Academic literature on the topic 'Basel document'
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Journal articles on the topic "Basel document"
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Sutono, Joko, and Ancella Anitawati Hermawan. "Implementation of credit risk management basel principles (Evaluation Study of an Indonesian Commercial Bank)." Owner 8, no. 2 (2024): 1190–99. http://dx.doi.org/10.33395/owner.v8i2.2045.
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The study evaluated the implementation of credit risk management at Bank PQR based on the Basel Principles regarding Management of Credit Risk due to increasing Low-Quality Credit in the last six months. It adopted a case study approach at Bank PQR, one of Indonesia's commercial banks, in the Corporate Segment with total credit reaching 62% of the Bank PQR credit portfolio using a qualitative descriptive method by conducting document analysis and interviews to collect data. The study sample consists of 30 credit-granting proposals of Bank PQR. First, it evaluated the suitability of the Basel Principles with the regulation of the Financial Services Authority, then analyze Bank PQR document, conduct an interview and last evaluated implementation of credit risk management by providing a score of three if suitable and implemented well, two if suitable and not implemented well and one if not suitable. The result shows the implementation is not by the Basel Principles with a final score of 2.58 out of 3, and the main weakness being the inadequacy of the credit risk environment’s development. It recommends the Bank PQR to improve its credit risk environment, such as compliance with regulations, employee training, and implementing good internal controls.
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DJELAILA, ABDELDJALIL, and NADJEM OUAFI. "Mechanisms of managing electronic banking risks in the Algerian banking system." Journal of Economic Growth and Entrepreneurship JEGE 4, no. 1 (2020): 67–74. https://doi.org/10.5281/zenodo.4474315.
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<em>E-banking is a prerequisite in the equation of any banking industry in the world, due to the multiple benefits that it has for the bank and the customer alike, however, with the growth of these electronic banking businesses, the need to manage and monitor their risks has emerged, in order to reduce and control those risks. In order to reconcile achieving the goals of banks on the one hand, and to meet the desires and aspirations of customers on the other hand. This research paper aims to introduce the management of risks related to electronic banking in its international garment, as it seeks to uncover the state of the Algerian banking system and the extent of its conformity with international standards emanating from the Basel Committee, and the study found the weakness of Algerian legislation in this field, with a slow pace with global standards, as recommended With a set of recommendations, such as the need to activate banking supervision of electronic banking, and to benefit from the experiences of some Arab countries</em>
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Karahasanoğlu, Selim. "Ottoman Ego-Documents: State of the Art." International Journal of Middle East Studies 53, no. 2 (2021): 301–8. http://dx.doi.org/10.1017/s0020743821000350.
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Research into ego-documents has being going on around the world for several decades, especially in continental Europe. The Dutch historian Jacques Presser, the inventor of the term, used “ego-document” to refer to materials such as diaries, memoirs, autobiographies, and personal letters. The term was first used in the English language by Peter Burke. Some groups of historians, such as the one in Berlin under the leadership of Claudia Ulbrich, prefer to use the term “self-narrative” instead. Kaspar von Greyerz, leader of the Basel team and a leading critic, considers the term “ego-document” an unfortunate one on account of its connotation of Sigmund Freud's concept of ego. He claims that early modern material does not reflect the inner psychological state of the writer but rather the formal, outward facade. Artificial periodization prevents us from understanding the nature and intellectual heritage of the human being. The question is, “What changed with the transition from premodern to modern when suddenly characters started to see themselves as historical figures worth talking about?”
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Kubáňová, Klára. "The new principles in internal audit function in banks: stagnation or step forward?" International and Comparative Law Review 12, no. 2 (2012): 61–69. http://dx.doi.org/10.1515/iclr-2016-0086.
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Abstract Article reflects the recent developments in the field of internal audits within the banks (the document on the internal audit function in banks issued by the Basel Committee on Banking Supervision in 2012). It covers the processes of the internal audits, the relations between supervisors and auditors and the main principles covering the internal audits in banks.
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Coufalová, Bronislava. "Criminal Justice rationalization and its possibilities when prosecuting organized crime." International and Comparative Law Review 12, no. 2 (2012): 71–85. http://dx.doi.org/10.1515/iclr-2016-0087.
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Abstract Article reflects the recent developments in the field of internal audits within the banks (the document on the internal audit function in banks issued by the Basel Committee on Banking Supervision in 2012). It covers the processes of the internal audits, the relations between supervisors and auditors and the main principles covering the internal audits in banks.
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Solissa, Dian Nuriyah. "KESIAPAN PERBANKAN SYARI’AH DI INDONESIA DALAM PENERAPAN LIQUIDITY COVERAGE RATIO BASEL III." EkBis: Jurnal Ekonomi dan Bisnis 1, no. 2 (2018): 165. http://dx.doi.org/10.14421/ekbis.2017.1.2.1025.
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Abstract2008 crisis was hypothetically to be an impact of particular condition in which banking around the countries had the high degree of leverage and decrease the bank capital quality. The other influencing factors are the quality of corporate governance and the quality of risk management. Having seen these challenges, Basel Committee on Banking Supervision (BCBS) published a document of “Basel III: Global Regulatory Framework for More Resilient Banks and Banking Systems” on Desember 2010 as the new initiation.The scopes of Basel III are, (1) Empowering the Global Capital Framework, (2) Recognizing the Global Liquidity. This research works on providing an implementation prospect of global liquidity standard to Indonesian Syariah Banking.The results show that the average of syariah banking LCR has only reached 51,6% that means there must be certain improvement to minimally reach 60% before January 2015 2015. Furthermore, the yearly growth of LCR which stands on 3,22% in average is claimed to be far from the yearly targeted increase whisch is 10%, Thus, this current study suggest syariah banking to put an effort by uplifting the HQLA using the funding strategy to absorb more deposits. Keywords: Basel III, Liquidity Coverage Ratio, Syariah banking
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Ding Xiao Ling, Razali Haron, and Aznan Hasan. "BASEL III CAPITAL REGULATION FRAMEWORK AND ISLAMIC BANK’S RISK." IIUM Law Journal 30, S2 (2022): 93–128. http://dx.doi.org/10.31436/iiumlj.v30is2.765.
