Relevant bibliographies by topics / BASEL COMMITTEE ON BANKING

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  1. Journal articles
  2. Dissertations / Theses
  3. Books
  4. Book chapters
  5. Conference papers
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Academic literature on the topic 'BASEL COMMITTEE ON BANKING'

Author: Grafiati
Published: 4 June 2021
Last updated: 3 February 2022

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Journal articles on the topic "BASEL COMMITTEE ON BANKING"

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Peihani, Maziar. "Basel Committee on Banking Supervision." Brill Research Perspectives in International Banking and Securities Law 1, no. 1 (July 18, 2016): 1–87. http://dx.doi.org/10.1163/24056936-12340001.

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The Basel Committee on Banking Supervision (bcbs) was established in 1974 as an informal group of central bankers and bank supervisors with the mandate to formulate supervisory standards and guidelines. Although the Committee does not have any formal supranational authority, it is the de facto global banking regulator and its recommendations have been widely implemented by member and non-member states. This project investigates the bcbs’s governance, operation, and policy outcomes to determine the extent to which it is and has been legitimate. The project is comprised of two parts. This part overviews the literature on the bcbs, outlines its contribution, and provides a primer on the Committee’s governance and functions. In addition, it engages with the current theories on legitimacy and discusses what legitimacy means for the global governance of banking and how it can be assessed.
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Peihani, Maziar. "Basel Committee on Banking Supervision." Brill Research Perspectives in International Banking and Securities Law 1, no. 2 (September 30, 2016): 1–66. http://dx.doi.org/10.1163/24056936-12340002.

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Part 1 of this project overviewed the literature on the Basel Committee of Banking Supervision (bcbs) and provided a primer on the Committee’s governance and functions. It also engaged with the current theories on legitimacy and discussed what legitimacy meant for the global governance of banking and how it could be assessed. This part investigates the bcbs’s governance, operation, and policy outcomes to determine the extent to which it is and has been legitimate. The assessment is conducted based on three principles of reasoned decision making, transparency, and accountability. I argue that the bcbs has gradually become a more legitimate institution but there still exists significant room for improvement. I highlight a number of areas for reform and set out policy prescriptions to enhance the bcbs’s legitimacy.
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Krasavina, L. N. "Russia’s Participation in the Globalization of Banking Regulation and Supervision and its Interests in an Economic Growth Strategy." Economics, taxes & law 11, no. 4 (November 6, 2018): 30–35. http://dx.doi.org/10.26794/1999-849x-2018-11-4-30-35.

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The global 2008–2009 crisis revealed vulnerability of banks to crisis shocks and stimulated the introduction of global banking regulation and supervision. The subject of study is investigation of Russia’s participation in the globalization of banking regulation and supervision and increased role of banks in modernization of Russia’s social and economic development. The purpose of work is to answer the question on how to combine the need to introduce global Basel standards with national interests in the context of a new economic growth strategy. As a result of the study based on the positive assessment by the Basel Committee on Banking Supervision (BKBN) of the compliance of Russian regulatory framework and banking legislation with global Basel standards, it is concluded that in coordination with the Basel Committee it is advisable to expand the Bank of Russia practice of compensation measures to ease the Basel III rigid requirements to increase banks’ role in the modernization of social and economic development of the country.
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Judy, Haidar Hamza, and Fazila Boutoura . "Applications of Governance in Banks According to Basel (3) Committee Decisions." Iraqi Administrative Sciences Journal 1, no. 2 (June 30, 2017): 96–119. http://dx.doi.org/10.33013/iqasj.v1n2y2017.pp96-119.

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Increased attention banking governance after the repercussions of the financial and banking crashes of some of the poles of the American and European Banks, and the consequent of a global confidence's crisis in the financial statements of Banks and Companies because of the weakness accounting disclosure and transparency, and many countries rushed to adopt a banking governance. In Algeria, continued in recent years, the works aimed at establishing an integrated framework for banking governance at the level of financial and banking institutions.Basel III is a new gateway to strengtheningbankinggovernance and enabling the central bank to apply the necessaryfoundations for governance in banks, particularlythrough the Pillars of market discipline.
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Mushib Janabi, Jasim Mohammed, and Zainab Husham Qasim Al-Rikabi. "Factors of Failure of the Iraqi Banking System in the Implementation of the Decisions of the Basel Committee." European Journal of Economics and Business Studies 4, no. 1 (April 1, 2018): 161–66. http://dx.doi.org/10.2478/ejes-2018-0017.

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Abstract The role of the banking system is very important and sensitive in any inquisitive system in our modern world, because it is the other side of this economy in exchange for real activities and the great crossroads of the efficiency of the economic system and the legitimacy of its organizations according to the basic objectives of each national economy in any society. Based on this importance above, the importance of applying the banking system to the rules and decisions of the Basel Committee in all its copies, which can ensure that the banking system could avoid the risks that can lead to the entry into crises and serious intransigence. This paper seeks to provide a broad presentation of the possibilities of application of the Iraqi banking system to the decisions of the Basel Committee and seeks to provide a presentation of obstacles and factors that led to the failure of the Iraqi banking system to implement the decisions of the Basel Committee in all copies and both internal and external. This paper also seeks to look at the possibility of adapting the banking system in order to comply with the requirements of the implementation of Basel decisions from an economic and financial point of view represented by the views of economists and financial institutions inside and outside this body.
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Janabi, Jasim Mohammed Mushib, and Zainab Husham Qasim Al-Rikabi. "Factors of Failure of the Iraqi Banking System in the Implementation of the Decisions of the Basel Committee." European Journal of Economics and Business Studies 10, no. 1 (March 2, 2018): 167. http://dx.doi.org/10.26417/ejes.v10i1.p167-172.

