique (CEA) embarqué sur un ULM a été réalisée (profileur, largeur de faisceau de 2,4 m, espacement de 2,4 m entre deux mesures successives le long de la ligne de vol, laser ultraviolet). Sans permettre des mesures d'arbres individuels, cette configuration de capteur a permis d'étudier les variations de la structure des arbres à l'intérieur d'une placette forestière (30 m de diamètre). En validant l'utilisation d'un laser ultraviolet pour l'étude de la végétation, les résultats de cette expérience permettent d'envisager le développement de capteurs bifonctions atmosphère/végétation. Dans une troisième partie, des signaux lidars à larges empreintes (plusieurs dizaines de mètres au sol) ont été simulés par agrégation de signaux lidars aéroportés classiques. Une méthode de modélisation permettant d'étudier la dynamique supposée d'un signal lidar satellitaire dans différents types de forêts a été proposée. Elle apporte des informations utiles à la calibration de l'énergie à émettre pour une future mission satellitaire dédiée à la cartographie de forêts. Le principal problème avec les données à larges d'empreintes est la forte influence de la topographie sur la précision des mesures de hauteurs d'arbres en zones pentues. En conséquence, une méthode de correction de cet effet a été élaborée, permettant ainsi de mesurer les hauteurs d'arbres avec une précision jusqu'alors inenvisageable. Cette méthode a de plus ouvert de nouvelles perspectives dans l'estimation de la topographie sous la forêt, à partir de données lidars à larges empreintes
Foresters need tools to map the tree species, tree heights, stand structure and biomass. Although the airborne lidar (Light detection and ranging) technology does not give access to all these variables, it can provide quick, accurate and spatially explicit measurements of tree heights and biomass over large surfaces. However, lidar systems currently used have not been specially designed to performed vegetation studies. The adjustment of the technical characteristics of such systems is expected to improve the accuracy of retrieved forest parameters. Consequently, the objective of this thesis is to determine configurations of lidar sensors dedicated to the study of forest vegetation, and to propose methods designed to extract forest parameters depending on the different configurations. The ability of different resolutions (footprint size and spatial sampling), wavelengths and sampling modes of the backscattered signal to measure forest parameters (canopy height and density, crown size and also volume and biomass) was evaluated. The studies were conducted from tree to stand level, on experimental or simulated data. In a first part, we developed methods to process classic airborne lidar data (scanner system, tens of centimeter footprint, 5 measurements/m², near-infrared laser) for the estimation of the biomass of individual trees. In this study, we demonstrated the contribution of new data called "Full-waveform" (recording the entire signal) compared to traditional multi-echoes data (extraction of the most significant echoes). In a second part, we performed an experiment using a Comissariat of Energy Atomique (CEA)'s lidar prototype onboard an ultra-light aircraft (profiler system, 2.4 m footprint, 2.4 m spacing between two measurements along the flight line, ultraviolet laser). Such a configuration did not allow to measure individual trees, but we were able to study variations in forest structure at the plot level (30 m diameter). Having demonstrated the ability of an ultraviolet lidar to perform vegetation studies, this sensor opens the way to the development of bi-functional lidar for both atmosphere and vegetation remote sensing. In a third part, large footprint lidar signals (tens of meters on the ground) were simulated from the aggregation of classical airborne lidar signals. We proposed a method for modeling the signal dynamics of satellite lidars in different forest types, in order to calibrate the energy to emit for a future space-borne mission. The main problem with large-footprint size is the strong influence of topography on accurate measurements of tree heights in steep areas. We consequently developed a method to correct this effect, thus increasing the accuracy of tree height retrieval. This approach also opened new perspectives in topography assessment from large-footprint data in forest environments

