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Relevant bibliographies by topics / Banking and capital markets

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Academic literature on the topic 'Banking and capital markets'

Author: Grafiati

Published: 12 December 2022

Last updated: 27 January 2023

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Journal articles on the topic "Banking and capital markets"

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Braun, Benjamin, Daniela Gabor, and Marina Hübner. "Governing through financial markets: Towards a critical political economy of Capital Markets Union." Competition & Change 22, no. 2 (February 23, 2018): 101–16. http://dx.doi.org/10.1177/1024529418759476.

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Capital Markets Union is a large-scale political project to strengthen and further integrate European market-based finance. An initiative of the European Commission under Jean-Claude Juncker’s leadership, Capital Markets Union seeks to realize a long-standing goal of European policy makers: a financial system in which capital markets will absorb more of citizens’ savings and play a greater role in corporate finance. Market-based banking, too, is set to benefit from Capital Markets Union, which includes measures to revive the European securitization market. Given that market-based finance – or shadow banking – shouldered much of the blame for the financial crisis of 2007–2008, its resurgence as a policy priority of the European Union constitutes a puzzle. The present article lays the theoretical groundwork for a special issue that tackles this puzzle. It argues that rather than an end in itself, Capital Markets Union represents an exercise in ‘governing through financial markets’. Pioneered in the United States, governing through financial markets is a political strategy adopted by state actors in pursuit of policy goals that exceed their institutional capacity.

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Houston, Joel, Christopher James, and David Marcus. "Capital market frictions and the role of internal capital markets in banking." Journal of Financial Economics 46, no. 2 (November 1997): 135–64. http://dx.doi.org/10.1016/s0304-405x(97)81511-5.

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Evstigneeva, L., and R. Evstigneev. "Metamorphoses of Financial Capital." Voprosy Ekonomiki, no. 8 (August 20, 2013): 106–22. http://dx.doi.org/10.32609/0042-8736-2013-8-106-122.

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Financial capital is considered as a precondition of forming an integral market system. Based on financial capital a vertical market model is taking shape. It includes the following leading markets: strategic markets of financial capital, finance and money markets, markets of physical (cluster) capital, markets of social (consumers) capital. Markets of financial capital build the world reproduction model of synergetic character. Sustainability of the world market is maintained within the framework of the following types of big financial capital systems: cooperation of industrial and banking capital (Hilferding), international banks (Keynes), state monopoly of GDP (well known as far back, as in the USSR period). One can consider this framework as a political form of general equilibrium of the global market. A systemic function of financial capital is gathering power for ensuring endogenous evolution of economy and society on the principles of market self-organization. The authors believe this is the only way out of a deadlock for our economy and society.

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Epstein, Rachel, and Martin Rhodes. "From governance to government: Banking union, capital markets union and the new EU." Competition & Change 22, no. 2 (January 15, 2018): 205–24. http://dx.doi.org/10.1177/1024529417753017.

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European banking union and Capital markets union have emerged as two of the key pillars of European integration since the post-2008 financial crisis. Neither were anticipated prior to the financial crisis, nor was the rapidity of their construction. Both imply the same critical shifts in Europe’s institutional political economy. The first relocates national oversight and authority to supranational institutions (a political shift), while the second increases the power and responsibility of market actors by reducing national controls (an economic shift). If banking union aims to break the hold of national governments over banking entities to foster a less fragmented and more efficient European union banking market, capital markets union aims to remove national-level impediments to a single market for capital in which jurisdictional differences are minimized, investor freedoms maximized and business gains access to a greater range of financial resources.

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Dvoretskaya, A. "Capital Market Resources as the Financial Source of Real Sector." Voprosy Ekonomiki, no. 11 (November 20, 2007): 92–103. http://dx.doi.org/10.32609/0042-8736-2007-11-92-103.

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The article considers capital market as a uniform institutional segment of national economy which provides funds for real sector. Special attention is paid to resources of stock market - shared and debt financial instruments. The analysis of national and global capital markets contribution to financing the corporate sector is presented. The paper outlines real competition between banking system and stock market according to capital recipients’ standpoint. The interaction mechanisms between banking and stock market sectors for effective economic growth are described.

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H., Maurya,, and Kulkarni, P. "Fintech In Indian Capital Markets." CARDIOMETRY, no. 24 (November 30, 2022): 843–48. http://dx.doi.org/10.18137/cardiometry.2022.24.843848.

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The advent of advanced digital technologies has already caused disruptions across many industries. The financial services sector is also collaborating with Fintech to transform digitally. Post- demonetization, the Indian government created a favorable environment for Fintech. Many new financial products are brought in by new start-ups. Fintech has created a paradigm shift in availingof Financial Services. The primarily data-driven capital markets have been positively affected by Fintech. However, the technology implementation is still at a very nascent stage, and there are impediments and challenges along the way. This paper studies the application of advanced digital technologies in Indian capital markets through secondary research. It analyses gaps addressed by advanced digital technologies. It opens new avenues for potential breakthroughs and the impediments and challenges for implementing the technology. Fintech is an abbreviation for financial technology, which offers alternative technologies for banking and non-banking finance services. Fintech is a new term in the finance sector. The primary goal of this paper is to examine the opportunities and problems in the fintech sector. It describes the fintech industry’s evolution and the current financial technology (Fintech) in the Indian finance market. Fintech makes transfers safer for consumers by digitizing them. The advantages of Fintech platforms include lowering operating costs and a user-friendly interface. Indian Fintech services have the maximum growth in the country. Its services will alter the habits and behavior of Indian financial institutions.