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Basel III modified the requirements for approving new regulatory capital norms to improve capital quality. Because bank liquidity problems were a defining feature of the crisis, Basel III established new requirement ratios while also tightened capital requirements. The Liquidity Coverage Ratio (LCR) was developed to safeguard banks' short-term liquidity, whereas the Net Stable Funding Ratio (NSFR) is being proposed to strengthen banks' medium- and long-term liquidity shock resilience. As a necessary consequence, Islamic financial institutions (IFIs) must issue instruments that satisfy both Basel III and Shari’ah requirements. This study aims to identify the regulatory requirements for Basel III and the Islamic Financial Services Board (IFSB)'s new capital and liquidity rules, as well as the implications for Islamic banks (IB). This study employs a mixed research methodologies approach which includes document analysis of primary and secondary sources, as well as the relevant regulations published by BCBS and IFSB. This study relies on the identification of Standards for each criterion before conducting a systematic review of the 23 publications that meet the study's requirements published between 2013 and 2022. There is a scarcity of Shari’ah-compliant research on capital buffers, tier 1 capital, and common equity tier 1 capital, according to certain findings. Furthermore, the empirical literature suggests that Basel III has a significant impact on the financial risk of the IB sector in the samples collected. However, there is still a significant gap in studies investigating the influence of Basel III/IFSB capital and liquidity regulations on Islamic bank risk, or more precisely, supportive data from empirical investigations. The wealth of research will provide new insights to standard-setters (BCBS and IFSB), regulators, researchers, and academicians.
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Malali, Nihar. "The Role of Retrieval-Augmented Generation (RAG) in Financial Document Processing: Automating Compliance and Reporting." International Journal of Management Technology 12, no. 3 (2025): 26–46. https://doi.org/10.37745/ijmt.2013/vol12n32646.
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The rapid digitalization of the financial sector has also increased the usage of artificial intelligence (AI) in operations, compliance, and regulatory reporting. Retrieval-augmented generation (RAG) is turning out to be a very prominent AI-driven approach that synergizes retrieval-based and generative models to deliver far better accuracy and efficiency in processing financial documents. Traditional methods for compliance reporting are manual, excruciatingly slow, and vulnerable to human errors, thereby creating a burden of regulatory scrutiny and monetary penalties. By using the power of RAG, financial institutions would automate the encapsulation of relevant information, summarize the sheer volume of regulatory text, and be in a real-time position to comply with ever-changing regulations: IFRS, Basel III, and GDPR. RAG would also provide forensic examination and disparate pattern detection in support of fraud, risk, and due diligence. This paper investigates the role of RAG in the automation of compliance and reporting processes pertaining to financial document processing. It addresses the regulatory compliance challenge, the drawbacks of the traditional document processing approach, and the merits of an AI-based automated approach. A qualitative study of those case studies and industry applications will prove the proposition that RAG enhances financial workflows through lower manual effort, higher data accuracy, and improved decision-making. The paper also discusses strategies for implementation in the context of financial institutions and provides insights into the developments in AI regulation in the future. With the growing embrace of AI-powered alternatives in the financial industry, RAG is an opportunity for game-changing transformation toward optimizing compliance reporting, actualizing risk mitigation, and driving operational efficiencies amid the complexity brought on by the regulatory environment.
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Hasan, A. K. M. Kamrul, and Yasushi Suzuki. "A Critique of Bangladeshi Adoption of Basel Type Capital Regulation: An Institutional View." Financial Internet Quarterly 16, no. 2 (2020): 49–65. http://dx.doi.org/10.2478/fiqf-2020-0012.
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Abstract International concern on bank capital and minimum capital adequacy was first raised in 1980, in the G-10 countries governors meeting at the Bank for International Settlements (BIS) to respond to a series of bank failures and financial instability observed in Western developed economies. Later, the Basel Committee on Banking Supervision (BCBS) of the BIS proposed the Basel accord I, II and III in 1988, 2004 and 2010, respectively. Bangladesh Bank (BB) has introduced the ‘capital to risk weighted assets’-based approach for assessing the capital adequacy of banks in 1996 and later formally introduced the Basel framework in the early 2000s for its regulated banks. However, during Basel accord II and III implementation period (2009-2018), the banking industry accumulated huge non-performing loans which eroded its profitability. This creates a skepticism regarding any loopholes within the institutions. This paper argues that the naïve and excess reliance on External Credit Assessment Institutions (ECAIs’) credit rating in the process of adopting the Basel-type capital adequacy amounted to a risky strategy for the Bangladeshi banking industry in a sense that ECAIs allocate less efforts on accumulation of credit risk screening skills. We also document that the huge transaction cost and high coupon rate embedded within the debt instrument like the subordinated debt (sub-debt) issued by the regulated banks as Tier 2 capital might shrink the bank’s profitability and its contribution to the national exchequer. Little in the existing literature has been addressed to investigate the adoption of Basel regulations in Bangladesh from the institutional lens. This paper critically reviewed the Bangladeshi ECAIs regulations and sub-debt regulations to fill this research gap.
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Baig, Ahmed S., and Drew B. Winters. "Month-End Regularities in the Overnight Bank Funding Markets." Journal of Risk and Financial Management 14, no. 5 (2021): 204. http://dx.doi.org/10.3390/jrfm14050204.
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The money market rates in the United States exhibit various calendar patterns that are grounded in institutional and regulatory factors. In this paper, we document a new regularity in the overnight fed funds market. Specifically, we identify patterns of decreased volatility along with consistent and significant month-end rate drops in the fed fund rates. Our findings suggest that short-term liquidity requirements of the Basel III reforms are, in part, responsible for the regularity in fed funds.
Dissertations / Theses on the topic "Basel document"
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Sayah, Mabelle. "Understanding some new Basel III implementation issues for Lebanese Commercial Banks." Thesis, Lyon, 2017. http://www.theses.fr/2017LYSE1150/document.