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The role of the banking system is very important and sensitive in any inquisitive system in our modern world, because it is the other side of this economy in exchange for real activities and the great crossroads of the efficiency of the economic system and the legitimacy of its organizations according to the basic objectives of each national economy in any society. Based on this importance above, the importance of applying the banking system to the rules and decisions of the Basel Committee in all its copies (1), which can ensure that the banking system could avoid the risks that can lead to the entry into crises and serious intransigence. This paper seeks to provide a broad presentation of the possibilities of application of the Iraqi banking system to the decisions of the Basel Committee and seeks to provide a presentation of obstacles and factors that led to the failure of the Iraqi banking system to implement the decisions of the Basel Committee in all copies and both internal and external. This paper also seeks to look at the possibility of adapting the banking system in order to comply with the requirements of the implementation of Basel decisions from an economic and financial point of view represented by the views of economists and financial institutions inside and outside this body.
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Lajqi, Hysen. "BASEL III LIQUIDITY RISK AND KOSOVO BANKING SYSTEM." Knowledge International Journal 34, no. 5 (October 4, 2019): 1329–35. http://dx.doi.org/10.35120/kij34051329l.

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The financial crisis 2007-2009 prompted the Basel Committee on Banking Supervision (BCBS) to intensify its efforts to strengthen the principles and standards for capital, as well as for the measurement and management of liquidity risk. Risk management is very important in the financial system, especially in banks. Among various risks Banks face is a liquidity risk it’s managing enables Banks to fulfil their obligationsBasel III consists of set of measures internally agreed. The implementation of Basel III will considerably increase the quality of banks' capital and significantly raise the required level of their capital. In addition, it will provide a "macro prudential overlay" to better deal with systemic risk.Like all Basel Committee standards, Basel III standards are minimum requirements which apply to internationally active banks. Members are committed to implementing and applying standards in their jurisdictions within the time frame established by the Committee.To ensure that banks have sufficient liquidity to survive potential liquidity shocks, as happened few years ago, the Basel Committee has issued two new globally revised minimum standards under the Basel III rules for the first time in the banking history: LCR – Liquidity Coverage Ratio and NSFR – Net Stable Funding Ratio that contain new requirements for bank capital, as well as standardized rules in the liquidity area.Banks need to fully comply with LCR and NSFR rules by January 1, 2019, according to the Capital Requirements Directive & Capital Requirements Regulation (CRD IV & CRR) rules.Basel III rules, in the European Union attain their applicable judicial form through REGULATION (EU) No 575/2013. The regulatory package is due to enter into force on January 1st, 2014, but some provisions will be implemented gradually between 2014 and 2019 and will fully come into force on January 1st, 2019. But these rules are likely to undergo some revisions due to a proposal by European Union (EU), so implementation horizon could go being beyond 2019.Performance of the Kosovo banking sector continued to be positive, thus contributing in maintaining the financial and economic stability of the country. Kosovo’s financial system continues to be characterized with sustainable increase in all its constituent sectors. The banking sector in Kosovo as most successful story is developed by many international institutions, characterized by a large presence of foreign capital, where 89. 2% of all assets are managed by foreign banks and development is based on international standards.Banking sector continued to have good liquidity position, with the main liquidity indicators standing above the minimal level as a required by the regulation.The implementation of Basel III rules in Kosovo related to liquidity depends on the local regulator and Basel III standards.
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Kaur, Mandeep, and Samriti Kapoor. "Basel II in India: Compliance and Challenges." Management and Labour Studies 36, no. 4 (November 2011): 299–318. http://dx.doi.org/10.1177/0258042x1103600401.

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The stability of International banking system has emerged as a key concern for regulators in rapidly changing global banking scenario. In order to strengthen the soundness and stability of banks, Basel Committee on Banking Supervision (BCBS) came out with a comprehensive, flexible and risk sensitive framework known as Basel II. This paper attempts to assess in detail the role of Reserve Bank of India, in implementation of Basel II framework in Indian banking Scenario. For this purpose, Annual reports of Reserve Bank of India for the period 2002–03 to 2009–2010 have been analyzed in detail. The study has indicated that RBI has taken significant and structural initiatives to implement the Basel II norms in Indian financial system. It also gives glimpse of New Capital Adequacy framework to strengthen the banking structure. The study further throws light on challenges faced by Indian banking industry for the purpose of envisaged implementation of Basel II Accord.
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SOKOLOV, A. P., and K. O. SEMYONOV. "INTERNATIONAL MANAGEMENT SYSTEM FOR THE ECONOMIC SECURITY OF THE BANKING SECTOR." EKONOMIKA I UPRAVLENIE: PROBLEMY, RESHENIYA 6, no. 12 (2020): 169–72. http://dx.doi.org/10.36871/ek.up.p.r.2020.12.06.022.