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Ely, David P., Arthur L. Houston, Jr., and Carol Olson Houston. "Can Financial Markets Discipline Banks? Evidence From The Markets For Preferred Stock." Journal of Applied Business Research (JABR) 12, no. 1 (September 12, 2011): 59. http://dx.doi.org/10.19030/jabr.v12i1.5838.

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This paper explores the potential benefits of allowing greater use of money-market preferred stock (MMPS) in the capital structure of banking organizations. We find that banking organizations offering MMPS tend to have lower profitability and higher credit risk than institutions offering capital-market preferred stock. This finding is consistent with the hypothesis that markets will provide incentives, in the form of lower risk premiums, for higher default-risk institutions to offer MMPS rather than CMPS, because the auction process allows investors to adjust for any shifts in risk profiles by repricing the issue every 49 days. The finding that institution-specific risk influences the financing behavior of bank managers implies that banks are subject to a degree of market discipline.

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Sissoko, Carolyn. "The Plight of Modern Markets: How Universal Banking Undermines Capital Markets." Economic Notes 46, no. 1 (October 6, 2016): 53–104. http://dx.doi.org/10.1111/ecno.12071.

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Acatrinei, Marius Cristian. "Financial stability indicator for non-banking markets." Journal of Financial Studies 5, no. 9 (November 15, 2020): 3–9. http://dx.doi.org/10.55654/jfs.2021.5.9.01.

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"A mixed frequency indicator is designed to incorporate and extract information from time-series data that are available at different frequencies: daily, monthly, quarterly, etc. Currently, the non-banking financial markets in Romania are supervised by the Financial Supervisory Authority and are composed of three distinct markets: the capital market, insurance, and private pension funds. Due to the mutual exposure between them, facilitated by the financial instruments held in their investment portfolios, there are common risk factors that influence their dynamics. Although a financial shock can affect all three sectors at the same time, the impact can be measured at a different frequency and with a different lag. Surveillance data for capital markets and pension funds are available every month, with a gap of one month, while for insurance the data are available quarterly, but with a gap of two months, similar to GDP data. If a sudden financial event disrupts financial markets or a change in the macroeconomic environment changes the medium-term outlook, what is the impact on non-bank financial intermediation? The stability indicator for non-banking financial markets is a monthly indicator estimated from mixed frequency data. The indicator is designed to provide a signal of financial instability in non-banking financial markets, to the extent that all three markets are disrupted at once."

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Savelieva, Nadezhda K., and Tatiana A. Timkina. "Competitiveness of the Russian Banking System: Cross-Border Aspect." Vestnik of North-Ossetian State University, no. 4 (December 25, 2021): 211–16. http://dx.doi.org/10.29025/1994-7720-2021-4-211-216.

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The processes of globalization and cross-border relations between countries have made it possible to carry out work and provide services in the markets of another country. In the conditions of the banking sector, this process is expressed in the branches of foreign banks or by investing money in the authorized capital of an existing bank. In this case, the management process is located in another country. Foreign investment in all sectors plays an important role in the development of the economy. The classification of commercial banks depends on the source of financing of the authorized capital. The article analyzes the impact of foreign investment on national banking organizations. The growth in the number of commercial banks exacerbates competition in the country. Market participants increase their competitive advantages by introducing additional banking services. The banking sector includes the authorized capital of non-residents, so the bank’s strategy is developed by citizens of another country, taking into account national characteristics. While the foreign banking industry is more likely to overtake domestic technologies, innovations increase the level of competition by adapting foreign mechanisms to Russian markets. The purpose of the study is to analyze the competitive advantages of the national banking sector, taking into account foreign capital. In order to determine whether the policy of a foreign bank affects the atmosphere of the national market, it is necessary to study the industry leaders, measure the share and scale of non-resident banks, using the calculation of the Gerfindahl-Hirschmann market concentration index. The results obtained can reasonably describe the banking market, describe the risks and ways of development of the industry, taking into account the need for an investment fund.

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Dissertations / Theses on the topic "Banking and capital markets"

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Serra, Ana Paula de Sousa Freitas Madureira. "Tests of international capital market integration : evidence from emerging stock markets." Thesis, London Business School (University of London), 1999. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.312308.

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Norton, Simon Dominic. "Application of capital markets instruments in ship finance." Thesis, Cardiff University, 1995. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.310180.

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Lee, Sunglyong. "Firm access to capital markets in Europe." Diss., Columbia, Mo. : University of Missouri-Columbia, 2007. http://hdl.handle.net/10355/4711.

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Thesis (Ph. D.)--University of Missouri-Columbia, 2007.
The entire dissertation/thesis text is included in the research.pdf file; the official abstract appears in the short.pdf file (which also appears in the research.pdf); a non-technical general description, or public abstract, appears in the public.pdf file. Title from title screen of research.pdf file (viewed on September 27, 2007) Vita. Includes bibliographical references.

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Willer, Dirk. "The development of equity capital markets in transition economies : privatisation and shareholder rights." Thesis, London School of Economics and Political Science (University of London), 1998. http://etheses.lse.ac.uk/1507/.