A Convenção-Quadro das Nações Unidas sobre Mudanças Climáticas, que tem como objetivo final a estabilização das concentrações de gases de efeito estufa em um nível que impeça a interferência humana perigosa no sistema climático, estabeleceu o Protocolo de Kyoto. O Protocolo é um instrumento que permite aos Países do Anexo I (aqueles historicamente responsáveis pelas emissões de GEE) os meios de atingirem suas metas de redução de emissões de Carbono. Para que as metas sejam atingidas, o Protocolo instituiu mecanismos de flexibilização, dos quais destacamos o Mecanismo de Desenvolvimento Limpo (MDL). O MDL prevê financiamentos de Países do Anexo I em atividade que resultem em reduções/seqüestro de Carbono em países Não Anexo I. O primeiro projeto de MDL registrado no Comitê Executivo no mundo é o brasileiro NovaGerar, objeto deste estudo. O propósito deste trabalho é discutir o Protocolo de Kyoto, o Mecanismo de Desenvolvimento Limpo e verificar suas oportunidades a partir do projeto NovaGerar.
The United Nation Framework Convention on Climate Change (UNFCCC) has as final target to establish the greenhouse gases concentration on the atmosphere in one level that impedes the dangerous human interference on the climatic system. The UNFCCC established the Kyoto Protocol, one tool which allows Annex I Countries (that ones historically responsible for greenhouse gas emissions) to achieve their reduction targets. The Protocol put in place flexibility mechanisms - to help Annex I Countries to achieve their reduction targets - among them we highlight the Clean Development Mechanism (CDM). The CDM foresees Annex I Countries financings to activities which result in reduction/sequestration of Carbon in non Annex I Countries. The first CDM project registered in the Executive Committee was the Brazilian NovaGerar, subject of this study. The purpose of this text is to discuss the Kyoto Protocol, the Clean Development Mechanism and verify its opportunities based on NovaGerar project.

The main objective of this research is to demonstrate that the Clean Development Mechanism (CDM), an instrument created under a global international treaty, can achieve multiple objectives beyond those for which it has been established. As such, while being already a powerful tool to contribute to the global fight against climate change, the CDM can also be successful if applied to different sectors not contemplated before. In particular, this research aimed at demonstrating that a wider utilization of the CDM in the tourism sector can represent an innovative way to foster sustainable tourism and generate additional benefits. The CDM was created by Article 12 of the Kyoto Protocol of the United Nations Framework Convention on Climate Change (UNFCCC) and represents an innovative tool to reduce greenhouse gases emissions through the implementation of mitigation activities in developing countries which generate certified emission reductions (CERs), each of them equivalent to one ton of CO2 not emitted in the atmosphere. These credits can be used for compliance reasons by industrialized countries in achieving their reduction targets. The logic path of this research begins with an analysis of the scientific evidences of climate change and its impacts on different economic sectors including tourism and it continues with a focus on the linkages between climate and the tourism sector. Then, it analyses the international responses to the issue of climate change and the peculiar activities in the international arena addressing climate change and the tourism sector. The concluding part of the work presents the objectives and achievements of the CDM and its links to the tourism sector by considering case studies of existing projects which demonstrate that the underlying question can be positively answered. New opportunities for the tourism sector are available.

This diploma thesis deals with global environmental agreements and their effectiveness. Its aim is to disclose the causes of success of some agreements and, on the contrary, the motives of failure of other agreements. In the theoretical part, the specialities of the environmental problems are illustrated, followed by the introduction to the international environmental law and agreements. In the practical part, two well-known international agreements concerned with atmosphere are compared. They deal with similar problem, but they achieved very different results. The objective of step-by-step comparison of diverse aspects of both agreements is to discover what factors caused the great success of the Montreal Protocol in protecting the ozone layer and why the similarly conceived Kyoto Protocol failed in the combat against climate change. Last chapter concludes this comparison and defines key characteristics which are essential for the effectiveness of the global environmental agreements.

This thesis examines the language of the United Nations Framework Convention on Climate Change, the Kyoto Protocol and the Paris Agreement through the lens of security. It departs from the observation that the securitized rhetoric on climate change is not matched with the kind of policies such rhetoric would suggest is necessary. Previous research on the impact off raming climate change in security terms have either argued that the security discourse has been rejected and thus also policies such an understanding would entail – or that the paradoxical nature of climate change as a threat (to continue the way we live we most change the way we live) makes a securitized understanding not yield in extra-ordinary policies. I argue that neither of these explanations are sufficient to explain the lack of ‘extra-ordinary policies’ on climate change. Instead, I claim that the reason for the lack of extra ordinary policies regarding climate change is that despite some of its rhetoric about the threat of climate change, the intersubjective understanding between the United Nation and its members expressed in the multilateral environmental agreements is structured in a way not to push a securitized understanding of climate change. By structuring the threat of climate change as threat to human security and development, as well as emphasizing the need for a fairness based approach, the agreements limits what policies are possible.