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The article discusses the most pressing issue of ensuring the economic security of the banking sector through international management systems. The authors analyze the protection of banks and the banking system from external and internal factors. Russia's transition from Basel-1 to Basel-3 directly had a beneficial effect on the stability of the banking system during the crisis. The reforms proposed by the Basel Committee, in turn, are aimed directly at strengthening microprudential regulation. It is proposed to highlight two factors that will have a positive effect on the Russian banking system with the adoption of Basel-3. The article will be of interest to economists working in the banking sector.
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Dimov, S., and V. Smirnov. "Risk Management in Dual Banking Systems: Islamic Ethical and Conventional Banking." Review of Business and Economics Studies 7, no. 4 (February 10, 2020): 6–12. http://dx.doi.org/10.26794/2308-944x-2019-7-4-6-12.

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The author makes comments on the state of the problem in part of the English-speaking scientific thought. The authors present a comparative analysis of risk management conducted in countries where the dual banking system is practised — Islamic (ethical) banking and conventional (western) banking. The study showed that a risk profile of an Islamic bank is not significantly different from the one of the conventional banks in practices. In the beginning, they point out the central thesis and prospects for the development of conventional and Islamic banking. The central part of the comments begins with the historical aspect of the comparison. According to him, despite the differences, they are based on the priority of financial and human values. Further, the authors carefully discuss the risk profile of Islamic banks and the unique risks facing Islamic banks. It was confronted with conventional risk management of banks based on the Basel Committee on Banking Supervision (BCBS). Today, the regulation applies to credit risk, market risk, operational risk and liquidity risk (Basel II and Basel III). After all, the author reaches two essential conclusions for his research.
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Dissertations / Theses on the topic "BASEL COMMITTEE ON BANKING"

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Peihani, Maziar. "Basel committee on banking supervision : a post-crisis analysis of governance and accountability." Thesis, University of British Columbia, 2014. http://hdl.handle.net/2429/51489.

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The Basel Committee on Banking Supervision (BCBS) was established in 1974 as an informal group of central bankers and bank supervisors with the mandate to formulate supervisory standards and guidelines. Although the Committee does not have any formal supranational authority, it is the de facto global banking regulator and its recommendations have been widely implemented by member and non-member states. This thesis investigates the BCBS’s governance, operation, and policy outcomes to determine the extent to which it is and has been legitimate. The point of departure for my analysis is the literature on legitimacy in law, political science, and international relations. In particular, I draw upon Global Administrative Law theory (GAL) to examine the BCBS’s legitimacy against three principles: reasoned decision making, transparency, and accountability. My analysis is guided by five overarching questions: 1) Does the BCBS give reasons for its decisions? 2) Are the Committee’s governance and decision-making procedures transparent? 3) How and by what means does the BCBS consult the public in its policy-making process? 4) How and by whom is the Committee’s performance monitored? 5) Has the BCBS taken adequate measures to corrective measures to address the regulatory failures that contributed to the Global Financial Crisis (GFC)? I argue that the BCBS has gradually become a more legitimate institution but there still exists significant room for improvement. Inadequate disclosure on the BCBS’s deliberations, inadequacy and dilution of the post-crisis regulatory reforms, the underrepresentation of those constituencies without business interest or insufficient financial resources in BCBS consultations, and the absence of meaningful oversight of the BCBS’s policies, are among the areas I highlight for reform. I set out policy prescriptions to enhance the BCBS’s legitimacy, including the establishment of a new framework for transparency; creation of a proxy advocate to participate on behalf of underrepresented constituencies in the BCBS’s policy making; and the establishment of a new body to exercise active oversight of the BCBS’s operations.
Law, Faculty of
Graduate
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Gonzalez-Watty, Andres. "The quest for accountability in transnational regulatory networks : the case of the Basel Committee on Banking Supervision." Thesis, University of Oxford, 2016. https://ora.ox.ac.uk/objects/uuid:e1c06b02-c0b2-455e-b443-dc1abe9b6c0e.

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This thesis focuses on the search for accountability processes related to the standard setting powers of a transnational regulatory network that operates in the highly complex and uncertain environment of global finance: the Basel Committee on Banking Supervision (BCBS). The thesis draws upon and builds on two main resources: the academic literature from international law, political science, international relations and public administration about the concept of accountability and- as a theoretical framework - Niklas Luhmann's idea of communication which suggests that communication is a selection process rather than a process of transmission. In this selection process the idea of meaning in the sense of a common understanding is paramount. The analysis focuses on the key milestones of the Basel Committee's work: the Concordat, as well as the Basel I, Basel II and Basel III accords. The thesis also draws on a qualitative original data set compiled by the author, made up of extracts of discussions of the Basel Committee's work in the international financial journalistic press. Additionally, official documents and press releases from the BCBS were coded by classifying them into common themes (such as minimum capital standards or the delay on the implementation timetable of Basel III) and the thesis' analysis assessed whether they formed part of an accountability process (i.e., whether they asked for an account, responded to an accountability claim, judged an accountability claim and referred to which consequences should follow the judgement). On the basis of this thematic analysis the thesis identifies five accountability processes in relation to the work of the Basel Committee based on communication. These revolve around the standards for minimum capital requirements in Basel II, the standards for debt exposures of banks lending to small and medium size enterprises, the over complexity of the Basel III accord, the alleged detrimental effects of the Basel accord for US banks, and the delay in the schedule to implement Basel III. Drawing on Luhmann's ideas about communicative events, the thesis develops a novel account of communicative accountability that explains accountability as the decentred and flexible communicative interaction between an accountor and an accountee whose communications have to resonate with an epistemic community. This epistemic community plays the role of a social system in which expectations about the exercise of regulatory powers of the Basel Committee are managed. The thesis argues that this process of communicative accountability can be empirically traced and that it is significantly facilitated by reliance on a shared language and expertise of a common professional community to which both the Basel Committee and a wider professional community belong to. The thesis argues that while the concept of communicative accountability developed through the research can be used to identify processes which seek to render TRNs like the BCBS accountable, these processes may also lack sufficient legitimacy, in the sense of formal power from a recognized source such as a state or an international organization underpinning these accountability processes. Increased legitimacy matters because it would enhance certainty in an accountability process and therefore, help to identify more clearly the legitimate accountor and to uphold his or her authority to ask for the account. Hence, as a whole, this thesis contributes towards the quest for alternative ways of understanding and improving accountability mechanisms in relation to the exercise of regulatory powers by globalized regulatory institutions in a transnational sphere such as the BCBS.
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Walker, George Alexander. "International banking supervision : a critical examination of the Basle Committee framework." Thesis, University of London, 1998. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.252484.

