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Journal articles on the topic 'Banking activity regulation and supervision'

Author: Grafiati

Published: 28 May 2022

Last updated: 30 July 2025

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1

KOVACH, M.J., and K.P. INDUS. "Regulation of banking activity at the international level." Market Relations Development in Ukraine №4 (203) 128 (May 24, 2018): 31–36. https://doi.org/10.5281/zenodo.1252253.

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The activation of globalization and integration processes creates an objective need for regulation of banking activity at the international level. Uniform standards for regulating financial services sectors are developed by international organizations and continue to serve as the basis for the development of national regulatory standards, while the system for monitoring compliance with these standards operates in each separate country. The article states that banking supervision is implemented through regulatory and supervisory activities, outlining various organizational models of entities th

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Melnyk, Kateryna, Natalia Bondarenko, and Oleksandr Scherbatyuk. "PROBLEMS AND PROSPECTS OF THE DEVELOPMENT OF BANKING REGULATION AND SUPERVISION IN UKRAINE." Economic scope, no. 194 (November 11, 2024): 157–63. http://dx.doi.org/10.30838/ep.194.157-163.

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Effective banking regulation and supervision are key factors for ensuring the stability of the national banking system of Ukraine. The purpose of this article is to analyze the peculiarities of banking regulation and supervision in Ukraine in order to identify problems and possible ways of development, including in the context of world experience. The article examines the theoretical aspects of the essence of the concepts of banking regulation and banking supervision. The main indicators of the banking system of Ukraine for 2020-2024 and the mechanism for identifying risks in the activities of

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Yesimov, S. S. "Supervision of the activities of non-banking financial institutions." Uzhhorod National University Herald. Series: Law 2, no. 82 (2024): 152–58. http://dx.doi.org/10.24144/2307-3322.2024.82.2.24.

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The article examines the supervision of the activities of non-banking financial institutions based on current legislation. The object of the study is the set of relationships that arise in the process of financial control over the activities of non-banking financial institutions. The subject is the laws and regulations of the National Bank of Ukraine regulating the activities of non-banking financial institutions. The methodological basis of the research is general scientific and private scientific methods of cognition. It is noted that effective control and supervision of the activities of no

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Gelitashvili Goga, Gelitashvili Goga, Burdiashvili Rati Burdiashvili Rati, and Chelidze Medea Chelidze Medea. "DISCUSSION ISSUES ON THE ESSENCE OF BANKING REGULATION AND SUPERVISION." Economics 105, no. 3-4 (2023): 122–33. http://dx.doi.org/10.36962/ecs105/3-4/2023-122.

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One of the strictest regulations in the financial market is applied to banking activities, which is due to the specific characteristics of banks, such as a high degree of dependence on attracted financial resources, implementation of the function of a financial intermediary, insufficient transparency and openness of activities, money laundering problems, etc. This is often the cause of imbalance and a source of instability in the banking system. Added to this are interbank lending, affiliation of banks and connections between their founders, tendency to high-risk operations, which can lead to

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Svetlana S., Tropskaya. "Legal Regulation of Banking Supervision: Questions of Theory and Practice." Rossijskoe pravosudie, no. 4 (March 14, 2023): 101–5. http://dx.doi.org/10.37399/issn2072-909x.2023.4.101-105.

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The article examines the essential features of banking supervision: one of the directions of public financial activity; implementation by a subject performing the functions of a state body (the Bank of Russia) in relation to certain entities – credit institutions; during banking supervision, compliance of the activities of supervised entities with the norms of banking legislation and acts of the Bank of Russia is assessed; has specific goals; is regulated by the norms of financial law. The definition of banking supervision is formulated and the main powers of the Bank of Russia in this area ar

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Abildgren, Kim. "Banking regulation - burden or blessing?" Journal of Financial Economic Policy 11, no. 4 (2019): 548–62. http://dx.doi.org/10.1108/jfep-10-2018-0155.

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Purpose The purpose of this paper is to explore the impact of regulation on previously unregulated banks’ balance-sheet growth using the 1880 Danish Savings Bank Act as a natural experiment. With the Act, Danish savings banks became, for the first time, subject to regulation and supervision whereas commercial banks continued as unregulated institutions. Design/methodology/approach The main elements of the Act focussed on supervision and provisions to improve information transparency. The paper estimates the impact of the Act on the balance-sheet growth of Danish savings banks using bank-level

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Samusev, E., and A. Silivonchik. "Determination of attributes of bank's bankruptcy in the light of digitalization of banking supervision." Vestnik of Polotsk State University. Part D. Economic and legal sciences, no. 6 (August 15, 2021): 131–35. http://dx.doi.org/10.52928/2070-1632-2021-57-6-131-135.