International climate change agreements and the European Union legislation have an influence on different levels of governance, including national legal systems and administrative schemes. The following research question is addressed in the doctoral dissertation: “How does Lithuania, specifically the industrial sector, implement GHG reduction requirements under the Kyoto Protocol and the European Union regulations?” Implementation of GHG emission reductions is analyzed from a perspective of multi-level governance and sociology of law. The research is carried out on four levels – supra-state; state; sub-state and societal. These are described as international; national; administrative and industrial arenas in the dissertation. Hence the implementation of climate change legal rules is based on authoritative decision-making across multiple territorial levels. In the dissertation, legal frameworks regarding reductions of GHG emissions are described - and the institutions along with their mandates are identified. There is a hierarchical top-down regulated implementation of legal rules and actors involved at different levels. A perspective based upon Sociology of Law makes it possible to relate the top-down implementation of legal rules to society. In the dissertation the most dominant driving forces and norms affecting actors on each level of implementation are evaluated, by interviewing respondents from state and administrative institutions and industrial companies... [to full text]
Tarptautiniai klimato kaitos susitarimai ir Europos Sąjungos teisės aktai veikia skirtingus valdymo lygmenis, įskaitant nacionalines teisės sistemas ir administravimo modelius. Disertacijoje iškeltas tyrimo klausimas – kaip Lietuva, konkrečiai pramonės sektorius, įgyvendina šiltnamio efektą sukeliančių dujų (toliau – ŠESD) emisijų mažinimo reikalavimus, nustatytus Kioto protokolu ir Europos Sąjungos teisės aktais. Reikalavimų mažinti ŠESD emisijas įgyvendinimas yra analizuojamas daugiapakopio valdymo perspektyvoje. Analizuojami keturi lygmenys – viršvalstybinis, valstybinis, subvalstybinis ir visuomeninis, kurie disertacijoje gretinami su tarptautine, nacionaline, administracine ir pramonės plotmėmis. Taigi klimato kaitos teisės aktų įgyvendinimas paremtas valdžios sprendimų priėmimo dispersija skirtinguose lygmenyse. Disertacijoje apibūdintos teisės sistemos, susijusios su ŠESD mažinimu, identifikuojant institucijas ir jų įgaliojimus. Remiantis teisės sociologijos perspektyva, hierarchinis teisės normų įgyvendinimo principas siejamas su teisės poveikiu (ir atsaku) pramonės sektoriuje. Atlikus kokybinį tyrimą imant interviu iš tyrimo dalyvių, kurie dirba valstybės ir administracinėse institucijose ir pramonės įmonėse, išnagrinėti ir įvertinti skatinantys veiksniai ir normos, veikiančios dalyvių elgseną kiekviename tiriamajame lygmenyje. Ištirtas pramonės sektoriaus atsakas politikos įgyvendinimo procese bei pateikti pasiūlymai dėl Kioto protokolo ir Europos Sąjungos... [toliau žr. visą tekstą]