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L'objectif de cette thèse est de fournir à la banque Audi un outil à jour sur les façons de calculer le capital requis par Bâle pour certains risques financiers présents dans le portefeuille de la banque. La régulation internationale est en développement continu : des nouvelles approches sont proposées afin de couvrir au mieux les risques du marché et du secteur bancaire. Les crises financières récentes étaient à la base de ces réformes. De plus, la Banque Audi opère sur des marchés qui présentent des caractères spécifiques qu'il faut prendre en considération lors du calcul du capital requis. Cette thèse se concentre sur le risque de taux d'intérêt dans le livre de négociation de la banque, le risque de contrepartie et précisément l'ajustement d'évaluation de crédit tout en incorporant l'impact de la corrélation entre la qualité du crédit de la contrepartie et l'exposition prévue envers cette même contrepartie. La première partie de cette thèse traite de la nouvelle méthodologie suggérée par Bâle sur le Trading Book : Fundamental Review of the Trading Book. Le risque de taux d'intérêt est particulièrement analysé en utilisant la méthode standard, Sensitivity Based Approach (SBA), et des méthodes plus 'traditionnelles' de valeur à risque tout en utilisant différents modèles tels que Generalized Auto Regressive Conditional Heteroscedasticity (GARCH), l'Analyse en Composantes Principales (ACP), l'Analyse en composantes indépendantes (ACI) et la version dynamique du modèle de taux de Nelson Siegel (DNS). Une application sur des portefeuilles d'obligations zéro coupons de différentes devises permet d'identifier la diversification des résultats entre les marchés stables européens (comme la France), moins stables (exemple Etats-Unis) et les marchés émergents (tel la Turquie). La deuxième partie est consacrée au risque de Contrepartie. Récemment, un nouveau capital est requis par les normes de Bâle afin de couvrir ce genre de risque. En 2014, la méthode est publiée : Standardized Approach for Counterparty Credit Risk (SA-CCR). On applique cette méthode sur différents types de produits dérivés afin de comparer le capital demandé par cette approche à celui obtenu par les modèles internes. Les modèles internes incorporent les estimations historiques ainsi que les projections futures du marché tout en se basant sur des modèles bien connus tels que Vasicek et GARCH. Plusieurs structures de hedging sont mises en place afin de mesurer l'impact de chacune sur les deux montants de capitaux requis (sous la méthode standard ou l'IMM). L'effet sur des produits en EUR et USD reflété que le modèle interne demande 80% du capital standard quand aucune stratégie de hedging n'est mise en place. Par contre, le hedging semble être beaucoup plus favorisé par le modèle standard que le modèle interne. La troisième partie est toujours sur le risque de Contrepartie, mais se focalise sur l'ajustement d'´évaluation de crédit (CVA). Ce sujet ne faisait pas partie des capitaux requis sauf récemment. A cause de son grand impact durant les récentes crises financières. Dès lors, si une opération avec des produits dérivés ne passe pas par une central clearing houses, un capital pour le CVA est requis. Dans ce travail, on détaille les méthodes acceptées par Bâle afin de calculer ces capitaux et on les compare entre elles. La comparaison se fait en se basant sur des portefeuilles de swap de taux d'intérêts avec, comme contreparties, différents pays d'Investment Grade. Cet article incorpore en plus l'impact de la corrélation entre la détérioration de la qualité de la contrepartie et l'augmentation de l'exposition prévue avec cette contrepartie connue sous le nom de WrongWay Risk : des modèles de correction d'erreurs (ECM) sont mis en place afin de déterminer ce lien. Les résultats permettent de montrer l'importance d'utiliser les CDS des contreparties et non de se limiter à leur note (Investment Grade ou pas)<br>This thesis aims at providing Bank Audi with an updated tool to understand and investigate in given risk types encountered in their portfolios and the way Basel suggests computing their capital charges. International regulator is constantly changing and modifying previously used approaches to enhance the reflection of the market and banking sector risks. The recent financial crisis played a major role in these reforms, in addition the situation of Bank Audi and the markets it is operating in, represent certain specifications that should be accounted for. The work handles interest rate risk in the trading book, Counterparty Credit Risk faced with derivatives along a closer look on the Credit Valuation Adjustment topic and the incorporation of Wrong Way Risk. The first part discusses the new Fundamental Review of the Trading Book: focusing on the general interest rate risk factor, the paper compared Basel’s Sensitivity Based Approach (SBA) capital charge to more traditional approaches of VaR using several models such as Generalized Auto Regressive Conditional Heteroscedasticity (GARCH), Principal Components Analysis (PCA), Independent Components Analysis (ICA) and Dynamic Nelson Siegel. Application on portfolios with zero coupon bonds of different sovereigns revealed the divergence in results between stable markets (such as France and Germany), less stable (such as the USA) and emergent markets (such as Turkey). The second part is dedicated to the Counterparty Credit Risk. A new capital charge methodology was proposed by Basel and set as a standard rule in 2014: the Standardized Approach for Counterparty Credit Risk (SA-CCR). Applying this approach on different derivatives portfolios, we compared it to internal models. The internal methodologies incorporated historical estimations and future projections based on Vasicek and GARCH models. Different hedging cases were investigated on EUR and USD portfolios. The impact of each hedging technique and the difference between IMM and the standardized methods were highlighted in this work: without hedging, the internal approach amends 80% of the standardized capital whereas, in general, the hedging is encouraged more under the standardized approach relatively to its capital reduction under the internal model. The third part remains a part of the Counterparty Credit Risk however, the main focus in this work is the Credit Valuation Adjustment. This topic was neglected in terms of capital charge earlier but due to its important impact is now incorporated as a capital charge amended when no central clearing is put in place when dealing with derivatives. We focus on the regulatory approaches of capital computation, comparing both accepted approaches based on portfolios of interest rate swaps held with investment grade sovereigns. An incorporation of the Wrong Way Risk is another addition in this work: using Error Correction Models we were able to reflect the impact of the correlation between the exposure and the credit quality of the investment grade sovereign we are dealing with. Based on such results, a suggestion of a re-calibrated standardized approach is in place to encourage the use of the CDS as an indicator of the credit quality of the counterparty and not its grade (investment or not) as followed by the new Basel regulations
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Khy, Sophoin, Yoshiharu Ishikawa, and Hiroyuki Kitagawa. "Novelty-based Incremental Document Clustering for On-line Documents." IEEE, 2006. http://hdl.handle.net/2237/7520.
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Bitar, Mohammad. "L'impact de la réglementation bancaire sur la stabilité et l'efficience des banques islamiques : une analyse comparée avec les banques conventionnelles." Thesis, Grenoble, 2014. http://www.theses.fr/2014GRENG017/document.