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The article is devoted to the current measures of regulation of banking supervision in connection with the implementation of international standards of the Basel Committee on Banking Supervision. The authors come to the conclusion about the importance of the implementation of these standards in the light of the possibility of identifying attributes of bank bankruptcy. The ways of practicing banking supervision are subjects to modernization and legal updating in connection with digitalization and new forms of banking activity.

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Nakonechna, A. "Control over the stability of banking activity during war in Ukraine." Uzhhorod National University Herald. Series: Law 2, no. 78 (2023): 83–89. http://dx.doi.org/10.24144/2307-3322.2023.78.2.13.

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This article is devoted to control (supervision and regulation) in the field of banking activity and its condition in Ukraine during the deployment and spread of the military aggression of the Russian Federation in relation to Ukraine and in the current period (the large-scale Russian-Ukrainian war that began on February twenty-fourth, two thousand and twenty the second year and continues to this day). The state in general, and especially during the period of martial law, is entrusted with strict control (supervision and regulation) in the field of banking activity, since this sector is

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Pratama, Kristianus Jimy. "DEVISING AN INDONESIAN LEGAL ARCHITECTURE FOR METAVERSE BANKING: CHALLENGES AND OPPORTUNITIES." Journal of Central Banking Law and Institutions 2, no. 1 (2023): 1–24. http://dx.doi.org/10.21098/jcli.v2i1.48.

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The objective of this research is to correct misconceptions about the metaverse and metaverse banking, as well as to refute national legal perspectives on metaverse banking. It is designed to also shed some light on challenges and opportunities connected to the plan of legal architecture on metaverse banking along with its supervision and enforcement mechanisms. Metaverse banking consists of banking activities in the metaverse ecosystem. Due to the rapid development of metaverse banking on a global level and unresponsive national regulations to govern it, there is no adequate legal regulation

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Bryhinets, Oleksandr, and Dmytro Vasyliuk. "PRUDENTIAL REGULATION OF BANKING ACTIVITIES IN THE EUROPEAN UNION." Administrative law and process, no. 1 (2024): 28–39. http://dx.doi.org/10.17721/2227-796x.2024.1.02.

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Purpose. The purpose of the article is to analyze prudential regulation of banking activity in theEuropean Union and to provide proposals for improving prudential regulation in Ukraine.Methodology. The methodological basis of the research is the dialectical method, which allows youto investigate the set of phenomena in the relationship; a comparative method that allows you tosave the studied phenomena; the method of studying international practice, as well as the methodsof analysis, synthesis, deduction, induction, historical-legal method and formal-legal method. Results. The first section of

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Pawłowski, Szymon. "Bank outsourcing in the new legal enviroment ‒ constitutional analysis of the powers of the Polish Financial Supervision Authority." Roczniki Administracji i Prawa Specjalny, no. XXIV (2024): 111–23. https://doi.org/10.5604/01.3001.0054.9689.

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In 2023, the polish parliament changed the supervision regime over banks’ activities in the field of banking outsourcing. The modification in banking law changed the way supervision of the Polish Financial Supervision Authority over the entrusting of statutory activities to entrepreneurs by banks was carried out. The analysis refer to the constitutional framework for limiting the freedom of economic activity of the bank. It will be presented the regulation of supervision over banking outsourcing: introducing an objection to the conclusion of the outsourcing contract, instead of the permission,

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Pathrose, Eugin Prakash. "The Real Effect and Consequence of Regulation Reform in Corporate Finance and Banking." ECS Transactions 107, no. 1 (2022): 4195–211. http://dx.doi.org/10.1149/10701.4195ecst.

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In order for a country to grow economically, it needs a stable, efficient, and well-functioning banking system. The province should examine systematically and comprehensively its regulations, and examine how to improve the quality of these regulations, reduce their administrative burden, and remove the confusion they sometimes create. Several studies have pointed to the importance of financial regulation to the performance and safety of banks. The reform of regulatory policies and practices makes businesses more competitive and decreases regulatory costs, boosting efficiency, bringing down pri

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Buklemishev, Oleg V., and Dmitriy O. Vatolin. "Bank of Russia and bank supervision: Together forever?" Voprosy Ekonomiki, no. 10 (October 8, 2019): 85–98. http://dx.doi.org/10.32609/0042-8736-2019-10-85-98.

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The paper discusses the feasibility of institutional changes in the Russian banking regulation (supervision). The historical and modern practice of the organization of regulatory activity in financial markets is described. Traditional theoretical arguments in favor of and against combining the functions of monetary policy and banking supervision within the Bank of Russia are considered and analyzed under current conditions. The impact of the global financial crisis is taken into account in terms of the need to institutionalize macroprudential policies and to coordinate them with microprudentia

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Jurkowska-Zeidler, Anna. "PUBLIC INTEREST IN THE BANKING SYSTEM REGULATION." Studia Iuridica, no. 98 (September 30, 2023): 84–92. http://dx.doi.org/10.31338/2544-3135.si.2023-98.7.