La presente tesis estudia la tributación de la renta derivada del comercio de derechos de emisión de CO2. Este mercado fue implantado por el Protocolo de Kioto para facilitar el cumplimiento de sus objetivos ambientales y constituye un fenómeno jurídico-comercial hasta ahora desconocido que, como tal, tiene sus consecuencias tributarias. El trabajo propone una solución a la compleja cuestión de la tributación de los derechos de emisión de CO2, ya que la normativa vigente resulta insuficiente y desactualizada. Este panorama se complica aún más si se tiene en cuenta el alcance internacional de este mercado. Desde este punto de vista también se estudia en detalle el Convenio de Doble Imposición hispano-argentino e hispano-italiano. La decisión de elegir este tema se centra en su innegable actualidad. Su carácter novedoso está marcado no sólo por el inicio de su funcionamiento (2008) sino también por las características que lo rodean.
The thesis examines the income taxation of the CO2 emission rights trade. This market was adopted by the Kyoto Protocol in order to facilitate the compliance of its environmental objectives and constitutes a legal and commercial phenomenon unknown until recently. As a commercial fact it is subject to taxation The work proposes a solution to the complex issue of the emission rights taxation since the present legislation is insufficient and outdated. This scene is even more complicated because the international implications of this market. In order to that the thesis also studies in detail the Double Taxation Convention between Spain and Argentina and Spain and Italy. The decision to choose this theme focuses on its undeniable current situation. Its innovative character is marked not only by the start of its running (2008) but also by the characteristics that surround it.

Made available in DSpace on 2016-04-25T18:39:47Z (GMT). No. of bitstreams: 1 Claiton Santin.pdf: 259901 bytes, checksum: 46cb8fdc33594ce86a5177d3ed876c0c (MD5) Previous issue date: 2012-06-27
Due to the growth of the discussions involving less harmful trade and economic practices to the environment, as well as the use of renewable energy sources, have been increasingly frequent approaches to the Kyoto Protocol and its imposed norms to major economies. Added to these factors the Accounting International Norms in the brazilian scenario, it becomes increasingly important to find ways to clarify the accounting dealings about this question, once it has been responsible for high-value financial turns, currency which need to be properly disclosed in the accounting statements of companies participating in this market. The study performs a qualitative approach, of exploratory feature, aiming a better understanding of the subject, and developed through a literature review. Thus, this study search to analyze the accounting treatment assigned to transactions involving the market of carbon credits, identifying a series of treatments, and the almost complete lack of standardization in the area
Devido à expansão dos debates com o envolvimento de práticas comerciais e econômicas menos agressivas ao meio ambiente, bem como a utilização de fontes de energias renováveis, têm sido cada vez mais frequentes as abordagens sobre o Protocolo de Kyoto e suas normatizações impostas às grandes economias. Em razão de esses fatores e a eles agregada a adesão das Normas Internacionais de Contabilidade no cenário brasileiro, torna-se cada vez mais importante buscar formas de elucidar as tratativas contábeis acerca desse assunto, uma vez que tem sido responsável por giros financeiros de alto valor, numerários estes que necessitam estar corretamente evidenciados nas demonstrações contábeis das empresas que participam desse mercado. O estudo realiza uma abordagem qualitativa, de caráter exploratório, para um melhor entendimento do assunto, sendo desenvolvido por meio de uma revisão bibliográfica. Dessa forma, buscou-se nesta pesquisa analisar o tratamento contábil atribuído às operações que envolvem o mercado de créditos de carbono, e, assim, identificou-se uma série de tratamentos e a quase inexistência de normatização para a área.