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Cette thèse de doctorat est une première tentative d'examiner si les réglementations bancaires ont le même impact sur la stabilité et l'efficience des banques islamiques que sur celles des banques conventionnelles. Suite aux nouvelles recommandations de Bâle III, nous étudions l'impact des exigences minimales en matière de fonds propres, de liquidité et de levier financier sur la stabilité et l'efficience des banques islamiques comparativement aux banques conventionnelles. Une première étude exploratoire utilise l'analyse en composantes principales (ACP), les méthodes Logit et Probit et les régressions MCO pour montrer que les banques islamiques disposent d'un capital plus élevé, qu'elles sont plus liquides, plus profitables, mais moins stables que leurs homologues conventionnelles. Une deuxième étude empirique examine la stabilité des banques islamiques et utilise la régression quantile pour montrer que les banques islamiques sont moins stables que les banques classiques. L'étude prouve également que des exigences de fonds propres renforcées améliorent la stabilité des banques islamiques les plus petites et les plus liquides, tandis que le levier financier est négativement associé à la stabilité de ce type de banques. Des contraintes de liquidité plus fortes renforcent la stabilité des grandes banques islamiques alors que l'effet est inverse pour les petites banques. Enfin, nous examinons l'efficience des banques islamiques en utilisant la méthode d'enveloppement des données (DEA). Nous constatons que les banques islamiques sont plus efficientes que les banques conventionnelles. Nous trouvons aussi que des exigences de capital et de liquidité accrues pénalisent l'efficience des petites banques islamiques très liquides, alors que l'inverse est vrai pour le levier financier. Ces résultats montrent notamment qu'en matière de réglementation du capital pour les petites banques islamiques très liquides, un choix est à opérer entre une efficience accrue ou une stabilité renforcée<br>This PhD dissertation is the first attempt to examine whether banking regulations have the same impact on the stability and the efficiency of Islamic than for conventional banks. We benefit of Basel III recommendations to investigate the impact of bank capital, liquidity and leverage requirements on the stability and the efficiency of Islamic banks compared to conventional banks. A first exploratory study uses Principal Component Analysis, Logit and Probit methods, and OLS regressions and shows that Islamic banks have higher capital, liquidity, and profitability, but that they are less stable than their conventional counterparts. A second empirical study examines the stability of Islamic banks using conditional quantile regressions and proves that Islamic banks are less stable than conventional banks. It also shows that higher capital and lower leverage improve the adjusted profits of small and highly liquid Islamic banks. Liquidity is positively associated with the stability of large Islamic banks while an opposite effect is detected when small Islamic banks are examined. Finally, we study the efficiency of Islamic banks using Data Envelopment Analysis (DEA) and find that Islamic banks are more efficient than conventional banks. We also find that higher capital and liquidity requirements penalize the efficiency of small and highly liquid Islamic banks, while the opposite is true for financial leverage. These results show that concerning capital requirements for small and highly liquid Islamic banks, a possible trade-off could be found between stability and efficiency
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Humblot, Thomas. "Bâle III, comportement des banques et financement des emprunteurs risqués." Thesis, Bordeaux, 2015. http://www.theses.fr/2015BORD0224/document.
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Les autorités régulatrices ont décidé l’instauration de Bâle III car les procédures internesde gestion des risques bancaires et la discipline de marché n’ont pas suffi à éviter l’une despires crises de l’histoire de la finance internationale. L’Accord doit rendre les systèmes bancaires etfinanciers internationaux plus sûrs en s’assurant que les banques traversent les périodes de crise parleurs propres moyens, sans faire appel aux contribuables. Néanmoins, les effets de ces normes sontincertains : la réglementation prudentielle bancaire semble résulter d’un arbitrage entre ses effets positifsqui stabilisent l’économie en réduisant la fréquence et l’ampleur des crises et ses effets négatifsqui limitent l’activité bancaire et le financement de l’économie.Nous nous proposons d’évaluer les effets de Bâle III sur le financement bancaire des pays émergentset des petites et moyennes entreprises françaises. Ces emprunteurs risqués et dépendants des banquessont les plus consommateurs en fonds propres et en actifs liquides. Ils sont donc susceptibles d’être lesplus fortement affectés par Bâle III. Nous présentons les nouveaux standards ainsi que la manière dontla littérature en analyse les effets. Ensuite, nous proposons une évaluation empirique de l’impact del’Accord sur le financement bancaire des pays émergents et des petites et moyennes entreprises françaises.La croissance des créances bancaires transfrontières à destination des pays émergents pourraitêtre réduite de 20%. Les PME devraient subir un effet en forme de M avec un report des banques versles expositions offrant les meilleurs couples rendements/risques ajustés des exigences réglementaires<br>Regulatory authorities of BCBS member countries decided to enforce Basel III as bankinternal risk management and market discipline have failed to avoid one of the worst crises in the historyof international finance. This Accord promotes a more resilient banking sector fostered by banks’increased ability to absorb shocks without relying on taxpayers. However, the overall effect remainsambiguous and seems to result from a bargaining between its positive and negative impacts : on theone hand, borrowers could benefit from a more stable banking system that reduces crises’ frequencyand magnitude. On the other hand, more stringent requirements could slow down banking activityand projects’ funding.We aim at evaluating Basel III effects on emerging market economies and French small and mediumsizedenterprises’ bank funding. Such bank-dependant risky borrowers are more prone to shoulder theimpact of the new regulatory requirements as they are the largest consumers of equity and liquidassets. Eventually, a more binding regulatory environment could reduce world growth. Therefore, weintroduce all the new adequacy standards and how the literature analyses them. Afterwards, we offeran empirical assessment of Basel III likely impact on emerging countries and French SMEs. We provideevidence that the new regulation could result in an overall decrease of 20% in the inflow of cross-borderbanking claims held on emerging countries. Regarding SMEs, Basel III effects could produce an Mshapedimpact pushing banks towards positions offering the best regulatory adjusted risks/returns
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Khy, Sophoin, Yoshiharu Ishikawa, and Hiroyuki Kitagawa. "A Novelty-based Clustering Method for On-line Documents." Springer, 2007. http://hdl.handle.net/2237/7739.
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Salé, Laurent. "Liquidity in the banking sector." Thesis, Paris 1, 2016. http://www.theses.fr/2016PA01E002/document.