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This paper deals with issues related to public interest and Polish banking system regulation. It brings several general arguments regarding the actual legal regulation of the banking system, raises questions about the reasons for such detailed regulation, and discovers the public interest in the banking system law. In addition, the author explains what has changed in the architecture of the entire financial market after the global financial crisis of 2008. In the middle part of the paper, several important facts about the functioning of the banking safety net can be found. To be more precise,

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GHEORGHE, Carmen Adriana. "Banking reform. Surveillance of prudential banking financial activities." SERIES VII - SOCIAL SCIENCES AND LAW 13(62), no. 2 (2020): 317–28. http://dx.doi.org/10.31926/but.ssl.2020.13.62.2.20.

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The rules of prudential supervision have brought more success to the efficiency of banking, which is protected from practices that could be harmful. The regulations contained in the rules applicable to the systemic ensemble are recognized in the supervision through the legal relationship between the supervisory authority and the credit institution. Through the legally established principles, the National Bank of Romania develops the potential requirements imposed on credit institutions and establishes a regular reporting in the conduct of supervisory activity. All credit institutions have an o

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LUTSKEVYCH, Oleksandr. "THE ROLE OF STATE REGULATION IN THE DEVELOPMENT OF THE SECURITIES MARKET." WORLD OF FINANCE, no. 4(61) (2019): 135–43. http://dx.doi.org/10.35774/sf2019.04.135.

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Introduction. The issue of state regulation of the securities market, which is a very necessary and important process for the world economy as a whole and for Ukraine in particular, is investigated. Aim is to study approaches to regulating the domestic securities market and to find ways to improve it. Results. It is substantiated that the mechanism of state regulation of the securities market largely determines the model of state regulation of the entire financial sector of the country. Currently, the problem of regulating the financial market is to establish a relationship between the banking

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17

Л.А., Плукар. "РЕГУЛЮВАННЯ ДІЯЛЬНОСТІ БАНКІВСЬКОГО СЕКТОРА У КОНТЕКСТІ ЗАБЕЗПЕЧЕННЯ ЙОГО ЕКОНОМІЧНОЇ БЕЗПЕКИ". Economics and Management, № 86(2) (22 травня 2020): 91–98. http://dx.doi.org/10.36919/2312-7812.2.2020.91.

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The article substantiates the need to regulate the banking sector to ensure economic security of its operation. The main tasks of state regulation and supervision of the banking sector have been identified. The types of existing models of the institutional structure of the system of banking regulation and distribution of powers between prudential supervisors are revealed. Requirements for the development of a model of regulatory policy in the banking sector of Ukraine have been formed. The necessity of creating early crisis prevention systems (macroeconomic, based on warning indicators), monit

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18

Yusupov, Ramil Z. "The Central Bank of the Russian Federation as a financial megaregulator: legal aspect." Juridical Analytical Journal 19, no. 2 (2025): 20–24. https://doi.org/10.18287/1810-4088-2024-19-2-20-24.

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The article discusses the main features of the legal status of the Bank of Russia as a financial mega-regulator. The author points out that the creation of a single body regulating all financial markets of the state is not an innovation in world practice and analyzes the model used in the Russian Federation. As features of the legal status of the Bank of Russia, the article highlights the constitutional uncertainty of its position in the system of government bodies, problems of the organizational and legal form of the Central Bank of the Russian Federation, financial and other independence. Th

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Kornivska, Valeria. "Supernational financial market regulation: contradictions of institutionalization." Ekonomìčna teorìâ 2022, no. 1 (2022): 71–98. http://dx.doi.org/10.15407/etet2022.01.071.

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The article considers the current trends of strengthening supranational supervision as a result of global counter-crisis reform in the context of the shrinking unregulated space of operational activity of financial intermediaries and the implementation of the principles of global governance. The author characterizes the basic approaches of financial compliance, its goals, and implementation mechanisms in the global and national financial spaces. The legislative and normative basis for the implementation of financial compliance in the European financial and institutional coordinate system is sy

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20

Yushko, Igor. "The overall efficiency of the major banks in the global financial instability." Banks and Bank Systems 11, no. 4 (2016): 61–70. http://dx.doi.org/10.21511/bbs.11(4).2016.06.

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The urgency of the issue is due to the change of major banks functioning conditions in accordance with permanent risks, that global financial instability bears, fiscal and monetary regulation enforcement on national financial markets and from the side of supernational institutions of global financial market regulation. The aim of the paper is the research of overall efficiency of the major banks in the global financial instability. The comparative analysis of overall and individual meanings of bank products and services (earnings) sales values, net profit, assets volume, market value of major

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Masiukiewicz, Piotr. "Doctrine of public good in banking versus state intervention." Equilibrium 10, no. 1 (2015): 55. http://dx.doi.org/10.12775/equil.2015.003.