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The thesis focuses on two issues that have arisen during the development of equity capital markets in transition economies. First, it has typically been observed that the divestiture of state assets in Russia has not been implemented comprehensively. Following an introductory chapter, the second chapter develops a model to explain this observation in an environment where the objective of the state is to maximize revenues from the sale of its shares on the equity capital markets. If the state has private information about the future macroeconomic environment or about potential improvements of the firms' qualities due to improved corporate governance it can signal its private information to investors. This can be achieved by choosing a percentage of the state's shareholdings to be held back from the immediate sales. A second issue which has typically slowed down the development of capital equity markets in transition economies has been the violation of shareholder rights. Governments have often not guaranteed such rights. However, management might have incentives to introduce shareholder rights voluntarily. The third chapter develops a simple static framework to think about the issue of shareholder rights and tests some of its predictions. The chapter presents evidence from a sample of the 140 largest Russian joint stock companies. Only a minority of firms in this sample do honour shareholder rights and the chapter analyzes which firms are more likely to do that. It turns out that large firms are more likely to introduce shareholder rights, possibly because the expected value of stealing profits is smaller. Furthermore, there is some evidence that large outside blockholders, as well as the state in its role as shareholder, are able to press for shareholder rights. The fourth chapter develops a dynamic model for the introduction of shareholder rights where the firm's ownership is endogenised. The chapter shows that in the short nm, management might be willing to introduce shareholder rights in case it has received a sufficiently large portion of the firm's voting shares in the privatization process. In the long term, more firms will introduce such rights, but only after they have stolen a sufficient part of the firms profits to build up a large equity stake.

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Sabilika, Keith. "Valuation of banks in emerging markets: an exploratory study." Thesis, Rhodes University, 2014. http://hdl.handle.net/10962/d1013057.

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Practitioners and academics in emerging markets are yet to agree on how best they can value companies in emerging markets. In contrast, academics and practitioners in developed markets seem to agree on mainstream valuation practices (Bruner, Eades, Harris and Haggins, 1998; Graham and Harvey, 2001). This study was therefore aimed at achieving such consensus with particular attention being paid to the emerging market banks. Emerging market banks are by no means small and are growing fast. Furthermore, these banks are currently involved in lots of cutting age economic activities such as mergers and acquisitions (M&A), joint ventures and strategic alliances which require sound valuation practices that are based on empirical evidence. The primary purpose of this research was to establish consensus of opinion among experts with regard to the valuation of banks in emerging markets. To achieve the purpose of this study the Delphi technique, which is a structured survey method that relies on a panel of experts to answer questionnaires in two or more Delphi rounds, was used to gather data and develop consensus among experts (Kalaian and Kasim, 2012). The main findings in this study pertain to aspects concerning the type of analysis considered by experts when analysing the performance of banks, how experts compare the discounted cash flow (DCF) approach to multiples valuation approach, the challenges encountered by experts when valuing banks in emerging markets, and how experts compute the cost of capital for banks in emerging markets. The main findings of this study can be summarised as follows: ∙ When analyzing the performance of banks, it is essential to conduct a bank-specific, industry and macroeconomic analysis; ∙ When estimating the future performance of banks, the time series analysis and an explicit forecast period of between 4-10 years may be used; ∙ When estimating the terminal value for banks in emerging markets, the perpetuity with growth is used; ∙ When computing the value for banks, the DCF valuation approach (equity DCF and DDM valuation models) are used as primary valuation methods and the relative valuation approach (P/E and P/BV ratio) are used as secondary valuation methods; ∙ The DCF valuation approach is considered as more accurate and popular when valuing banks in emerging markets; and ∙ When estimating the cost of equity, the capital asset pricing model (CAPM) is used.

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Canta, Terreros Michel. "Macroeconomics effects of banking regulation in emerging markets: the role of countercyclical bank capital requirements." Thesis, McGill University, 2012. http://digitool.Library.McGill.CA:80/R/?func=dbin-jump-full&object_id=106269.