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Comme un déterminant de la survie d'une banque durant la crise financière de 2007/2008, la liquidité dans le secteur bancaire a depuis récemment représenté un défi pour les communautés financières et universitaires. Les trois articles présentés dans cette thèse portent sur les deux principales facettes de la liquidité dans le secteur bancaire: la détention d'actifs liquides (à savoir, la trésorerie et les ressources assimilées) et le processus de création de la liquidité dans les banques utilisé pour financer des prêts. Comme on le verra dans les articles, ces deux aspects de la liquidité peuvent être considérés comme les deux faces d'une même pièce. Je reconnais que la liquidité dans le secteur bancaire est liée à la création monétaire; cependant, cette thèse se concentre sur les deux précités aspects de la liquidité. Tout d'abord, cette introduction présente comment le concept de la liquidité a évolué dans la pensée économique dominante. La seconde partie considère le renouveau de la détention de cash qui a été observée depuis la crise financière de 2007/2008 dans le secteur bancaire. La troisième section examine les propriétés de liquidité. La quatrième section explore ce que nous ne savons pas sur la liquidité. La cinquième section identifie et sélectionne trois problèmes fondamentaux relatifs à liquidité et qui sont analysés dans les trois articles présentés dans thèse. La sixième et dernière section présente la méthodologie utilisée dans les trois articles pour répondre à ces questions. Chapitre 1 : “Why do banks hold cash ?". La détention de cash et assimilé cash par les banques détiennent est devenue un enjeu majeur depuis la crise financière de 2008 qui a démontré que la trésorerie retenue est un déterminant majeur dans les chances de survie des banques. Cet article examine les déterminants de la détention de cash banque en utilisant des données internationales pour la période 1981-2014. Sur la base d'un grand échantillon, nous documentons une augmentation séculaire de la détention de cash par les banques pendant une période de 35 ans. Nous apportons la preuve que la nature optimale dynamique de la détention de cash est rejetée dans le secteur bancaire. Ces résultats contrastent avec le secteur non bancaire, où la nature optimale dynamique de trésorerie est observée. Chapitre 2: “Does an increase in capital negatively impact banking liquidity creation?”. A partir d'un ensemble de données composé d'un panel de 940 banques cotées des pays européens, américains et asiatiques, cet article documente l'évolution de la création de la liquidité bancaire au cours d'une période de 35 ans (1981-2014). La preuve empirique confirme que les niveaux de risque et de capital jouent un rôle significatif et négatif dans la création de liquidité par les banques. Dans l'ensemble, les effets négatifs de l’augmentation de capital sur la création de la liquidité bancaire sont plus importants que les effets positifs sur la gestion du risque correspondant, ce qui suggère que les exigences de fonds propres imposées pour soutenir la stabilité financière affectent négativement la création de liquidités. Ces résultats ont de larges implications pour les régulateurs bancaires. Chapitre 3: “Positive effects of Basel III on banking liquidity creation”. Ce document évalue l'effet du cadre réglementaire de Bâle III sur la création de liquidité bancaire. Les résultats sont basés sur un ensemble de données de panel de banques américaines qui représentent environ 60% des prêts et dépôts américains sur une période de 7 ans (2009-2015), en plus de différence dans la différence et les méthodes de survie standard. Tous les composants de Bâle III pris ensemble, il existe des preuves empiriques que Bâle III a un effet positif sur la création de liquidité bancaire sur le marché américain, en particulier pour les grandes banques. Ces résultats ont de larges implications pour les régulateurs bancaires<br>As one determinant of a bank’s survival during the financial crisis of 2007-2008, liquidity in the banking sector presents a challenge for the financial and academic communities and has recently become a central point of interest. The three articles presented in this thesis focus on the two main facets of liquidity in the banking sector: the holding of liquid assets (i.e., cash and assimilated resources) and the process of liquidity-creation in banks used to fund loans. As will be discussed in the articles, these two aspects of liquidity can be viewed as two sides of the same coin. I acknowledge that liquidity in banking is linked to the creation of money; however, this thesis focuses on the aforementioned two aspects of liquidity. First, this section presents how ideas about liquidity in the banking sector have evolved in mainstream economic thought. Second, it considers the revival of cash-holding that has been observed since the financial crisis of 2007-2008. Third, it discusses the properties of liquidity. Fourth, it explores what we do not know about liquidity. Fifth, it identifies the fundamental issues analyzed in the three articles. Finally, it presents the methodology used in the articles to address these issues. Chapter1: “Why do banks hold cash ?”. This paper investigates the determinants of bank cash holding by using international data for the period 1981-2014. The results do not seem to provide support for the substitutability hypothesis regarding the substitutive relation between cash and debt levels. Further, using the GMM-system estimation method, we find no support for the dynamic optimal cash model, suggesting that cash management in the banking sector is bounded by number of constraints that make it difficult for the agents to optimize their utility. Chapter 2: “Does an increase in capital negatively impact banking liquidity creation?”. From a dataset composed of a panel of 940 listed banks based in European, American and Asian countries, this paper documents the evolution of bank liquidity creation over a 35-year period (1981-2014). The empirical evidence confirms that risk and equity levels play a significant and negative role. Overall, the negative effects of equity increases on bank liquidity creation are more significant than corresponding positive effects on risk management, suggesting that capital requirements imposed to support financial stability negatively affect liquidity creation. These findings have broad implications for policymakers. Chapter 3: “Positive effects of Basel III on banking liquidity creation”. This paper estimates the effect of the Basel III regulatory framework on banking liquidity creation. The results are based on a panel data set of U.S. banks that represent approximately 60% of U.S. loans and deposits over a 7-year period (from 2009 to 2015) in addition to difference-in-difference and standard survival methods. All components of Basel III taken together, there is empirical evidence that Basel III has a positive effect on banking liquidity creation in the US market in particular for major banks. These findings have broad implications for policy makers
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Lemaire, Jean. "Un modèle d'évaluation de la vulnérabilité sismique du bâti existant selon l'Eurocode : essai méthodologique et application sur un territoire." Thesis, Paris 10, 2018. http://www.theses.fr/2018PA100010/document.