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This article has the following thesis: changes in banking and the role of banks in real economy in recent years give an argument for treating banks as a public good. Banks received great support from governments as a result of the subprime crisis. G-20 and European Commission recommended new regulations for this sector after the crisis. As a consequence of banking development, more than 90% of the population use banking services in many countries. New social functions of banks have appeared. Doctrines about recovery and government support for banks were changed in parallel (e.g. LoLR). Present

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Kurdyumov, M. D. "On the problem of the correlation of the terms ‘control’ and ‘supervision’ on the example of the power activity to ensure competition in the banking sector." Russian justice 2 (February 18, 2021): 23–26. http://dx.doi.org/10.18572/0131-6761-2021-2-23-26.

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The article concerns the issue of correlation between categories of control and supervision in Russian legal terminology within Administrative law. The problem is researched through the scope of framework regulating the activity of public institutions providing banking competition. It outlines that existing approaches lacks flexibility and legal acts suffer from internal and external controversy. The author states that monosemantic resolving of this question is hardly to origin, but concerning the aspects of providing banking competition the categories of control and supervising are the same.

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Ahmad, Alam, Asif Khan, Samreen Akhtar, and Hafiz Wasim Akram. "Examining the Development of Banking Sector Regulations and Supervision Practices across BRICS and G7 Countries." Complexity 2021 (December 24, 2021): 1–16. http://dx.doi.org/10.1155/2021/1192829.

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The study examines the development in the banking regulatory practices across BRICS nations over the period 2000–2019. The convergence and sustainability of the regulatory framework in BRICS nations to G7 norms have also been assessed. The analysis is based on five key regulatory measures, which include activity restrictions, entry requirements for a new bank, foreign bank entry restrictions, capital stringency, and deposit insurer powers. The study constructs the regulatory indexes based on the central bank responses to the Bank Regulation and Supervision Survey (BRSS) conducted by the World

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Hlibko, Serhii. "Adaptation of banks' services in Ukraine to EU requirements." Law and innovations, no. 4 (40) (December 19, 2022): 127–35. http://dx.doi.org/10.37772/2518-1718-2022-4(40)-18.

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Problem setting. A properly functioning banking system that facilitates the provision of modern banking services, which is ensured by effective national legislation and its harmonization with EU law, can be considered a necessary prerequisite for the economic stability of any modern state. However, the effectiveness of legal regulation cannot be achieved without a clear understanding of the essence of the object of regulation and the instruments of influence on it, the place of banking regulation in the reforming and post-war restored economy of Ukraine, including in the conditions of modern r

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BELECCIU, Ștefan, and Ludmila GUȘTIUC. "An incursion into the evolution and development of the National Bank of Moldova." Anale ştiinţifice ale Academiei "Ştefan cel Mare" a MAI al Republicii Moldova. Ştiinţe juridice=Scientific Annals of the Academy "Stefan cel Mare" of MIA of the Republic of Moldova. Legal Sciences 17 (September 6, 2023): 163–72. https://doi.org/10.5281/zenodo.8320800.

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Currently, the banking sphere in the Republic of Moldova is probably the field that arouses interest of the whole society. This fact is due, firstly, to the banking fraud of billions of Moldovan lei and, secondly, to the scandalous bankruptcies of commercial banks. Both phenomena emptied the state budget and led to the impoverishment of the citizens of the Republic of Moldova. The respective events determined the need for substantial reforms in the banking sector. Therefore, we are witnessing the efforts of the National Bank of Moldova (supreme authority of the central public administration wi

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Riabushka, Liudmyla B., Nataliya G. Pihul, and Vladislav D. Batanin. "Peculiarities of Bank Liquidity Regulation under Martial Law." Business Inform 10, no. 549 (2023): 276–85. http://dx.doi.org/10.32983/2222-4459-2023-10-276-285.

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The purpose of the study is to systematize methodical approaches to managing the liquidity of banks during the period of extreme volatility in the conditions of war, measures of the National Bank of Ukraine in the field of supervision and regulation of the liquidity of individual banks. The stability of the banking system, its liquidity, and the ability to perform basic functions are of utmost importance under martial law. Correct resolution of issues related to the regulation of banks’ liquidity for the formation of sustainable sources of funding is the basis for expanding lending, which is e

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Андрєєва, Віта, and Антон Бугорський. "IMPLEMENTATION OF PRUDENTIAL VALUE IN REAL ESTATE APPRAISAL." "Scientific notes of the University"KROK", no. 4(76) (December 31, 2024): 38–43. https://doi.org/10.31732/2663-2209-2024-76-38-43.