Recentemente passou a ser aceito por amplos segmentos da sociedade as conclusões de cientistas de que o homem vem provocando a mudança climática global em curso por meio da emissão de gases de efeito estufa. E espera-se, se nada for feito, por um agravamento do aquecimento global, em função do aumento da população mundial e do desenvolvimento econômico, para os próximos anos. O resíduo gerado pela sociedade, quando em decomposição, é forte emissor de metano, um dos gases mais maléficos nesse processo. Organismos internacionais liderados pela ONU participam do esforço de limitar as emissões com a negociação de créditos de carbono do Protocolo de Kyoto, o que pode contribuir para viabilizar a adoção de novas tecnologias de tratamento de resíduos. Esta pesquisa traz aos gestores municipais, e aos empreendedores do setor, um modelo de decisão para escolha estratégica das tecnologias mais recentes para tratamento de resíduos sólidos urbanos. Usando a técnica de abordagem sistêmica (system analysis), com o apoio da teoria de ciclo de vida do produto e do conceito de eco-eficiência, foram traçadas tendências. O modelo de decisão usou a técnica do pensamento focado no valor (Value-Focused Thinking) pertencente à teoria da decisão multiatributo. A partir da percepção de importantes formadores de opinião, aponta-se que as tecnologias de aterro sanitário, incineração e de processamento por plasma térmico, acompanhadas da coleta seletiva, da recuperação energética, da separação e da reciclagem, têm cada uma importante parcela de contribuição na solução do problema ambiental. Também é apontado que a combinação da coleta seletiva, seleção do lixo para aumento do seu potencial energético, processamento por plasma térmico acompanhado da geração de energia, é a mais efetiva para ser adotada num município de porte médio do Estado de São Paulo, para os próximos vinte anos. Ao final da pesquisa, as soluções estudadas foram apresentadas a gestores públicos para validação do modelo.
Recently it became accepted, by large segments of society, the conclusions of several scientists that man has been causing a global climatic change through the emission of greenhouse gases. If nothing is done, an increase in global warmth is expected in the years to come, due to the growth of world population as well as economic growth. The waste generated by society, while decomposing, is a strong methane emitter, one of the gases that contribute the most to the global warmth. International organisms, led by UN, have joint efforts in order to limit the emissions of greenhouse gases with the negotiation of carbon credits, mechanism created by the Kyoto Protocol, which may turn the adoption of new technologies of waste treatment economically feasible. This research brings to the public managers and entrepreneurs of this sector a decision-making model to strategically choose the most recent technologies for the treatment of municipal solid waste. Using the system analysis technique, supported by product?s life cycle theory and the concept of eco-efficiency, some tendencies of this sector have been mapped. The decision-making model uses the Value-Focused Thinking technique, which belongs to the multi-attribute decision theory. From of the gathering opinions of important stakeholders, some technologies may be pointed as the most important contributors to solving this environmental problem: landfill technologies, incineration and plasma process, accompanied also by energy recovery, waste sorting and recycling. It is also suggested that a solution of waste sorting, a process of generating refused derived fuel, and plasma process followed by energy recovery is the more effective combination to be adopted by a medium-size city in the near future. At the end of the research works, the studied solutions were presented to public managers to validate the model.

Esta dissertação trata da história e características do Protocolo de Kyoto (PK), seguido do estudo do valor, das perspectivas e da efetividade do Mecanismo de Desenvolvimento Limpo (MDL), definido pelo Artigo 12 daquele Protocolo à Convenção Quadro das Nações Unidas sobre Mudança do Clima (CQNUMC). Nesse propósito, foram desenvolvidas análises conceituais das pretensões, possibilidades, valor e mesmo das equivocações do MDL. A grande importância desse instrumento acaba demonstrada que não é o seu objetivo primeiro, de auxilio nos compromissos dos países desenvolvidos (PDs), mas sim as diversas vantagens que promove para os países em desenvolvimento (PEDs). Esse instrumento de flexibilização, que foi concebido para auxiliar o cumprimento das obrigações (redução das emissões de CO2) dos países desenvolvidos (PDs) no Protocolo, pode ir muito além, com projetos de desenvolvimento sustentável (social, econômico, étnico, cultural, técnico e ambientalmente) adequados e favorável aos PEDs. Seus projetos podem e deve travar um bom combate à pobreza, o que garante também um avanço correto na perseguição do controle das causas e efeitos das mudanças climáticas. O MDL permeia todas essas questões e constitui o instrumento já presente e de conscientização, para trazer a necessária capacidade financeira e tecnológica do Norte ao encontro do Sul para que todas essas pretensões possam ocorrer.
This paper deals with the history and characteristics of the Kyotos Protocol (KP), followed by the values study about the prospects and effectiveness of the Clean Development Mechanism (CDM), as defined by the 12th Article of the Protocol to the United Nations Framework Convention on Climate Change (UNFCCC). In this purpose, conceptual analyses were developed about the objectives, possibilities, values and even mistakes of the CDM. The great importance of this instrument had been demonstrated that it is not its first objective to help the commitments of the developed countries, but the many advantages that promotes to the developing countries. This instrument of facility, which was conceived to assist the fulfillment of the obligations (reducing CO2 emissions) of developed countries in the Protocol, can go far beyond, with sustainable development projects (social, economic, ethnic, cultural, technical and environmentally) appropriated and favorable to developing countries. Their projects can and should fight against poverty, which also ensures a correct advance in pursuit of the causes and effects control of the climatic changes. The CDM permeates all these issues and is the instrument already present and of awareness, to bring the necessary financial and technological capacity from the North to the South, allowing these claims occur.