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This thesis analyzes, in an emerging market context, the effects of financial frictions and bank prudential regulation on the business cycle. It also proposes a prudential rule that smoothes the external finance premium, and at the same time, improves the effectiveness of the monetary policy. I hypothesize that the macroeconomic effects of bank capital requirements are procyclical and lead to the amplification of monetary shocks, therefore reducing their effectiveness for fighting inflation. These effects increase the financial system vulnerability in recessions, and could be stronger in emerging markets under dollarization or credit market imperfection. By using a Dynamic Stochastic General Equilibrium Model (DSGE), with banks and prudential regulation, I show that there is a need to implement a prudential rule with countercyclical effects, which should complement the monetary rule, and allow for the smoothing of the effects of monetary shocks in the business cycle. This rule supports the Basel Committee for Banking Supervision's efforts to strengthen the capital accord after the subprime financial crisis, which is already under revision by regulators all over the world. The estimated results also show the existence of financial frictions and rigidities that do not allow for a complete pass-through of the monetary policy to interest rate. As well, prudential capital requirements have an amplifier effect in the business cycle, even deeper under the Basel II accord. As the current prudential regulation could increase banking system vulnerability in a recession, a countercyclical capital requirement could help to reduce these effects and to keep the strength and solvency of the financial system.
Ce document analyse, dans le contexte d'une économie émergente, les effets des rigidités financières et réglementations prudentiels de capital bancaire sur les fluctuations économiques. En plus, il propose une règle prudentielle qui permettra assouplir ces effets dans le coût du financement externe des sociétés et en même temps qu'améliorera le déménagement de la politique monétaire. Il est aussi proposé l'hypothèse que les effets macroéconomiques des réglementations bancaires ont tendance à être pro cycliques et à amplifier les shocks monétaires tout en affectant le mécanisme de transmission et l'effectivité de la politique monétaire dans le but de contrôler l'inflation. Ces effets, tendent à incrémenter la vulnérabilité du système financier pendant les récessions et deviennent plus grandes à l'économie émergente, avec la dollarisation ou la concurrence imparfaite dans le marché des crédits. A travers de l'usage des Modèles Dynamiques d'Equilibre Général (DSGE) avec des banques et régulation prudentielle, c'est établi la nécessité de l'existence conjointe d'une règle monétaire, d'une règle prudentielle de capital bancaire qu'agisse de manière contra cyclique, permettra assouplir les effets des shocks dans les cycles économiques. Cette règle fondement aux politiques qui propose le Comité de Basel pour la Surveillance Bancaire a partie des modifications à l'accord de capital qui sont en train d'être discutés au niveau international après la crise financière sub-prime. Les résultats des simulations numériques montrent que l'existence des frictions financières et rigidités donnent lieu non pas seulement à un déménagement incomplet de la politique monétaire dans les taux d'intérêt, mais aussi un effet amplificateur de la réglementation prudentielle bancaire Basel II. En même, il se trouve que la politique prudentielle actuelle a une tendance à augmenter la vulnérabilité du system financier pendant la phase de récession, raison pour laquelle une politique de capital bancaire contra cyclique tende à assouplir ces effets et à contribuer à la stabilité et solvabilité des systèmes financiers.

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Aldrich, Paul. "The role and influence of human resource management in the capital markets and investment banking sector." Thesis, Durham University, 2008. http://etheses.dur.ac.uk/80/.

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This thesis presents research on the role and influence of human resource management in the capital markets and investment banking sector. The initial research targeted 22 leading banks in the capital markets and investment banking sector covering the period 2001 to 2003 and further, exploratory, research undertaken between March and May 2007 focused on 14 of these banks. The findings of this thesis indicate: that CEOs have greater influence over the human resource environment than human resource professionals and that where they are competent in human resource management then they can positively impact the human resource environment and following this, firm competitive advantage; that senior business line mangers must clearly understand and embrace their human resource management responsibilities for an integrated approach to human resource management to be successful; and, that the degree of human resource business partner influence is contingent on the degree of human resource business partner credibility. It is argued by this thesis that if human resource professionals have no credibility CEOs and senior business line managers are unlikely to include them in significant decision making. It is also argued that credibility can be both individual and institutional. The implications of these thesis findings include: a strategic approach to management of the talent portfolio, led by the CEO. This involves an understanding of the fundamental links between leadership and management competency as it relates to the human resource environment; talent portfolio management; and, better firm performance; an integrated and strategic working relationship between the human resource function and business managers; stronger numerical, analytical and commercial skills in the human resource function; greater measurement around talent, building up to sophisticated human capital metrics; and, the identification and active management of people related risk.

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Fosu, Samuel. "Capital structure, product and banking market structure and performance." Thesis, University of Leicester, 2014. http://hdl.handle.net/2381/28601.

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This thesis consists of three distinct essays on finance, market structure and performance. Paying particular attention to the degree of industry competition, the first essay investigates the relationship between capital structure and firm performance using panel data consisting of 257 South African firms over the period 1998 to 2009. The essay applies a novel measure of competition, the Boone indicator, to the leverage-performance relationship. The results suggest that financial leverage has a positive and significant effect on firm performance. It is also found that product market competition enhances the performance effect of leverage. The results are robust to alternative measures of competition and leverage. The second essay examines the extent of banking competition in African subregional markets. A dynamic version of the Panzar-Rosse model is adopted beside the static model to assess the overall extent of banking competition in each subregional banking market over the period 2002 to 2009. Consistent with other emerging economies, the results suggest that African banks generally demonstrate monopolistic competitive behaviour. Although the evidence suggests that the static Panzar-Rosse H-statistic is downward biased compared to the dynamic version, the competitive nature identified remains robust to alternative estimators. Paying particular attention to the degree of banking market concentration in developing countries, the third essay examines the effect of credit information sharing on bank lending. Using bank-level data from African countries over the period 2004 to 2009 and a dynamic two-step system generalised method of moments (GMM) estimation, it is found that credit information sharing increases bank lending. The degree of banking market concentration moderates the effect of credit information sharing on bank lending. The results are robust to controlling for possible interactions between credit information sharing and governance.

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Chadwick, Warren. "A study of the New Basel Capital Accord and its impact on South Africa and other emerging markets." Thesis, Stellenbosch : Stellenbosch University, 2002. http://hdl.handle.net/10019.1/52710.