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One of the most important economic conditions for the qualitative transformation of Ukraine into the European economic space, equal integration into the world economic environment is the requirement of the standards of the Basel Committee on Banking Supervision regarding the introduction and determination of the prudential (precautionary) value of the company's assets from the point of view of securing them for the obligations of companies to banks institutions. The paper substantiates the expediency of introducing the practice of the European Union countries into the domestic practice of eval

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Гюльмагомедова, Г. А. "Ways to improve the system of banking control and supervision in the Russian Federation." Экономика и предпринимательство, no. 11(136) (February 27, 2022): 202–5. http://dx.doi.org/10.34925/eip.2021.11.136.044.

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Россия является одним из тех государств, в котором широкие полномочия в сфере государственного регулирования и надзора деятельности банковских организаций возложены на Центральный Банк. В соответствии с Федеральным Законом «О Центральном банке Российской Федерации (Банке России)», Банк России является органом регулирования и надзора за деятельностью кредитных организаций. Основной целью надзорной деятельности Центрального Банка РФ является поддержание стабильности банковской системы и защита вкладчиков и кредиторов. Russia is one of those states in which broad powers in the field of state regu

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Magopets, Оlena, and Olena Kulish. "Assessment of the Activity of Banking Institutions Under Martial Law as a Component of the Banking Control System." Central Ukrainian Scientific Bulletin. Economic Sciences, no. 9(42) (2023): 212–24. http://dx.doi.org/10.32515/2663-1636.2023.9(42).212-224.

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The purpose of this study is to assess the current state of activity and peculiarities of the functioning of banking institutions of Ukraine under martial law and to determine the place and role of such an assessment in the system of monitoring the activity of banking institutions. The authors provide an approach to understanding the essence of the banking control system. The authors understand the banking control system as a set of rules, procedures, legislative regulations and institutions that provide supervision, regulation and assessment of banks' activities. The place and role of assessm

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Sheludko, Sergii. "Sources of Legal Regulation of Compliance in Ukrainian Banks." Law and innovations, no. 2 (42) (June 25, 2023): 34–40. http://dx.doi.org/10.37772/2518-1718-2023-2(42)-4.

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Problem setting. The banking sector plays a crucial role in the economy and therefore needs to function in a comprehensive and effective legal environment. In order to monitor compliance with current requirements, banks organize compliance offices, whose activities are regulated by numerous scattered provisions of national and international law. Analysis of recent researches and publications. The legal regulation of banking activity is constantly becoming the center of attention of practitioners, government experts and scientists, in particular E. Dmytrenko, L. Kasianenko, I. Tovkun. The legal

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Sadchykova, Iryna, Leonid Kolotylo, and Myroslav Penteleichuk. "Financial security of banking institutions in Ukraine in the conditions of macroeconomic instability." Scientific bulletin of Polissia, no. 2 (29) (March 6, 2025): 430–48. https://doi.org/10.25140/2410-9576-2024-2(29)-430-448.

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The article presents the interpretation of the concept of financial security of banking institutions by leading domestic scientists and provides the author's definition of the term. The essence and components of the financial security of banks are highlighted, namely: capitalization and capital adequacy; asset quality and credit risk management; liquidity and liquidity management; profitability and efficiency of activity; operational stability and cybersecurity. The relationship between the economic categories of macroeconomic stability and financial security of banks is revealed, their influe

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Amanzholova, Bibigul, Irina Babayan, Ekaterina Knyazhevskaya, and Natalia Ovchiinikova. "Factors Influencing the Professional Conduct of Auditors in the Dialogue on Going Concerns: A Study of the Banking Sector." Journal of Corporate Finance Research / Корпоративные Финансы | ISSN: 2073-0438 14, no. 3 (2021): 28–50. http://dx.doi.org/10.17323/j.jcfr.2073-0438.14.3.2020.28-50.

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This article is dedicated to exploring the dialogue between shareholders, management, partners, government and auditors regarding the status of banking sector entities as ‘going concerns’. The purpose of this article is to develop and validate an approach to the study of factors influencing auditors’ opinion on going concerns.The authors identify factors which affect auditors’ professional conduct in establishment of an opinion on an entity as a going concern. Articles were retrieved from the Scopus and Web of Science databases and analysed for relevant factors, and a number of research hypoth

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Kodasheva, Gaukhar, Nadezhda Parusimova, Madina Rispekova, and Aigul Uchkampirova. "Actual problems of development of the banking sector in the economy of Kazakhstan." Banks and Bank Systems 12, no. 3 (2017): 257–68. http://dx.doi.org/10.21511/bbs.12(3-1).2017.10.