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Zhou, Zhongfei. "Reforming the Chinese foreign banking law in the context of international supervisory standard convergence." Thesis, Queen Mary, University of London, 2000. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.326166.

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This doctoral dissertation deals generally with the reform of the Chinese (Mainland) foreign banking law in the context of the international convergence of supervisory standards. The starting premise is that the current foreign banking laws are out of line with international supervisory standards and practices in various fundamental respects. Moreover, the Chinese legislators and bank supervisors lack a meaningful appreciation and practical cultivation of commonly accepted supervisory values. These realities have underscored the importance of overhauling the foreign banking laws. The overarching thesis of this dissertation is that for China to develop a viable and modern banking system, it will need to develop and to implant a suitable legal infrastructure consistent with emerging international supervisory standards and with WTO requirements and aspirations for financial sector liberalization. On this vein, I propose a set of reforms that would create a legal environment for competitive equality between foreign banks, while at the same time protecting the "safety and soundness" of the Chinese banking system. I start by looking at the entry of foreign banks into the Chinese market. My major proposal, in this respect, is that the Chinese foreign banking law should clearly specify mandatory and discretionary licensing criteria. Since the licensing of a foreign bank is a process of mutual cooperation between Chinese and foreign supervisors, I recommend that the foreign banking law should incorporate into the licensing process the negotiation of a supervisory agreement between Chinese and foreign supervisors. I then examine the on-going regulation of foreign banks. In this respect, I propose that foreign banks should have autonomy to determine the adequacy of capital, liquidity and provisioning, although some quantitative prescriptions are still necessary. I suggest further that the foreign banking law should introduce risk-focused supervision. I also propose that bank supervisors should play an important role in ensuring that foreign banks establish sound bank management and public disclosure. Finally, I consider foreign bank crisis management. I propose that the Chinese foreign banking law should establish a joint responsibility of China and foreign countries on "lending of last resort" functions. Foreign banks should be required to participate in China's or their own countries' deposit insurance schemes. I also advocate a rule-based approach to foreign bank failure resolution in order to reduce traditional strong political pressure on the Chinese supervisors when they deal with bank failures. In sum, this dissertation conducts a critical examination of the current Chinese foreign banking laws vis-a-vis an analysis of compatibility with international standards and practices. The end result of this research is a number of considered recommendations for legal reform that I think should improve significantly the CUlJ'ent Chinese foreign banking laws.
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Norton, J. J. "International bank supervisory standards : the case of the Basle Committee and capital adequacy standards." Thesis, University of Oxford, 1995. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.241301.

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Terblanché, Janet René. "Legal risk and compliance risk in the banking industry in South Africa / J.R. Terblanché." Thesis, North-West University, 2013. http://hdl.handle.net/10394/9705.

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The Basel Committee on Banking Supervision has defined operational risk, legal risk and compliance risk. However, the definitions might not be adequate for countries with a hybrid legal system, such as South Africa. This study aims to provide a practical solution to the problems faced by countries with a hybrid legal system wishing to comply with the Basel Committee’s standards. It is argued that compliance, compliance risk and regulatory risk should all be viewed as constituent components of legal risk, and in turn necessarily also of operational risk in a hybrid legal system. Legal risk is a wide concept which includes all aspects of a legal system, while compliance risk is a narrower concept which only includes the codified aspects of a legal system. Legal risk therefore includes compliance risk. However, the opposite is not true as compliance risk does not include legal risk, and the two concepts are decidedly shown not to be synonymous in a mixed legal system.
Thesis (PhD (Law))--North-West University, Potchefstroom Campus, 2013.
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Chadwick, Warren. "A study of the New Basel Capital Accord and its impact on South Africa and other emerging markets." Thesis, Stellenbosch : Stellenbosch University, 2002. http://hdl.handle.net/10019.1/52710.