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Thesis (MBA)--Stellenbosch University, 2002.
ENGLISH ABSTRACT: The new Basel Capital Accord is intended to align capital adequacy of banks more closely with the key components of banking risk and to provide incentives for banks to improve their risk measurement and management capabilities. This has important implications for banks, particularly in the area of credit risk management. The purpose of this study is to take an in-depth look at the implications for banks in the area of credit risk management and the choice of approach (i.e. standardised versus internal ratings based approach) to be adopted. These changes in approach to credit risk will have broader economic implications and the study will in its final analysis explore these in the context of South Africa, as an emerging market. The study is split into three sections: Section A • Introduction and background to the New Basel Capital Accord; • Detailed overview on the New Basel Capital Accord with a particular emphasis on the internal ratings based approach to calculating minimum capital. Section B An in-depth discussion of credit risk management and the practical implications of moving towards an internal ratings based approach, which will eventually allow banks to take on a full portfolio approach to credit risk management. This will enable banks to manage credit risk across sub-portfolios and set economic capital based on the portfolio loss distribution of the banks entire lending book. This is an extremely important development in credit risk management and as a consequence is covered in some detail. The adoption of an internal ratings based approach offers significant rewards in the form of lower statutory capital. A profile of the current capitalisation of SA banks is provided followed by the likely effect of the standardised versus the internal ratings based approach to credit risk management, on the minimum level of statutory capital of banks. Section C The final section covers the envisaged macro effects of the New Accord on emerging markets (procyclical trends, lending concentrations, foreign capital flows and bank failures) with specific comment provided on the implications for the SA banking environment and economy. In conclusion, South African banks should as a priority move towards an internal ratings based approach to credit risk management in order to benefit from the lower statutory requirements, which accrue in the advanced phase. While the accord is likely to impact significantly on emerging markets, South Africa fortunately has a sophisticated banking system by international standards, making the adoption of an internal ratings based approach by the larger SA banks inevitable. The benefits for smaller banks are questionable and at this stage they are unlikely to move beyond the standardised approach, unless compelled to do so.
AFRIKAANSE OPSOMMING: Die "New Basel Capital Accord" het ten doel om die kapitaal vereistes neergelê vir banke meer in lyn te bring met die risiko komponent gekoppel bankwese. Dit hou 'n belangrike implikasie vir banke in en verskaf voorts ook 'n dryfveer vir banke om die bestuur van krediet risiko en algehele bestuursvaardighede te verbeter. In hierdie studie word 'n indiepte ondersoek onderneem aangaande die implikasie op banke van krediet risiko-bestuur en die keuse van die benadering wat gevolg word. Hierdie veranderings in die benadering (dws.standard teenoor interne-graderings benadering) tot krediet risiko hou breër ekonomiese implikasies vir banke in. Hierdie ekonomiese implikasies op SA as 'n ontwikkelende mark word in die finale analise ondersoek. Die studie kan in drie afdelings verdeel word: Afdeling A: • Inleiding en agtergrond tot die "New Basel Capital Accord" en • 'n Gedetaileerde oorsig van die "New Basel Capital Accord" met spesifieke verwysing na die interne-graderings benadering om die minimum vereiste kapitaal te bepaal. Afdeling B: Hierdie afdeling ondersoek krediet risiko bestuur en die praktiese implikasies van die aanvaarding/instelling van 'n interne graderings benadering, en die effek wat dit sal hê op 'n totale portefeulje benadering tot krediet risiko. Die gevolg is dat banke krediet risiko oor sub-portefeuljes sal kan bestuur en kapitaal vlakke vasstel gebaseer op verwagte portefeulje verliese. Hierdie is 'n belangrike ontwikkeling in krediet risiko bestuur en word vervolgens in diepte behandel. Die aanvaarding van 'n interne-graderings benadering tot gradering hou voordele in vir banke in die vorm van laer statutêre kapitaal vereistes. 'n Profiel van die kapitalisasie van SA banke word verskaf, gevolg deur die verskil in die effek van die standaard benadering tot die interne graderings benadering op krediet risiko bestuur en die vereiste minimum statutêre kapitaal. Afdeling C: Die finale afdeling ondersoek die beoogde makro ekonomiese effek van die "New basel capital Accord" op ontwikkelende marke (pro-sikliese neiging, lenings konsentrasies en bank mislukkings) met spesifieke verwysing na die implikasies op SA bankwese en ekonomie. Ter afsluiting moet SA banke so spoedig moontlik die interne-graderings benadering tot krediet risiko aanvaar om voordeel te trek uit die laer kapitaal vereistes wat "ophoop in die gevorderde stadium." Daar word verwag dat die "New Basel Capital Accord" 'n wesenlike invloed op die ontwikkelende mark sal hê. SA het egter 'n gesofistikeerde en gevestigde bankstelsel wat goed vergelyk met internasionale standaarde. Die aanvaarding van 'n interne-graderings benadering deur die die groter SA banke is onafwendbaar. Die voordele wat dit vir kleiner banke inhou kan bevraagteken word en is op hierdie stadium onwaarskynlik dat so 'n benadering deur hulle geïmplimenteer sal word.

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Kosek, Jiří. "Analysis of investment products of domestic and foreign banks." Master's thesis, Vysoká škola ekonomická v Praze, 2014. http://www.nusl.cz/ntk/nusl-192610.

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The objective of this thesis is to show different types of investment opportunities that a small investor has on a standard banking market. Subsequently they are analyzed from both theoretical and practical aspects. The reader will be able to see pros and cons of e.g. traditional saving products, mutual funds and many others. Services will be among other assessed from an international perspective. The main intention of this analysis is to find such financial products, to which a small investor has access and that can be recommended as a meaningful investment.

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Books on the topic "Banking and capital markets"

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Banking and capital markets. 2nd ed. Guildford: College of Law Publishing, 2014.