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The article deals with topical issues to develop the banking sector in Kazakhstan as their condition assessment, weaknesses, strengths, problems and basic ways of development of Kazakhstan’s second-tier banks in the current environment, these issues are discussed in this article and determine the relevance of the material presented. The need to address the main problems in the development of the banking sector is due to the fact that it is represented as a fundamental element of the financial system. Moreover, under the modern conditions, it is subject to the impact of financial globalization,

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Kuznyetsova, Аnzhela, Іryna Boiarko, Viсtoria Rudevska, and Vladyslav Maslov. "Development of business architecture of the banking sector based on public-private partnership." Banks and Bank Systems 17, no. 2 (2022): 150–62. http://dx.doi.org/10.21511/bbs.17(2).2022.13.

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The purpose of the paper is to identify promising areas of business architecture of the banking sector of Ukraine’s economy based on public-private partnerships. Business architecture integrates risks due to the predominance in a certain period of development of the banking sector of different business models. Its development should involve the subordination of private interests of the banking business to national and public needs to achieve economic growth. Such a public-private partnership should become an institutional tool for the formation and functioning of a business architecture, based

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Gryzunova, N. V. "Adjustment of prudential norms, determining vector of the banking sector development." Upravlenie 7, no. 4 (2020): 32–43. http://dx.doi.org/10.26425/2309-3633-2019-4-32-43.

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Currently, the Bank of Russia carries out radical reforms in the administration system of banking supervision and regulation. You can observe the interaction between monetary policy and macro prudential policy. The purpose of the traditional regulator is protection of investors', shareholders', customers' capital. The main problem of the Russian economy is the shortage of investment and working capital from non-credit institutions and the difficulty to get a foothold lending. The main objective of the banking system reform is to create additional sources of investment for non-credit institutio

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Korolev, P. E. "Control and Supervisory Activities of the Bank of Russia as a Subject of Administrative Legal Relationship." Russian Law Online, no. 1 (April 8, 2025): 39–49. https://doi.org/10.17803/2542-2472.2025.33.1.039-049.

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The paper elucidates the issues related to the administrative and legal status of the Bank of Russia as a mega-regulator of financial markets using logical and systemic-structural, functional and cybernetic, comparative-legal, and dogmatic methodologies. Currently, Russian society frequently encounters criticism directed at the creditor of last resort due to its control and supervisory policies, which are allegedly at odds with the actual economic needs of the State. In turn, the author aims to provide his own assessment of the legal regulation of the Bank of Russia’s control and supervisory p

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Kavaklı, Ahmet, and Ali Osman Gürbüz. "ANALYSIS OF ECONOMIC SUPERVISORY AND REGULATORY AUTHORITIES IN TÜRKİYE FROM THE PERSPECTIVE OF PUBLIC INTEREST THEORY: THE EXAMPLE OF BANKING REGULATION AND SUPERVISION AGENCY." Anadolu Üniversitesi İktisadi ve İdari Bilimler Fakültesi Dergisi 26, no. 2 (2025): 502–28. https://doi.org/10.53443/anadoluibfd.1622229.

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Public Interest Theory argues that public regulations should be implemented for the purpose of maximizing social welfare. The purpose of this study is to analyze the effects of the BRSA's activity results on the Turkish banking sector and some macroeconomic aggregates, vis-à-vis the Theory, by using the Bankometer Score (S-Score), which is a discriminant analysis method and Granger Causality Test. For this purpose, in the first stage, S-Score calculations for the banking sector were made for the sector total and for different segments of deposit banks (at year-ends for the 1989-2000 and 2001-2

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Larionova, I. V. "INFRASTRUCTURE OF PROVIDING SAFETY OF THE BANKING SECTOR AND THE PROBLEM OF OVERCOMING OF THE CRISIS PHENOMENA IN ACTIVITY OF COMMERCIAL BANKS." Strategic decisions and risk management, no. 5 (December 29, 2015): 82–86. http://dx.doi.org/10.17747/2078-8886-2015-5-82-86.

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One of the most important problems in the conditions of the prolonged macroeconomic instability mentioning the most sensitive sector of Economics is banking sector, is development of indicators and preventive measures from the regulator and management of banks on overcoming of the becoming ripe crisis phenomena. Crises of the last years show that regulators, despite development and toughening of measures of regulatory influence and microprudential supervision, constantly are late that leads to considerable expenses of rescue of banks and payments of compensations to investors of bankrupt monet

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Fedotov, Oleksii, and Svetlana Levchenko. "ORGANIZATIONAL AND LEGAL REGULATION OF THE FINANCIAL SECTOR OF THE ECONOMY AMID EUROPEAN INTEGRATION." Baltic Journal of Economic Studies 4, no. 5 (2019): 379. http://dx.doi.org/10.30525/2256-0742/2018-4-5-379-386.