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Thesis (MBA)--Stellenbosch University, 2002.
ENGLISH ABSTRACT: The new Basel Capital Accord is intended to align capital adequacy of banks more closely with the key components of banking risk and to provide incentives for banks to improve their risk measurement and management capabilities. This has important implications for banks, particularly in the area of credit risk management. The purpose of this study is to take an in-depth look at the implications for banks in the area of credit risk management and the choice of approach (i.e. standardised versus internal ratings based approach) to be adopted. These changes in approach to credit risk will have broader economic implications and the study will in its final analysis explore these in the context of South Africa, as an emerging market. The study is split into three sections: Section A • Introduction and background to the New Basel Capital Accord; • Detailed overview on the New Basel Capital Accord with a particular emphasis on the internal ratings based approach to calculating minimum capital. Section B An in-depth discussion of credit risk management and the practical implications of moving towards an internal ratings based approach, which will eventually allow banks to take on a full portfolio approach to credit risk management. This will enable banks to manage credit risk across sub-portfolios and set economic capital based on the portfolio loss distribution of the banks entire lending book. This is an extremely important development in credit risk management and as a consequence is covered in some detail. The adoption of an internal ratings based approach offers significant rewards in the form of lower statutory capital. A profile of the current capitalisation of SA banks is provided followed by the likely effect of the standardised versus the internal ratings based approach to credit risk management, on the minimum level of statutory capital of banks. Section C The final section covers the envisaged macro effects of the New Accord on emerging markets (procyclical trends, lending concentrations, foreign capital flows and bank failures) with specific comment provided on the implications for the SA banking environment and economy. In conclusion, South African banks should as a priority move towards an internal ratings based approach to credit risk management in order to benefit from the lower statutory requirements, which accrue in the advanced phase. While the accord is likely to impact significantly on emerging markets, South Africa fortunately has a sophisticated banking system by international standards, making the adoption of an internal ratings based approach by the larger SA banks inevitable. The benefits for smaller banks are questionable and at this stage they are unlikely to move beyond the standardised approach, unless compelled to do so.
AFRIKAANSE OPSOMMING: Die "New Basel Capital Accord" het ten doel om die kapitaal vereistes neergelê vir banke meer in lyn te bring met die risiko komponent gekoppel bankwese. Dit hou 'n belangrike implikasie vir banke in en verskaf voorts ook 'n dryfveer vir banke om die bestuur van krediet risiko en algehele bestuursvaardighede te verbeter. In hierdie studie word 'n indiepte ondersoek onderneem aangaande die implikasie op banke van krediet risiko-bestuur en die keuse van die benadering wat gevolg word. Hierdie veranderings in die benadering (dws.standard teenoor interne-graderings benadering) tot krediet risiko hou breër ekonomiese implikasies vir banke in. Hierdie ekonomiese implikasies op SA as 'n ontwikkelende mark word in die finale analise ondersoek. Die studie kan in drie afdelings verdeel word: Afdeling A: • Inleiding en agtergrond tot die "New Basel Capital Accord" en • 'n Gedetaileerde oorsig van die "New Basel Capital Accord" met spesifieke verwysing na die interne-graderings benadering om die minimum vereiste kapitaal te bepaal. Afdeling B: Hierdie afdeling ondersoek krediet risiko bestuur en die praktiese implikasies van die aanvaarding/instelling van 'n interne graderings benadering, en die effek wat dit sal hê op 'n totale portefeulje benadering tot krediet risiko. Die gevolg is dat banke krediet risiko oor sub-portefeuljes sal kan bestuur en kapitaal vlakke vasstel gebaseer op verwagte portefeulje verliese. Hierdie is 'n belangrike ontwikkeling in krediet risiko bestuur en word vervolgens in diepte behandel. Die aanvaarding van 'n interne-graderings benadering tot gradering hou voordele in vir banke in die vorm van laer statutêre kapitaal vereistes. 'n Profiel van die kapitalisasie van SA banke word verskaf, gevolg deur die verskil in die effek van die standaard benadering tot die interne graderings benadering op krediet risiko bestuur en die vereiste minimum statutêre kapitaal. Afdeling C: Die finale afdeling ondersoek die beoogde makro ekonomiese effek van die "New basel capital Accord" op ontwikkelende marke (pro-sikliese neiging, lenings konsentrasies en bank mislukkings) met spesifieke verwysing na die implikasies op SA bankwese en ekonomie. Ter afsluiting moet SA banke so spoedig moontlik die interne-graderings benadering tot krediet risiko aanvaar om voordeel te trek uit die laer kapitaal vereistes wat "ophoop in die gevorderde stadium." Daar word verwag dat die "New Basel Capital Accord" 'n wesenlike invloed op die ontwikkelende mark sal hê. SA het egter 'n gesofistikeerde en gevestigde bankstelsel wat goed vergelyk met internasionale standaarde. Die aanvaarding van 'n interne-graderings benadering deur die die groter SA banke is onafwendbaar. Die voordele wat dit vir kleiner banke inhou kan bevraagteken word en is op hierdie stadium onwaarskynlik dat so 'n benadering deur hulle geïmplimenteer sal word.
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Al-Anani, Nadia A. "Evaluation of the impact of international standards set by the Basle Committee On Banking Supervision on Jordanian law." Thesis, Durham University, 2009. http://etheses.dur.ac.uk/2150/.