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Banking and capital markets. St. Catherines, Guildford: College of Law Pub., 2009.

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Banking and capital markets. Guildford: CLP, 2011.

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Banking and capital markets. St. Catherines, Guildford: College of Law Pub., 2006.

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Gerald, Montagu, ed. Banking and capital markets companion. 5th ed. Haywards Heath, West Sussex [England]: Bloomsbury Professional, 2011.

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author, Montagu Gerald, ed. Banking and capital markets companion. Haywards Heath, West Sussex [England]: Bloomsbury Professional Limited, 2014.

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Law, College of, ed. Corporate finance: Banking and capital markets. Bristol: Jordan, 2000.

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1955-, Osano Hiroshi, and Tachibanaki Toshiaki 1943-, eds. Banking, capital markets, and corporate governance. New York: Palgrave, 2001.

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Osano, Hiroshi, and Toshiaki Tachibanaki, eds. Banking, Capital Markets and Corporate Governance. London: Palgrave Macmillan UK, 2001. http://dx.doi.org/10.1057/9780230288140.

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Adams, David. Corporate finance: Banking and capital markets. Bristol: Jordan Publishing Ltd., 1998.

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Book chapters on the topic "Banking and capital markets"

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Achleitner, Ann-Kristin. "Capital Markets." In Handbuch Investment Banking, 473–583. Wiesbaden: Gabler Verlag, 2002. http://dx.doi.org/10.1007/978-3-663-10259-5_8.

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Achleitner, Ann-Kristin. "Capital Markets." In Handbuch Investment Banking, 373–473. Wiesbaden: Gabler Verlag, 1999. http://dx.doi.org/10.1007/978-3-322-99636-7_7.

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Oshikoya, Temitope W., and Kehinde Durosinmi-Etti. "Investment banking." In Frontier Capital Markets and Investment Banking, 59–79. 1 Edition. | New York : Routledge, 2019. | Series: Banking, money and international finance: Routledge, 2019. http://dx.doi.org/10.4324/9780429200519-4.

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Pasiouras, Fotios. "Non—Banking Financial Institutions and Capital Markets." In Greek Banking, 36–52. London: Palgrave Macmillan UK, 2012. http://dx.doi.org/10.1057/9781137271570_3.

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Oshikoya, Temitope W., and Kehinde Durosinmi-Etti. "Frontier capital market." In Frontier Capital Markets and Investment Banking, 38–56. 1 Edition. | New York : Routledge, 2019. | Series: Banking, money and international finance: Routledge, 2019. http://dx.doi.org/10.4324/9780429200519-3.

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Dhankar, Raj S. "Islamic Banking and Finance." In Capital Markets and Investment Decision Making, 263–77. New Delhi: Springer India, 2019. http://dx.doi.org/10.1007/978-81-322-3748-8_16.

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Chang, Chia-Ying. "Capital controls and banking crises." In Capital Flows, Financial Markets and Banking Crises, 111–39. First Edition. | New York, NY : Routledge, 2017. | Series: Routledge international studies in money and banking ; 89: Routledge, 2017. http://dx.doi.org/10.4324/9781315469416-6.

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Blackman, W. "International Liquidity and Capital Markets." In Swiss Banking in an International Context, 211–40. London: Palgrave Macmillan UK, 1989. http://dx.doi.org/10.1007/978-1-349-10656-1_9.

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Almarzoqi, Raja M., Walid Mansour, and Noureddine Krichene. "Sharia banking and capital markets sector." In Islamic Macroeconomics, 127–47. First Edition. | New York : Routledge, 2018. | Series: Islamic business and finance series: Routledge, 2018. http://dx.doi.org/10.4324/9781315101583-9.

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Kotarba, Marcin. "Open banking." In The Digital Revolution in Banking, Insurance and Capital Markets, 95–110. London: Routledge, 2023. http://dx.doi.org/10.4324/9781003310082-10.

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Conference papers on the topic "Banking and capital markets"

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Apak, Sudi, and Mehmet Fatih Bayramoğlu. "Development of the Financial Markets in Turkey in Comparison with the EU Countries." In International Conference on Eurasian Economies. Eurasian Economists Association, 2014. http://dx.doi.org/10.36880/c05.01159.

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The Turkish financial sector, especially the Turkish banking sector, demonstrates a growth tendency in recent years. Although this growth is observed to be steady, it has not reached a sufficient volume and the sources of growth are not healthy. In this study, the dimensions of the said growth in the Turkish financial sector are analyzed in comparison with the EU member countries, which are also the members of OECD, with respect to the competitiveness features of the countries and financial centers, banking sectors of the countries and the capital markets of the countries. The study presents an evaluation of the current situation with a special focus on Istanbul - a city planned to be a global financial center.

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Esendemirli, Ebru, and Emine Yasemin Yeğinboy. "Comparative Analysis of Efficiency Measurement of Banks in the Turkish Banking System." In International Conference on Eurasian Economies. Eurasian Economists Association, 2014. http://dx.doi.org/10.36880/c05.01119.