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Financial sector development depends on the efficiency of its regulatory mechanisms that should correspond to the directions of implementation of state financial policy, which is aimed at the support for economic stability, protection of interests of participants in financial markets, and provision of rational use of growing financial market potential. Introduction of the mechanism of organisational and legal regulation is able to implement a complex approach to the application of various methods, means, other regulators on processes of effective formation and use of state financial resources

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Buha, Hanna, Serhii Hermanov, and Volodymyr Ihnatenko. "ECONOMIC AND LEGAL POLICY IN THE FIELD OF SECURITY ON THE MARKET OF NON-BANKING FINANCIAL SERVICES IN UKRAINE." Baltic Journal of Economic Studies 11, no. 3 (2025): 185–94. https://doi.org/10.30525/2256-0742/2025-11-3-185-194.

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The purpose of the article is to analyze the economic and legal policy in the security sphere in non-banking financial services market in Ukraine. Methodology. General scientific methods of formal logic (analysis, synthesis, deduction, induction, analogy, abstraction and modeling) and special methods (logical and legal method, axiomatic method) were used, with the help of which the essence of economic and legal policy in the security sphere in the non-banking financial services market in Ukraine was revealed. Results. Ensuring the Ukrainian state's own path of development and its integration i

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Vasilyeva, Tetiana, Larysa Sysoyeva, and Alina Vysochyna. "Formalization of factors that are affecting stability of Ukraine banking system." Risk Governance and Control: Financial Markets and Institutions 6, no. 4 (2016): 7–11. http://dx.doi.org/10.22495/rcgv6i4art1.

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Intensification of financial development during last decade causes transformation of banking sector functioning. In particular, among the most significant changes over this period should be noted the next ones: convergence of financial market segments and appearance of cross-sector financial products, an increase of prevailing of financial sector in comparison with real economy and level of their interdependent, an intensification of crisis processes in financial and especially banking sector and a significant increase of the scale of the crisis consequences etc. thus, in such vulnerable condi

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Nazaruddin, Nazaruddin. "Peran Otoritas Jasa Keuangan Dalam Perlindungan Konsumen Electronic Banking Pada PT. Bank Rakyat Indonesia (Persero) Tbk. Cabang Sigli." Syiah Kuala Law Journal 3, no. 3 (2019): 459–68. http://dx.doi.org/10.24815/sklj.v3i3.12659.

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Pasal 9 huruf c Undang-Undang Nomor 21 Tahun 2011 tentang Otoritas Jasa Keuangan (selanjutnya disebut UU OJK) menyatakan bahwa untuk melaksanakan tugas pengawasan OJK, mempunyai wewenang melakukan pengawasan, pemeriksaan, penyidikan, perlindungan konsumen, dan tindakan lain terhadap lembaga jasa keuangan, pelaku, dan/atau penunjang kegiatan jasa keuangan, sebagaimana dimaksud dalam peraturan perundang-undangan di sektor jasa keuangan. Pasal 28 huruf a UU OJK menyatakan bahwa untuk perlindungan konsumen dan masyarakat, OJK berwenang melakukan tindakan pencegahan kerugian konsumen dan masyarakat

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Bochkareva, Ekaterina, Petr Kurdyuk, Svetlana Kozhushko, and Kamil Khamidullin. "ORGANIZATIONAL AND MANAGERIAL INSTRUMENTS OF FINANCIAL POLICY IN MODERN RUSSIA." Revista Gestão & Tecnologia 24, no. 2 (2024): 283–97. https://doi.org/10.20397/2177-6652/2024.v24i2.2769.

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Objective: The article aims to analyze the organizational and managerial instruments utilized in the financial and economic policies of the Russian Federation. The study focuses on the implementation of policies in the areas of budgeting, taxation, and banking, highlighting the methods used to enhance financial stability and economic growth. Methods: The research is based on a systematic and legal analysis of legislative acts, reports from federal institutions such as the Ministry of Finance and the Accounts Chamber, and policy documents outlining Russia's financial, tax, and customs tariff st

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RUDA, Oksana. "BANKING ACTIVITY ON THE UKRAINIAN STOCK MARKET." "EСONOMY. FINANСES. MANAGEMENT: Topical issues of science and practical activity", no. 5 (45) (May 2019): 126–33. http://dx.doi.org/10.37128/2411-4413-2019-5-14.

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The theoretical bases of realization and development of banking activity in the stock market are generalized. The specifics of the operations of commercial banks in the stock market, as well as the directions of their activities, are considered. Banks in the securities market act as issuers, investors, and professional participants. Bank securities transactions in economically developed countries bring over 30% of revenue and are a priority investment destination. In Ukraine, the portfolio of securities generally has a small, compared to lending, share in the assets of the bank. However, the o

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Lychenko, Iryna. "The National Bank of Ukraine as an Subject of the Administration of Trade in Currency Values." Visnik Nacional’nogo universitetu «Lvivska politehnika». Seria: Uridicni nauki 11, no. 44 (2024): 134–40. https://doi.org/10.23939/law2024.44.134.