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Formulating international standards on banking supervision is one of the most important topics of international financial law. The recent international financial crisis is another striking example on the significance and relevance of this subject. This thesis attempts to evaluate the impact of international standards of banking supervision aimed at the creation of a "safe and sound" banking system on Jordanian legislation at two levels: to what extent international standards set out by the Basel Committee on Banking Supervision ("BCBS") have influenced Jordanian law; and how these standards can assist in improving the Jordanian law as well as direct new policy reforms. The first finding of the thesis is that Jordanian law is significantly compliant with international standards. The second main finding is that soft law, as opposed to hard law, is the optimal form of setting international banking supervisory standards. The thesis also finds that the BCBS standards do not provide adequate guidance on the structure of the banking supervisory authority. The thesis concludes with recommendations on how to enhance international banking supervisory standards as well as the structure and substantive law of banking supervision in Jordan in light of international standards and with occasional reference to the UK Law.
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Randhawa, Tarlochan Singh. "Incorporating Data Governance Frameworks in the Financial Industry." ScholarWorks, 2019. https://scholarworks.waldenu.edu/dissertations/6478.

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Data governance frameworks are critical to reducing operational costs and risks in the financial industry. Corporate data managers face challenges when implementing data governance frameworks. The purpose of this multiple case study was to explore the strategies that successful corporate data managers in some banks in the United States used to implement data governance frameworks to reduce operational costs and risks. The participants were 7 corporate data managers from 3 banks in North Carolina and New York. Servant leadership theory provided the conceptual framework for the study. Methodological triangulation involved assessment of nonconfidential bank documentation on the data governance framework, Basel Committee on Banking Supervision's standard 239 compliance documents, and semistructured interview transcripts. Data were analyzed using Yin's 5-step thematic data analysis technique. Five major themes emerged: leadership role in data governance frameworks to reduce risk and cost, data governance strategies and procedures, accuracy and security of data, establishment of a data office, and leadership commitment at the organizational level. The results of the study may lead to positive social change by supporting approaches to help banks maintain reliable and accurate data as well as reduce data breaches and misuse of consumer data. The availability of accurate data may enable corporate bank managers to make informed lending decisions to benefit consumers.
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Sarai, Leandro. "Análise jurídica das medidas prudenciais preventivas no âmbito do sistema financeiro nacional." Universidade Presbiteriana Mackenzie, 2014. http://tede.mackenzie.br/jspui/handle/tede/1117.

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The actual stage of capitalism is characterized by financialization of economy. This fact associated to the importance which financial institutions already had in the financial system strengthens their relevance at the same time that attract a lot of issues about the appropriated treatment they have receipt in order to continue in a normal operation and, in the eventual and natural crisis, the manner to reduce its negative effects and to contain the contagion. The universal character of the financial activity struggles with the local nature of sovereignty, which controls money and the operations of the institution in its territory. An international consensus leads to a pursuit for convergence in financial regulation, in order to avoid regulatory arbitrage and competitive problems, what is shown manly through the Basel Committee on Banking Supervision recommendations. Among these recommendations, there are the Core Principles for Effective Banking Supervision, which, in its turn, supports the need of flexible and quick instruments to supervisors adopt prompt measures to maintain the institution of the financial system operating in a prudential manner at the same time that these measures intend to avoid situation in what a special regime be the only alternative, with the problems associated with it. These are the preventive prudential measures, which will be analyzed in this dissertation, according to Brazilian law.
A fase presente do capitalismo é caracterizada pela financeirização da economia. Esse fato somado à importância que as instituições financeiras já possuíam no sistema financeiro reforça sua relevância ao mesmo tempo em que atrai uma série de preocupações com o tratamento apropriado que devem receber para que se mantenham em adequado funcionamento e para que, nas eventuais e naturais crises, sejam minoradas as consequências danosas e contidos o efeito de contágio. O caráter universal da atividade financeira se choca com a natureza local da soberania que controla em seu limitado território a moeda e o funcionamento das instituições. Um consenso internacional surge para buscar uma convergência na regulação dessa atividade, de modo a evitar arbitragem regulatória e problemas concorrenciais, o que se vê principalmente pelas recomendações oriundas do Comitê de Basileia de Supervisão Bancária. Entre essas recomendações, encontram-se os Princípios Básicos para uma Supervisão Bancária Eficaz, que, por sua vez, pregam a necessidade de instrumentos flexíveis e ágeis para as autoridades supervisoras adotarem prontas medidas para que as instituições do sistema financeiro se mantenham dentro dos limites prudenciais, com o intuito de evitar situações em que a decretação de um regime especial seja a única alternativa, com os males que lhe são inerentes. Essas são as medidas prudenciais preventivas, cuja análise, sob o ponto de vista jurídico, será realizada no presente trabalho.
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Books on the topic "BASEL COMMITTEE ON BANKING"

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Magazine, SAS/RISK. The SAS / Risk Magazine Basel II glossary. London: Incisive Financial Pub, 2004.

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Barajas, Adolfo. Did the Basel Accord cause a credit slowdown in Latin America? [Washington, D.C]: International Monetary Fund, IMF Institute, 2005.

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Goodhart, C. A. E. The Basel Committee on Banking Supervision: A history of the early years, 1974-1997. Cambridge: Cambridge University Press, 2011.

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N, Chorafas Dimitris. Operational risk control with Basel II: Basic principles and capital requirements. Amsterdam: Elsevier Butterworth-Heinemann, 2004.

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Macht, Christian. Der Baseler Ausschuss für Bankenaufsicht und Basel II: Bankenregulierung auf einem internationalen Level playing field. Baden-Baden: Nomos, 2007.

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Macht, Christian. Der Baseler Ausschuss für Bankenaufsicht und Basel II: Bankenregulierung auf einem internationalen Level playing field. Baden-Baden: Nomos, 2007.