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The global developments at the beginning of 21st century raised different issues about the banking sector. International banks are being effective since 2001 in emerging markets while U.S. banking sector is dealing with the consequences of the crisis in 2008. Furthermore the flow of funds from developed countries to emerging markets had an increasing trend due to the globalization of the capital markets. Banks have a major role in Turkish financial system. The aim of this study is to measure and compare the efficiency of banks in Turkish banking industry. The first part of the study reports a descriptive summary about the general appearance of the Turkish banking system. The second part of the study discusses the theoretical aspects in measuring the efficiency of banks. In the third part of the study, a non-parametric method, data envelopment analysis is used to analyze the efficiency of foreign banks, private banks and participation banks. As a result the average efficiency score of foreign banks in 2008-2012 is slightly higher than the average efficiency of participation banks. Although there isn’t a very large difference, foreign banks and participation banks are more efficient than private banks.

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Donev, Blagica. "MACROECONOMIC AND MACRO-FINANCIAL FACTORS OF THE STABILITY OF THE BANKING SECTOR - THE CASE OF THE REPUBLIC OF NORTH MACEDONIA." In Economic and Business Trends Shaping the Future. Ss Cyril and Methodius University, Faculty of Economics-Skopje, 2021. http://dx.doi.org/10.47063/ebtsf.2021.0022.

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Banks, as financial institutions, play a vital role in achieving financial stability and economic growth, with their expected contribution through mobilization and allocation of financial resources throughout the economy. Only a reliable and stable banking system that enjoys the trust of economic entities can be an effective intermediary of the resources of the national economy in order to intensify economic development. The role of banks is even more important for developing economies with underdeveloped capital markets. The banking sector is still the primary form of financial intermediation in the Republic of North Macedonia. The study examine the stability of the banking sector in North Macedonia, and explores the macroeconomic, macro financial factors behind stability indicators of banking sector functioning in North Macedonia over the 1996- 2017 period by employing correlations and multiple linear regression model. Results of the analysis showed that macroeconomic factors are not affecting selected bank stability indicators: NPL and capital adequacy. In addition, macro-financial factors (that include the specific determinants of the banking sector that relate to the size, structure, efficiency of the banking sector, competition) are affecting indicators and can be shown to be reliable early warning indicators. There is a broad consensus that strong and effective micro- and macroprudential policies are needed to assure a robust and resilient financial system. Author’s recommendation is implementation regulatory framework and construction of legal, institutional, regulatory landscape for macro-prudential regulation and policies, that act complementing to microprudential and macroeconomic policies, that have an impact on systemic financial stability.

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Gündoğdu Odabaşıoğlu, Fatma. "An Assessment on Financial Markets: European Union Member Country Hungary and Candidate Country Turkey." In International Conference on Eurasian Economies. Eurasian Economists Association, 2016. http://dx.doi.org/10.36880/c07.01700.

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With the end of cold war, Central and Eastern European countries who had not participated in the integration of Europe, have applied to become members of European Union. Hungary, a Central European country; applied for membership on December 16, 1991, started full membership negotiations in 1998 and joined the Union on May 1, 2004. Turkey on the other hand, was granted candidacy status during Helsinki European Council Summit Meeting of December 1999, after a 40 years long relationship that started with Turkey’s application to join European Economic Community on July 31, 1959. Negotiations for full membership of Turkey were finally started on October 3, 2005 and country entered a new era to adapt EU Acquis. Within this context, this study aims to compare financial markets of EU member state Hungary and candidate state Turkey for the period of 1998 - 2015; to evaluate risks and fragilities related to financial development levels and stability of banking sectors for both countries based on generally accepted financial indicators. In conclusion; Hungary was observed to have significantly less developed capital market compared Turkey over the years, despite having similar ratios in financial deepening during recent years. Findings of this assessment point out an increasing credit risk for banking sector of Hungary, enhanced by the economic crisis of 2008. In comparison, credit risk in banking sector of Turkey has been decreasing over the years. High credit/deposit ratio, is a sign of degradation and can be observed in Hungary's balance sheets, raised for Turkey as well.

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Kuşcu, Sinan, and Galip Afsin Ravanoglu. "An Analysis of Insurance Industry in Turkey." In International Conference on Eurasian Economies. Eurasian Economists Association, 2011. http://dx.doi.org/10.36880/c02.00268.

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Today, insurance is related with every kind of trade, industry and an important part of the social structure. Insurance, in conjunction with securement qualifications, is also an element of trust. In addition, the creator of funds as of the part of economic activities, capital accumulation has become a yardstick to ensure and increase prosperity. Accumulated funds (especially in life insurance), banking and capital markets banker at a leading activities of insurance created. For this reason, insurance one of the most important activities that developed countries dealt with. In other words, there is a strong correlation between insurance activities and economic activities of developed countries with high social level.

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"PERFORMANCE EVALUATION OF BANKING SECTOR IN INDIAN CAPITAL MARKET: A COMPARATIVE STUDY." In International Conference on Research in Business management & Information Technology. ELK ASIA PACIFIC JOURNAL, 2015. http://dx.doi.org/10.16962/elkapj/si.bm.icrbit-2015.12.

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Sudiyana, Sudiyana. "Legal Enforcement Model in Indonesia Capital Market Disputes to Make Substantive Justice." In Proceedings of the International Conference on Banking, Accounting, Management, and Economics (ICOBAME 2018). Paris, France: Atlantis Press, 2019. http://dx.doi.org/10.2991/icobame-18.2019.48.

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Gazioğlu, Şaziye. "Recent Monetary Policy in Turkey: Capital Flow, Reserves and Exchange Rate." In International Conference on Eurasian Economies. Eurasian Economists Association, 2011. http://dx.doi.org/10.36880/c02.00241.