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Abstract. The article is devoted to the definition of the features of the functioning of the currency market in modern conditions, the analysis of existing challenges and threats caused by military actions, the economic situation of the state, the activities of entities that play an important role in the public administration of banking and financial legal relations. A thorough analysis of the peculiarities of the implementation of functions by the National Bank of Ukraine in the field of public administration of currency trading is presented. Particular attention is paid to determining the co

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Yakubovsky, V. "CONTEMPORARY INTERNATIONAL AND NATIONAL REGULATORY INSTRUMENTS OF CREDIT RISKS ABATEMENT AND THEIR IMPLEMENTATION IN UKRAINIAN BANKING SECTOR." Actual Problems of International Relations, no. 130 (2017): 95–106. http://dx.doi.org/10.17721/apmv.2017.130.0.95-106.

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Contemporary regulatory requirements and mechanisms which oriented to credit risks abatement and assurance of financial sector functioning abroad are reviewed with particulars of their implementation in national banking sector. As is demonstrated general reasons for new generation of regulatory measures of crisis resilience in financial sector are growned up from last global economy crisis which demonstrated vulnarability of main credit institutions and their failure to absorb considerable financial market fluctuations. To improve financial systems stability is the main goal of measures and in

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Fadhilah Agustina, Khadziq Khadziq, and Rynanda Rizqy Amrulloh. "Peranan Ojk Dalam Penanganan Investasi Bodong/Ilegal/Fiktif." Jurnal Manajemen dan Ekonomi Kreatif 1, no. 3 (2023): 57–65. http://dx.doi.org/10.59024/jumek.v1i3.129.

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The fastest growing financial sector is investment activity. The investment business is certainly included in the scope of supervision by the Financial Services Authority. But in practice, many people carry out their rotten ideas for personal gain which can harm many parties who invest in these people or individuals. The rise of fraudulent investments is certainly part of the responsibility and supervision carried out by the Financial Services Authority. This research is qualitative research using the literature study approach method, the data collection refers to previous research, books, new

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Nugroho, Nur. "ANALISIS TERHADAP PENCEGAHAN TINDAK PIDANA PENCUCIAN UANG OLEH BANK BNI DI TINJAU DARI UNDANG UNDANG NOMOR 8 TAHUN 2010 TENTANG TPPU." JURNAL MERCATORIA 9, no. 2 (2017): 119. http://dx.doi.org/10.31289/mercatoria.v9i2.435.

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Formally, the prevention and eradication of criminal acts of money laundering in Indonesia began on 17 April 2002, ie when the enactment of Law No. 15 of 2002 on Money Laundering. Before the enactment of this Act phases of prevention of money laundering have been done but its scope is limited to banking. This can be demonstrated through a set of regulations issued by the banking authority, better known as Bank Indonesia Regulation concerning Know Your Customer. Urgency of this arrangement, of course based on solid arguments, especially regarding the impact of the money laundering activity in t

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Rekunenko, I., Zh Kobets, and I. Shvydko. "FEATURES OF FORMATION AND APPLICATION OF FINANCIAL MONITORING SYSTEM IN UKRAINE." Vìsnik Sumsʹkogo deržavnogo unìversitetu, no. 1 (2020): 104–17. http://dx.doi.org/10.21272/1817-9215.2020.1-11.

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The article is devoted to the study of peculiarities of formation and development of the national system of financial monitoring in the context of Preventing and Combining the Money Legalization (Laundering) and / or Terrorism Financing (AML / CFT). The basic approaches to the definition of the essence of the concept of «financial monitoring» are systematized according to the level of its conduct, and legal aspects of AML / CFT regulation in Ukraine are disclosed. The main functions of financial monitoring, including organizational and managerial, control and supervision, operational-analytica

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Sheludko, S. A. "The legal nature of compliance and its archetypes in banking institutions." Analytical and Comparative Jurisprudence, no. 3 (July 18, 2023): 168–72. http://dx.doi.org/10.24144/2788-6018.2023.03.29.

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The paper is devoted to the study of the legal nature of compliance and the analysis of the main methods (archetypes) of its organization in modern banks. It is substantiated the necessity of compliance in a modern economic organization, which is explained by the importance of compliance with both law and ethical requirements for economic activity. It is provided the short etymological excursion on the reception of the term: from Latin to Ukrainian through English. According to the results of the generalization and systematization of scientific sources, it is identified and characterized speci

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