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Cornford, Andrew J. The Basel Committee's proposals for revised capital standards: Mark 2 and the state of play. Geneva: United Nations Conference on Trade and Development, 2001.

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Peter, Miu, ed. Basel II implementation: A guide to developing and validating a compliant, internal risk rating system. Maidenhead: McGraw-Hill Professional, 2009.

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Cornford, Andrew. The role of the Basle Committee on banking supervision in the regulation of international banking. Geneva: UNCTAD, 1993.

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Hasyanova, Svetlana. Banking risks: international approaches to assessment and management. ru: INFRA-M Academic Publishing LLC., 2020. http://dx.doi.org/10.12737/1225278.

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The textbook is devoted to the study of issues of assessment and management of banking risks based on international approaches. The application of methods and methods for assessing, managing and minimizing risks in commercial banks is considered both from the point of view of implementing international recommendations and standards in the banking sector of the Russian Federation, and in the context of organizing internal systems and procedures in banks. Particular attention is paid to the evolution of regulatory requirements for risk assessment and capital adequacy to cover risks in accordance with international agreements developed by the Basel Committee on banking supervision. Alternative approaches to risk assessment and management, their advantages and disadvantages, prospects for use and impact on banks ' activities are analyzed. It is intended for students of master's programs of economic and financial faculties of higher education institutions, as well as for practitioners in the field of Finance and banking.
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Book chapters on the topic "BASEL COMMITTEE ON BANKING"

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Chorafas, Dimitris N. "Credit Risk, Market Risk and the Basle Committee on Banking Supervision." In The Commercial Banking Handbook, 373–400. London: Palgrave Macmillan UK, 1999. http://dx.doi.org/10.1057/9780230379084_15.

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Baranga, Paul, and Iulian Zalinca. "The Vulnerabilities of the Risk Assessment Model Elaborated by the Basel Committee for Banking Supervision." In Business Revolution in a Digital Era, 145–57. Cham: Springer International Publishing, 2021. http://dx.doi.org/10.1007/978-3-030-59972-0_11.

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Moosa, Imad A. "The Basel Committee, Basel I and Basel II." In Operational Risk Management, 26–41. London: Palgrave Macmillan UK, 2007. http://dx.doi.org/10.1057/9780230591486_2.

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Keiding, Hans. "Capital Regulation and the Basel Accords." In Economics of Banking, 346–68. London: Macmillan Education UK, 2016. http://dx.doi.org/10.1007/978-1-137-45305-1_18.

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Hasan, A. K. M. Kamrul, and Yasushi Suzuki. "Theoretical Discussion on Banking Business Model and Banking Regulations." In Implementation of Basel Accords in Bangladesh, 35–71. Singapore: Springer Singapore, 2021. http://dx.doi.org/10.1007/978-981-16-3472-7_3.

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Tian, Weidong. "Regulatory Capital Requirement in Basel III." In Commercial Banking Risk Management, 3–34. New York: Palgrave Macmillan US, 2016. http://dx.doi.org/10.1057/978-1-137-59442-6_1.

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Zhang, Han. "Market Risk Modeling Framework Under Basel." In Commercial Banking Risk Management, 35–52. New York: Palgrave Macmillan US, 2016. http://dx.doi.org/10.1057/978-1-137-59442-6_2.

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Rauhmeier, Robert. "PD-Validation: Experience from Banking Practice." In The Basel II Risk Parameters, 311–47. Berlin, Heidelberg: Springer Berlin Heidelberg, 2011. http://dx.doi.org/10.1007/978-3-642-16114-8_15.

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Wandhöfer, Ruth. "The Journey from Basel I to Basel III: History and fundamentals explained." In Transaction Banking and the Impact of Regulatory Change, 87–158. London: Palgrave Macmillan UK, 2014. http://dx.doi.org/10.1057/9781137351777_4.

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Chorafas, Dimitris N. "Global Banking and Systemic Risk." In Basel III, the Devil and Global Banking, 40–59. London: Palgrave Macmillan UK, 2012. http://dx.doi.org/10.1057/9780230358423_3.

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Conference papers on the topic "BASEL COMMITTEE ON BANKING"

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Viney, Christopher. "Informing IT Managers - Why the Bank for International Settlements is Establishing a Capital Charge Guideline for Operational Risk: the Australian Evidence." In 2002 Informing Science + IT Education Conference. Informing Science Institute, 2002. http://dx.doi.org/10.28945/2585.

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IT managers within financial institutions must understand and be able to respond to the operational, financial and regulatory impacts that will result from a loss of critical business functions. The Basel Committee on Banking Supervision, through the Bank for International Settlements (BIS) has circulated a consultative paper which, if eventually adopted by nation-state bank supervisors, will impose an operational risk capital charge on banks as part of the new Capital Accord. Banks will also be required to record and report operational risk occurrences or events. This paper presents data on aspects of the disaster risk management practices of banks operating within the Australian financial system. The data indicate that banks, as a group, do not maintain effective disaster risk management practices and are not adequately prepared to recover a loss of critical business functions. The results clearly support the necessity of the BIS initiatives.
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Dinetc, Daria, and Konstantin Babenko. "Transformation of Banking Risks in Terms of New Basel Rules." In International Session on Factors of Regional Extensive Development (FRED 2019). Paris, France: Atlantis Press, 2020. http://dx.doi.org/10.2991/fred-19.2020.42.