This thesis evaluates why the implementation of a tree plantation project in Chiapas, Mexico, called Scolel Te failed in its attempt to participate in the CDMs scheme. The Scolel Te project brings together farmers and local organisations into a network of exchange of resources that aims at producing an outcome that is only possible through the co-ordination and co-operation of all participants: the emission of carbon certificates. This thesis studies the co-ordination problems that local actors face at the moment of establishing the carbon projects by identifying how formal and informal mechanisms such as contracts, economic incentives, trust, and reputation, create or solve co-ordination problems in the Scolel Te network. The thesis also describes how changes in the distribution of power among actors affect the functioning of the network and how individual's interests and strategic alliances have the potential of derailing the aims of the environmental project. For such purposes, this thesis analyses the exchange relationships among actors at the micro level and identifies how exchange relationships evolve over time. Then an overall picture of the exchange relationships is presented (macro level) with focus in understanding how and why power in the network is exerted. Findings suggest that relying on economic incentives as the main mechanism to generate commitment among communities has failed to create stable exchange relationships in the long term. Trust and reputation are stronger mechanisms to achieve commitment. Moreover, we find that the ability to generate commitment depends highly on the generation of interdependencies between tree plantation projects and the main economic activities of local actors. However, type of land tenure, main economic activity, and pre-existing power relationships embedded at local level are also the principal factors that determine the dynamism of the social exchange relationships and commitment in the long-run. This thesis considers that co-ordination failure occurs because a lack of knowledge about the real dependencies between local actors and their natural resources in the design of CDMs. At macro level, this thesis found that the lack of accountability of the unregulated local carbon market at local level has created unintended incentives for actors to adopt less environmentally responsible strategies and disincentive participation in the CDMs.

The thesis primarily tracks the history of historical responsibility in negotiations to and under the UN Framework Convention on Climate Change (UNFCCC). The concept aims at attributing individual country burdens in mitigating climate change based on the relative levels of past emissions. A hermeneutic approach and discursive theory has been applied to the empirical material consisting of documents form UNFCCC’s main bodies. Even though the concept was part of the discursive struggle over the content of the UNFCCC, it has been more central in the struggle to operationalise the Convention’s principles on equity. Historical responsibility has been most elaborated in a proposal by Brazil to the 1997 pre-Kyoto negotiations. This proposal combined a biophysical approach (preferred by the North) with that of a political economic approach (preferred by the South). However, the proposal was soon pushed of the central agenda and discussions on the topic turned technical and centred on scientific uncertainties. The biophysical framing excluded equity. At the same time as the proposal was marginalised within UNFCCC as a whole, it was central in discussions on comprehensive approaches to historical responsibility. Any that wanted to discuss comprehensive approaches were referred to this forum wherein talks on equity were excluded from the rules of discussion. This echoes a world system of a periphery, the global South, dependent upon core countries, the global North. The last mentioned have the capacity to set the agenda. The argument for marginalising the Brazilian proposal has been compared to the accepted Kyoto protocol with the result that the official arguments for marginalisation do not hold. The thesis also investigates historical responsibility’s problem solving potential as a concept that could create much needed dialogue across the North/South divide.