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Le risque sismique est un sujet d’étude pluridisciplinaire qui fait l’objet de nombreux travaux de recherches. Pendant longtemps, il a été étudié sous l’aspect de l’aléa et ce n’est qu’au milieu du XXe siècle que nous nous sommes intéressés à la vulnérabilité des éléments exposés. Malgré la multiplicité des études sur le risque sismique, aucune d’entre elles n’adopte une démarche globale en utilisant la règlementation parasismique. Dans le cadre de cette thèse, nous soutenons l’hypothèse selon laquelle il est possible d’évaluer la vulnérabilité des lieux d’habitation à l’échelle de plusieurs bâtiments en utilisant la norme Européenne, l’Eurocode 8. Utiliser cette règlementation a l’avantage de réduire les temps d’étudede la vulnérabilité physique puisque l’on évalue la résistance sismique d’un unique bâtiment dont ce dernier représente une population de plusieurs immeubles à usage d’habitation collective. La méthodologie proposée, illustrée sur l’exemple de la conurbation Mulhouse-Bâle, se compose de deux phases. La première consiste à étudier l’aléa sismique de la zone urbaine de Mulhouse et de Bâle à travers les études bibliographiques de quelques auteurs. Cette phase consiste aussi à examiner la compatibilité de la règlementation parasismique européenne et helvétique. En dernier lieu, un diagnostic du bâti existant et de la population est réalisé pour évaluer la vulnérabilité de ces deux territoires urbains, après un découpage des deux villes en secteurs historico géographiques. Une seconde phase consiste à proposer un modèle simplifié d’évaluation déterministe et probabiliste de la vulnérabilité du bâti, Celui-ci est fondé à partir de la nouvelle règlementation Européenne et de la mécanique des structures, pour évaluer la résistance sismique des bâtiments. L’aspect probabiliste a permis d’affiner le modèle proposé afin d’intégrer certaines incertitudes. Une étude de cas simulant un séisme important de magnitude Mw égale à 6 sur l’échelle de Richter, intégrant les phénomènes d’effets de site comme le préconise l’Eurocode 8, a permis de valider l’application du modèle envisagé. Le modèle d’évaluation proposé a pour intérêt de fournir un outil permettant d’évaluer la vulnérabilité du bâti sans effectuer de calcul mécanique. Il se veut donc accessible à tous(géographes, ingénieurs, sismologues, etc.…). Plus généralement, ce modèle pour objectif de fournir un outil d’aide à la décision dans la démarche de prévention que doivent les autorités publiques à la population, puisqu’ils permettent de déterminer la plus ou moins grande vulnérabilité des zones étudiées<br>The seismic risk is a subject of multidisciplinary study which is the object of numerous research works. For a long time, it was studied in terms of hazard and it is only in the middle of the 20th century that we became interested in the vulnerability of the exposed elements. In spite of the multiplicity of the studies on the seismic risk, none of them adopts a global approach by using the earthquake-resistant regulations. Within the framework of thesis, we support the hypothesis that it possible to estimate the vulnerability of dwellings on the scale of several buildings by using the European standard, Eurocode 8. Using these regulations has the advantage reducing the time to study physical vulnerability by assessing the seismic resistance of a single building, where the latter represents a population of several buildings used as collective dwellings. The proposed methodology, illustrated on the example of the Mulhouse-Basel conurbation, consists of two phases. The first one consists in studying the seismic hazard of the urban area of Mulhouse and Basel through the bibliographical studies of some authors. This phase also consists in examining the compatibility of the European and Helvetian seismic regulations. Finally, a diagnosis of the existing structures and of the population is made to assess the vulnerability of these two urban territories, after a division of both cities into historic-geographical sectors. A second phase consists in proposing a simplified model of deterministic and probabilistic assessment of the vulnerability of the built, based on the new European regulation and the mechanics of the structures, to evaluate the seismic resistance of buildings. The probability aspect allowed to refine the proposed model to integrate certain uncertainties. A case study feigning an important earthquake of magnitude Mw equal to 6 on the Richter scale, integrating the phenomena of site effects as recommended by Eurocode 8, validated the application of the envisaged model. The proposed evaluation model is intended to provide a tool for assessing the vulnerability of the built without performing mechanical calculations. Thus, it aims to be accessible to all (geographers, engineers, seismologists, etc…). More generally, this model aims to provide a decision-making tool in the approach of prevention which the public authorities owe to the population, because they allow to determine the more or less big vulnerability of the studied areas
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Thorez, Eric. "CDS and the forecasting of bank default." Thesis, Paris Sciences et Lettres (ComUE), 2017. http://www.theses.fr/2017PSLED073/document.
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A partir d’une analyse du défaut des banques et de la régulation au travers des notations de crédits (et des agences de notation), des modèles portant sur les CDS, de Bâle III et du capital insurance, nous trouvons que les spécificités des CDS en font un bon candidat pour prévoir (et idéalement empêcher) les défauts potentiels des banques. En effet, grâce aux propriétés (financières et économiques) des CDS, ainsi qu’aux résultats d’études empiriques, nous montrons qu’ils reflètent correctement le comportement des risques des banques et qu’ils ont capté les changements informationnels plus rapidement que les notations de crédits qui sont restées relativement constantes durant 2007 et 2008.Ainsi, en utilisant un déclencheur ad hoc basé sur les CDS et l’action appropriée si le déclencheur venait à s’activer, nous pourrions empêcher le défaut d’une banque. Et la compréhension du mécanisme afférent au capital contingent est d’un grand intérêt pour atteindre cet objectif qui optimise le monitoring mis en oeuvre par les banques et les régulateurs<br>Based on an analysis of the default of the banks and regulation through credit ratings (and rating agencies), CDS models, Basel III, bail-In and capital insurance, we find that the characteristics of CDS make them a good candidate to forecast (and ideally prevent) the potential defaults of the banks. Indeed, thanks to the economics of CDS and results of empirical studies, we show that they are a good proxy of bank risks and that they did capture information changes more quickly than the credit ratings which remained relatively constant during 2007 and 2008.So, using a specific trigger based on CDS and the appropriate action, should the trigger be activated, we could prevent the default of a bank. And the understanding of contingent capital mechanism is of great interest to reach this objective which optimizes the monitoring implemented by banks as well as regulators
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Kamara, Diéne Mohamed. "De la gestion du ratio de solvabilité bancaire : Étude empirique des ajustements prudentiels relatifs à la juste valeur." Thesis, Paris Sciences et Lettres (ComUE), 2017. http://www.theses.fr/2017PSLED031/document.