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Alfouhaili, Nadim. "THE TRADE-OFF BETWEEN BANKING RISK AND PROFITABILITY UNDER BASEL III CAPITAL REGULATION." In 54th International Academic Virtual Conference, Prague. International Institute of Social and Economic Sciences, 2020. http://dx.doi.org/10.20472/iac.2020.054.004.

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Mokeeva, Natalya N., Larisa I. Yuzvovich, Natalya Y. Isakova, and Valeriya B. Rodicheva. "Proportional Banking Regulation System in Russia Based on the Concept of Basel III." In International Conference on Economics, Management and Technologies 2020 (ICEMT 2020). Paris, France: Atlantis Press, 2020. http://dx.doi.org/10.2991/aebmr.k.200509.051.

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Li, Yong Sheng. "Notice of Retraction: The Basel Accord II and implications for the Chinese banking industry." In 2011 International Conference on E-Business and E-Government (ICEE). IEEE, 2011. http://dx.doi.org/10.1109/icebeg.2011.5881629.

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He, Xiaotong. "The Impacts of Basel III on the Global Banking Regulations and the Responses of Regulatory Systems." In 6th International Conference on Financial Innovation and Economic Development (ICFIED 2021). Paris, France: Atlantis Press, 2021. http://dx.doi.org/10.2991/aebmr.k.210319.019.

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Mallett, Jacky. "A system analysis of the basel capital accord's regulatory control over the behaviour of modern banking systems." In 2012 6th Annual IEEE Systems Conference (SysCon). IEEE, 2012. http://dx.doi.org/10.1109/syscon.2012.6189507.

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Jian-Chun, Ke. "Notice of Retraction: Research on Complete Risk Management of Chinese Commercial Banking Based on the New Basel Capital Accord." In 2009 International Conference on Computer Technology and Development (ICCTD 2009). IEEE, 2009. http://dx.doi.org/10.1109/icctd.2009.266.

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Pramudya, Wisnu Haryo, Nung Harjanto, Slamet Herutono, and Yavida Nurim. "Does the Audit Committee Moderate Tax Planning’s Effect on the Firm’s Solvability?" In Proceedings of the International Conference on Banking, Accounting, Management, and Economics (ICOBAME 2018). Paris, France: Atlantis Press, 2019. http://dx.doi.org/10.2991/icobame-18.2019.47.

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Ismail, M. Chairul, Ro’fah Setyowati, and Muhyidin Muhyidin. "The Role of Sharia National Financial Committee in the Development of Sharia Banking Law in Indonesia." In 1st International Conference on Science and Technology in Administration and Management Information, ICSTIAMI 2019, 17-18 July 2019, Jakarta, Indonesia. EAI, 2021. http://dx.doi.org/10.4108/eai.17-7-2019.2303105.

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Reports on the topic "BASEL COMMITTEE ON BANKING"

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Research Department - Banking Section - Credit Policy - Quantitative - Estimates - Banking Estimates Committee - March - June 1954. Reserve Bank of Australia, September 2021. http://dx.doi.org/10.47688/rba_archives_2006/14719.

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Research Department - Central Bank - General - Miscellaneous Committees - Fringe Banking Committee - 1960 - 1962. Reserve Bank of Australia, September 2021. http://dx.doi.org/10.47688/rba_archives_2006/16914.

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Research Department - Central Bank - General - Memoranda to Central Banking Advisory Committee (CBAC) - February 1961. Reserve Bank of Australia, September 2021. http://dx.doi.org/10.47688/rba_archives_2006/16106.

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Research Department - Central Bank - General - Committee of Economic Enquiry - Central Banking Advisory Committee (CBAC) - Memos & Minutes; Memos to the Governor - 1963. Reserve Bank of Australia, September 2021. http://dx.doi.org/10.47688/rba_archives_2006/16678.

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Research Department - Central Bank - General - Memoranda to Central Banking Advisory Committee (CBAC) - June - July 1959. Reserve Bank of Australia, September 2021. http://dx.doi.org/10.47688/rba_archives_2006/16076.

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Research Department - Central Bank - General - Miscellaneous Committees - Economic Advisory Committee Papers - Money & Banking - 1957. Reserve Bank of Australia, September 2021. http://dx.doi.org/10.47688/rba_archives_2006/16834.

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Papua New Guinea - Advisory Committee on Central Banking in Papua New Guinea (ACCENT) - Proceedings 1970 - 1971. Reserve Bank of Australia, March 2021. http://dx.doi.org/10.47688/rba_archives_2006/04302.

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Papua New Guinea - Advisory Committee on Central Banking in Papua New Guinea (ACCENT) - Proceedings 1972 - 1973. Reserve Bank of Australia, March 2021. http://dx.doi.org/10.47688/rba_archives_2006/04306.

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Papua New Guinea - Advisory Committee on Central Banking in Papua New Guinea (ACCENT) - Proceedings 1967 - 1968. Reserve Bank of Australia, March 2021. http://dx.doi.org/10.47688/rba_archives_2006/04298.

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Papua New Guinea - Advisory Committee on Central Banking in Papua New Guinea (ACCENT) - Proceedings 1969 - 1970. Reserve Bank of Australia, March 2021. http://dx.doi.org/10.47688/rba_archives_2006/04301.

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