Uppsatsen söker främst följa konceptet ”historisk skuld” i klimatförhandlingarna som ledde till, och som senare fördes under, FNs ramkonvention om klimatförändringar (FCCC). Historisk skuld tillskriver länder eller regioner ett ansvar för klimatförändringar som baseras på dess historiska utsläppsnivåer av växthusgaser. Ansvarsberäkningarna ligger sedan till grund för bördefördelning. Empirin, beståendes av dokument från FCCCs organ, har analyserats genom hermeneutik och diskursteori. Historisk skuld fanns med i den diskursiva kampen över FCCC men blev centralt först i kampen över hur FCCCs rättviseprinciper skulle operationaliseras. Som mest genomarbetat har konceptet varit i det så kallade brasilianska förslaget vilket lades fram inför Kyotoförhandlingarna. Förslaget kombinerade en naturvetenskaplig gestaltning, som föredras av länder i nord, med en politisk ekonomisk dito, vilken föredras av syd. Det exkluderades emellertid fort från den beslutsfattande agendan och hänvisades till rådgivande organ där frågan teknifierades med fokus på vetenskapliga osäkerheter. Den naturvetenskapliga gestaltningen exkluderade samtal om rättvisa. Samtidigt som förslaget marginaliserades inom FCCC som helhet så blev det centralt i detaljerade diskussioner om historisk skuld. Om någon ville diskutera operationaliserade varianter av historisk skuld inom FN så hänvisade de till detta forum, ett forum där samtal om rättvisa exkluderats genom de tysta regler som styr diskussionen. Detta speglar ett världssystem där en periferi, det global syd, är beroende av centrala länder, det globala nord. De sistnämnda har kapaciteten att styra dagordningen. Argumenten bakom marginaliseringen av det brasilianska förslaget har sedan jämförts med det accepterade Kyotoprotokollet. Det visar sig då att de officiella argumenten för marginalisering inte håller. Uppsatsen undersöker också konceptets potential till att initiera välbehövlig dialog mellan nord och syd.

Föreliggande studie tillämpar diskursanalys i syfte att förstå var det råder samstämmighet eller konflikt kring huruvida Sverige ska sälja, spara eller annullera överskottet på utsläppsrätter inom EU:s och FN:s utsläppshandel. Genom kritisk diskursanalys har vi kategoriserat och kodat tio riksdagsdebatter mellan åren 2010 och 2014, i vilka en ekologisk diskurs och en ekonomisk diskurs kämpar om tolkningsföreträde. Bortsett från samstämmigheten att handel med utsläppsrätter – vilken kan ses som ekologisk modernisering – är ett viktigt verktyg för att minska klimatförändringar; råder öppen kamp kring hur ett överskott på utsläppsrätter ska hanteras. Kampen har delats in i sju kategorier baserat på huruvida: 1) ett beslut om annullering kan tas direkt eller om det krävs en utredning först, 2) en annullering är en symbolisk handling eller styrs av marknadens logik, 3) en försäljning leder till ökade utsläpp, 4) på vilket sätt överskottet ska fungera som förhandlingsstrategi under klimatmöten, 5) Sverige förlorar sitt klimatanseende vid en försäljning av överskott på utsläppsrätter, 6) utsläppshandeln i högre grad borde styras av politiker eller marknadsmekanismer, och slutligen 7) huruvida överskott på utsläppsrätter bör ses som ett lyxproblem. Eftersom det ännu inte finns en fixerad diskursiv entydighet angående hur överskott på utsläppsrätter ska hanteras, menar vi att ingen av diskurserna kan ses som helt hegemonisk. Den ekonomiska diskursen har dock patent på rationaliteten eftersom den, till skillnad från den ekologiska diskursen, har accepterat ekomodernismen. Om den ekonomiska diskursen blir hegemonisk är det sannolikt att ytterligare överskott på utsläppsrätter säljs.Nyckelord: klimatförändringar, EU-ETS, Kyotoprotokollet, ekologisk modernisering, diskursiv kamp.
The following study uses insights derived from discourse analysis to examine whether there is consensus or conflict regarding if Sweden should sell, save or invalidate the surplus of allowances within the emissions trading systems of the EU and the UN. Through critical discourse analysis, we have categorized and coded ten parliamentary debates between the year of 2010 and 2014, in which an ecological discourse and an economic discourse can be derived. Aside from the consistency that the emissions trading systems – which can be seen as ecological modernization - is an important tool to mitigate climate change; an open struggle can be seen regarding how a surplus of allowances should be governed. The struggle has been divided into seven categories based on whether: 1) a decision of invalidation can be taken directly or if an investigation is necessary, 2) an invalidation is a symbolic act or controlled by the logic of the market, 3) a sale directly leads to an increased amount of emissions, 4) in what way the surplus of allowances should serve as a negotiating strategy during international climate meetings, 5) Sweden’s climate profile will be lost in case of a sale, 6) the emissions trading systems to a higher rate should be controlled by politicians or mechanisms of the market, and finally 7) whether the surplus of allowances should be seen as a luxury problem. Since there is not yet a fixed unity regarding how surplus of allowances should be governed, we argue that none of the discourses can be seen as completely hegemonic. However, the economic discourse have positions on rationality due to that it, unlike the ecological discourse, has accepted the ecological modernisation. If the economic discourse becomes hegemonic it is likely that additional surplus of allowances will be sold.Key words: climate change, EU-ETS, the Kyoto Protocol, ecological modernisation, discursive struggle.