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Dans l'industrie bancaire, plusieurs études ont montré l'existence de la gestion du ratio de solvabilité. Toutefois, elles se sont focalisées pour l'essentiel sur la manipulation des provisions et avancent généralement que la gestion du ratio de solvabilité est mise en œuvre en vue d'éviter les coûts réglementaires associés à un ratio inférieur au seuil minimum. Notre thèse examine la pratique de gestion du ratio de solvabilité à travers les ajustements prudentiels qui sont des retraitements que la banque doit opérer pour passer des fonds propres comptables aux fonds propres réglementaires. Les ajustements prudentiels sont composés de déductions et de filtres prudentiels destinés à atténuer l'impact de la volatilité des fonds propres induite par la juste valeur liée à l'application des IFRS. Adoptant une démarche diachronique et une approche instrumentale, l'étude se base sur un échantillon de banques européennes et utilise des méthodes de régression par données de panel, ainsi que des tests de robustesse tels que le bootstrap et la régression quantile. Le principal apport de cette thèse est de montrer que la transformation de l'information comptable en information réglementaire passe par les ajustements prudentiels qui constituent un pont sur lequel une gestion opportuniste du ratio de solvabilité peut être effectuée à travers des variables relatives à la qualité du capital et à la performance opérationnelle de la banque. L'étude montre que la gestion du capital n'est pas l'exclusivité des banques présentant un ratio faible. Enfin, elle permet de ne plus considérer le ratio de solvabilité comme une boîte noire et de l'examiner à travers ses composantes<br>Through Earnings Management practices applied to banking industry, several studies have shown existence of Capital Adequacy Ratio Management (CARM). However, they are mainly focused on loss loan provision (LLP) manipulation's and suppose that Capital adequacy ratio management motivation is to reduce regulatory costs imposed when the bank's capital adequacy ratio falls below the minimum. This thesis deals with the possibilities of banks to manage the regulatory ratio via the prudential adjustments, which are corrections made to equity items in the statement of financial position, to safeguard the quality of the supervisory capital and to reduce potential volatility induced by fair value accounting (application of IFRS). Adopting diachronic and instrumental approaches, the study is based on a sample of European banks and uses regression methods by panel data and bootstrap and quantile regression as post estimation and robustness tests. The main contribution of this thesis is to show that the necessary transformation of accounting information into regulatory information by prudential adjustments constitutes a bridge on which a timely CARM could be carried out through variables relating to the quality of the capital and the operational performance of the bank. Furthermore, the results show that CARM is not exclusively dedicated to banks with ratio close to minimum. Finally the results make possible to no longer consider the capital adequacy ratio as a black box and to examine it through its components
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Ben, Hamadou Hamdi. "Querying heterogeneous data in NoSQL document stores." Thesis, Toulouse 3, 2019. http://www.theses.fr/2019TOU30146.
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La problématique de cette thèse porte sur l'interrogation de données hétérogènes dans les systèmes de stockage "not-only SQL" (noSQL) orientés documents. Ces derniers ont connu un important développement ces dernières années en raison de leur capacité à gérer de manière flexible et efficace d'importantes masses de documents. Ils reposent sur le principe "schema-less" consistant à ne plus considérer un schéma unique pour un ensemble de données, appelé collection de documents. Cette flexibilité dans la structuration des données complexifie l'interrogation pour les utilisateurs qui doivent connaître l'ensemble des différents schémas des données manipulées lors de l'écriture de requêtes. Les travaux développés dans cette thèse sont menés dans le cadre du projet neoCampus. Ils se focalisent sur l'interrogation de documents structurellement hétérogènes, en particulier sur le problème de schémas variables. Nous proposons la construction d'un dictionnaire de données qui permet de retrouver tous les schémas des documents. Chaque clef, entrée du dictionnaire, correspond à un chemin absolu ou partiel existant dans au moins un document de la collection. Cette clef est associée aux différents chemins absolus correspondants dans l'ensemble de la collection de documents. Le dictionnaire est alors exploité pour réécrire de manière automatique et transparente les requêtes des utilisateurs. Les requêtes utilisateurs sont établies sur la base des clés du dictionnaire (chemins partiels ou absolus) et sont automatiquement réécrites en exploitant le dictionnaire afin de prendre en compte l'ensemble des chemins absolus existants dans les documents de la collection. Dans cette thèse, nous menons une étude de l'état de l'art des travaux s'attachant à résoudre l'interrogation de documents structurellement hétérogènes, et nous en proposons une classification. Ensuite, nous comparons ces travaux en fonction de critères qui permettent de positionner et différencier notre contribution. Nous définissions formellement les concepts classiques liés aux systèmes orientés documents (document, collection, etc), puis nous étendons cette formalisation par des concepts supplémentaires : chemins absolus et partiels, schémas de document, dictionnaire. Pour la manipulation et l'interrogation des documents, nous définissons un noyau algébrique minimal fermé composé de cinq opérateurs : sélection, projection, des-imbrication (unnest), agrégation et jointure (left-join). Nous définissons chaque opérateur et expliquons son évaluation par un moteur de requête classique. Ensuite, nous établissons la réécriture de chacun des opérateurs à partir du dictionnaire. Nous définissons le processus de réécriture des requêtes utilisateurs qui produit une requête évaluable par un moteur de requête classique en conservant la logique des opérateurs classiques (chemins inexistants, valeurs nulles). Nous montrons comment la réécriture d'une requête initialement construite avec des chemins partiels et/ou absolus permet de résoudre le problème d'hétérogénéité structurelle des documents. Enfin, nous menons des expérimentations afin de valider les concepts formels que nous introduisons tout au long de cette thèse. Nous évaluons la construction et la maintenance du dictionnaire en changeant la configuration en termes de nombre de structures par collection étudiée et de taille de collection. Puis, nous évaluons le moteur de réécriture de requêtes en le comparant à une évaluation de requête dans un contexte sans hétérogénéité structurelle puis dans un contexte de multi-requêtes. Toutes nos expérimentations ont été menées sur des collection synthétiques avec plusieurs niveaux d'imbrications, différents nombres de structure par collection, et différentes tailles de collections. Récemment, nous avons intégré notre contribution dans le projet neOCampus afin de gérer l'hétérogénéité lors de l'interrogation des données de capteurs implantés dans le campus de l'université Toulouse III-Paul Sabatier<br>This thesis discusses the problems related to querying heterogeneous data in document-oriented systems. Document-oriented "not-only SQL" (noSQL) storage systems have undergone significant development in recent years due to their ability to manage large amounts of documents in a flexible and efficient manner. These systems rely on the "schema-less" concept where no there is no requirement to consider a single schema for a set of data, called a collection of documents. This flexibility in data structures makes the query formulation more complex and users need to know all the different schemas of the data manipulated during the query formulation. The work developed in this thesis subscribes into the frame of neOCampus project. It focuses on issues in the manipulation and the querying