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In this paper, we investigate the recent monetary policies and development of Turkish banking system during the post 2001 financial and banking crisis. We explore the effects of capital inflows and outflows to real exchange rates and the real stock market prices, before and after the financial crisis. We investigate the relationship between real exchange rate, real stock prices and capital flows. We decompose the foreign flows into real assets and liabilities, in order to investigate the possible long-term effect of inflows and outflows. Reversal of capital flow seems to create a possibility of exchange rate crisis. The Turkish Central Bank by taking lessons from this experience they formulate their recent policies accordingly. Recent Monetary Policy mix in Turkey aims to have financial stability by increasing the reserve ratio in each component of capital flows in Turkey. The ratio increases shorter the period of the asset. The Central Bank work claims to have an effect similar to inflation targeting.

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Mulatsih, Srie, Heru Subiyantoro, Yolanda Yolanda, and Masruri Masruri. "Analysis of the Effect of Financial Indicators and Ratio Sharia Banking on Capital Market." In Proceedings of the First Multidiscipline International Conference, MIC 2021, October 30 2021, Jakarta, Indonesia. EAI, 2022. http://dx.doi.org/10.4108/eai.30-10-2021.2315854.

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Шаламберидзе, Хатуна, and Наргиза Каркашадзе. "МАРКЕТИНГОВОЕ ИССЛЕДОВАНИЕ РЫНКА БАНКОВСКИХ ПРОДУКТОВ ГРУЗИИ." In Proceedings of the XXIX International Scientific and Practical Conference. RS Global Sp. z O.O., 2021. http://dx.doi.org/10.31435/rsglobal_conf/25052021/7561.

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Today, the Georgian banking system is still at the stage of transformation and constant changes and it has not gone through all the stages of preparation for the market. The state is constantly striving to have healthy competition in the banking market and get the maximum result that the market can afford. According to the data published by the National Bank of Georgia, today 15 officially licensed commercial banks are officially registered, out of which 14 banks have foreign capital, which naturally sets high competition and standards. That is why it is important for banks to create products that will be acceptable to consumers. Banking products are becoming so necessary for everyday life that the interest and aspiration towards it is growing daily. From the above it becomes important to the bank Clients or the interested public to have complete and complete information about it.

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Reports on the topic "Banking and capital markets"

1

Kane, Edward. Capital Movements, Asset Values, and Banking Policy in Globalized Markets. Cambridge, MA: National Bureau of Economic Research, July 1998. http://dx.doi.org/10.3386/w6633.

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Penna, Clemente. The Saga of Teofila Slavery and Credit Circulation in 19th-Century Rio de Janeiro. Maria Sibylla Merian International Centre for Advanced Studies in the Humanities and Social Sciences Conviviality-Inequality in Latin America, 2021. http://dx.doi.org/10.46877/penna.2021.39.

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This paper follows the enslaved woman Teofila from captivity to freedom in 19th-century Rio de Janeiro. To become a free woman, Teofila had to navigate the complex private credit networks of the West African community of the Brazilian capital city. With limited banking activity, the cariocas relied on one another for their financial needs, making for a highly convivial credit market that reflected and reinforced the vast inequalities of Brazilian slave society. While following Teofila through the courts of Rio de Janeiro, this paper will demonstrate that one of the cornerstones of the city’s credit market was the presence of an intertwined relationship between credit and private property. The commerce in human beings like Teofila produced thousands of negotiable titles, with slavery working as a propeller for credit circulation and one of its pillars – slave property was the primary collateral for unpaid debts.

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Andolfatto, David, Aleksander Berentsen, and Fernando M. Martin. Money, Banking and Financial Markets. Federal Reserve Bank of St. Louis, 2017. http://dx.doi.org/10.20955/wp.2017.023.

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Wheelock, David C., and Kris James Mitchener. Does the Structure of Banking Markets Affect Economic Growth? Evidence from U.S. State Banking Markets. Federal Reserve Bank of St. Louis, 2010. http://dx.doi.org/10.20955/wp.2010.004.

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Mitchener, Kris James, and David Wheelock. Does the Structure of Banking Markets Affect Economic Growth? Evidence from U.S. State Banking Markets. Cambridge, MA: National Bureau of Economic Research, January 2010. http://dx.doi.org/10.3386/w15710.

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Obstfeld, Maurice, and Alan Taylor. Globalization and Capital Markets. Cambridge, MA: National Bureau of Economic Research, March 2002. http://dx.doi.org/10.3386/w8846.

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Gertner, Robert, David Scharfstein, and Jeremy Stein. Internal versus External Capital Markets. Cambridge, MA: National Bureau of Economic Research, June 1994. http://dx.doi.org/10.3386/w4776.

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Henderson, Brian, Narasimhan Jegadeesh, and Michael Weisbach. World Markets for Raising New Capital. Cambridge, MA: National Bureau of Economic Research, January 2004. http://dx.doi.org/10.3386/w10225.

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Aizenman, Joshua. Capital Markets Integration, Volatility and Persistence. Cambridge, MA: National Bureau of Economic Research, August 1995. http://dx.doi.org/10.3386/w5241.

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Schlingemann, Frederik, Rene Stulz, and Ralph Walkling. Corporate Focusing and Internal Capital Markets. Cambridge, MA: National Bureau of Economic Research, June 1999. http://dx.doi.org/10.3386/w7175.

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