Les contestations normatives relatives à la nature des transferts financiers Nord-Sud visant l’adaptation au changement climatique et à ses relations avec l’aide publique au développement (APD) se sont considérablement accentuées depuis 2009 lorsque les pays développés se sont conjointement engagés à fournir des ressources «nouvelles et supplémentaires » à hauteur de 30 milliards de dollars pour la période 2010-2012 et à mobiliser collectivement 100 milliards de dollars par an d’ici à 2020, en les répartissant de manière « équilibrée » entre l’atténuation et l’adaptation dans les pays en développement. Mouvements de solidarité internationale, organisations non gouvernementales de protection de l’environnement, représentants des pays en développement, et parfois institutions multilatérales de développement :nombreux sont les acteurs qui appellent à la mise en place d’un financement international de l’adaptation qui existerait séparément de l’aide, en représentant une forme de « compensation » liée à la responsabilité disproportionnée des pays développés dans l’occurrence du changement climatique.

Notre thèse se construit à partir d’un constat :celui de la déconnexion entre une hypothèse largement répandue dans la littérature académique (i.e. l’existence d’un financement international de l’adaptation qui serait distinct de l’APD – et original sous divers aspects) et la réalité observable (i.e. l’existence d’un tel financement ne se vérifie pas dans les faits). Comment expliquer cette déconnexion ?Telle est précisément la question que nous tentons d’élucider dans le présent document. Nous formulons l’hypothèse selon laquelle les discours opposant le financement international de l’adaptation et l’aide au développement sont le produit d’une vision particulière de ce que devrait être l’APD. L’ambition de notre recherche est dès lors de caractériser cette vision normative de l’aide et d’examiner ses manifestations dans une série de débats récurrents qui traversent la question du financement international de l’adaptation. Nous mettons en évidence le fait que ces discours renouvellent une vision de l’aide entre États souverains destinée à répondre aux injustices internationales et à alimenter un transfert de ressources régulier entre pays riches et pays pauvres.
Doctorat en Sciences
info:eu-repo/semantics/nonPublished

Aviation industry has been developing throughout the last decades and is today an important part of the global economy. This constant growth makes it important to constrain the climate impacts derived from it. The IPCC report (1999), Aviation and the global atmosphere, lists four measures to reduce emissions and environmental impacts of aviation; Aircraft and engine technology options, fuel options, operational options and regulatory and economic options. The study aims to discuss the efficiency and implementation level of the measures. The theoretical frame for the research is based on literature studies whereas the empirical material is based on qualitative interviews of representatives of three key sectors; the authority, the service provider and the aircraft operator.

While analysing the theoretical and the empirical results, a certain emphasis on the regulatory and economical measures has been noticed. Moreover, following conclusions have been drawn;

(1) An emission trading with carbon dioxide would be an incentive to improve aircraft technology and flying procedures; (2) The best way of having international aviation included in the European emissions trading scheme (EU ETS) would be through an initial grandfathering distribution (costless distribution of permits according to historical emission and volume of fuel use) done according to a best-practise philosophy; (3) A robust instrument to measure emissions behaviour at different levels of the atmosphere is still missing. (4) The exclusion of the international aviation from the Kyoto Protocol negotiations makes it harder to include it in the existing EU ETS. Finally, all measures are needed and should be put into practise, but a trading with emissions would be the one to start the improving cycle leading to more sustainable results regarding time, environment and economy.