of structurally heterogeneous document collections, mainly the problem of variable schemas. We propose the construction of a dictionary of data that makes it possible to find all the schemas of the documents. Each key, a dictionary entry, corresponds to an absolute or partial path existing in at least one document of the collection. This key is associated to all the corresponding absolute paths throughout the collection of heterogeneous documents. The dictionary is then exploited to automatically and transparently reformulate queries from users. The user queries are formulated using the dictionary keys (partial or absolute paths) and are automatically reformulated using the dictionary to consider all the existing paths in all documents in the collection. In this thesis, we conduct a state-of-the-art survey of the work related to solving the problem of querying data of heterogeneous structures, and we propose a classification. Then, we compare these works according to criteria that make it possible to position our contribution. We formally define the classical concepts related to document-oriented systems (document, collection, etc). Then, we extend this formalisation with additional concepts: absolute and partial paths, document schemas, dictionary. For manipulating and querying heterogeneous documents, we define a closed minimal algebraic kernel composed of five operators: selection, projection, unnest, aggregation and join (left join). We define each operator and explain its classical evaluation by the native document querying engine. Then we establish the reformulation rules of each of these operators based on the use of the dictionary. We define the process of reformulating user queries that produces a query that can be evaluated by most document querying engines while keeping the logic of the classical operators (misleading paths, null values). We show how the reformulation of a query initially constructed with partial and/or absolute paths makes it possible to solve the problem of structural heterogeneity of documents. Finally, we conduct experiments to validate the formal concepts that we introduce throughout this thesis. We evaluate the construction and maintenance of the dictionary by changing the configuration in terms of number of structures per collection studied and collection size. Then, we evaluate the query reformulation engine by comparing it to a query evaluation in a context without structural heterogeneity and then in a context of executing multiple queries. All our experiments were conducted on synthetic collections with several levels of nesting, different numbers of structures per collection, and on varying collection sizes. Recently, we deployed our contributions in the neOCampus project to query heterogeneous sensors data installed at different classrooms and the library at the campus of the university of Toulouse III-Paul Sabatier
Books on the topic "Basel document"
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Secretariat of the Basel Convention and United Nations Environment Programme, eds. Guidance document on transboundary movements of hazardous wastes destined for recovery operations. Secretariat of the Basel Convention, 2002.
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S, Boyer Paul, Boyer Paul S, Stuckey Sterling, and Holt, Rinehart, and Winston, inc., eds. Document-based questions activities. Holt, Rinehart and Winston, 2002.
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1955-, Geroimenko Vladimir, and Chen Chaomei 1960-, eds. Visualizing information using SVG and X3D: XML-based technologies for the XML-based Web. Springer, 2005.
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Iwamura, Masakazu, and Faisal Shafait, eds. Camera-Based Document Analysis and Recognition. Springer Berlin Heidelberg, 2012. http://dx.doi.org/10.1007/978-3-642-29364-1.
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Iwamura, Masakazu, and Faisal Shafait, eds. Camera-Based Document Analysis and Recognition. Springer International Publishing, 2014. http://dx.doi.org/10.1007/978-3-319-05167-3.
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Munger, Roger. Document-based cases for technical communication. 2nd ed. Bedford/St. Martin's, 2013.
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Institute, American Petroleum. Risk-based inspection: Base resource document. American Petroleum Institute, 2000.
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Office, Home. Organising supervision & punishment in the community: A decision document. Home Office, 1990.
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Tittel, Ed. XML: Based on Schaum's outline of theory and problems of XML. Edited by Brown Dale A. McGraw-Hill, 2004.
Find full textBook chapters on the topic "Basel document"
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Monod, Cécile, Irene Hoesli, Samira Akra, et al. "Introduction." In Simulation Training for Obstetric Emergencies. Springer Nature Switzerland, 2025. https://doi.org/10.1007/978-3-031-81931-5_1.
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Abstract This course manual provides the theoretical basis of the simulation course in obstetric emergencies made available in sub-Saharan countries by the dedicated obstetric team for mother-child projects of the University Hospital Basel in Africa. It provides midwives and doctors with addition information regarding the practical parts of the course and the different simulation scenarios. This document is the first version of this manual and is a ‘work in progress’ that will be enriched and updated in further versions. We are thankful for any comments or specific requests regarding the content, which can be addressed to the corresponding author.
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Hansen, Edmund J. "Course Design Document." In Idea-Based Learning. Routledge, 2023. http://dx.doi.org/10.4324/9781003445203-9.
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Zheng, Lei, and Ingemar J. Cox. "Re-ranking Documents Based on Query-Independent Document Specificity." In Flexible Query Answering Systems. Springer Berlin Heidelberg, 2009. http://dx.doi.org/10.1007/978-3-642-04957-6_18.
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Ravichandra, Sriram, S. Siva Sathya, and S. Lourdu Marie Sophie. "Deep Learning Based Document Layout Analysis on Historical Documents." In Lecture Notes in Networks and Systems. Springer Nature Singapore, 2022. http://dx.doi.org/10.1007/978-981-19-1018-0_23.
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Ding, Ning, Yankai Lin, Zhiyuan Liu, and Maosong Sun. "Sentence and Document Representation Learning." In Representation Learning for Natural Language Processing. Springer Nature Singapore, 2023. http://dx.doi.org/10.1007/978-981-99-1600-9_4.
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AbstractSentence and document are high-level linguistic units of natural languages. Representation learning of sentences and documents remains a core and challenging task because many important applications of natural language processing (NLP) lie in understanding sentences and documents. This chapter first introduces symbolic methods to sentence and document representation learning. Then we extensively introduce neural network-based methods for the far-reaching language modeling task, including feed-forward neural networks, convolutional neural networks, recurrent neural networks, and Transformers. Regarding the characteristics of a document consisting of multiple sentences, we particularly introduce memory-based and hierarchical approaches to document representation learning. Finally, we present representative applications of sentence and document representation, including text classification, sequence labeling, reading comprehension, question answering, information retrieval, and sequence-to-sequence generation.
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Nutting, Jack, and Peter Clark. "Document-Based Applications." In Learn Cocoa on the Mac. Apress, 2013. http://dx.doi.org/10.1007/978-1-4302-4543-8_12.
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Gipp, Bela. "Citation-based Document Similarity." In Citation-based Plagiarism Detection. Springer Fachmedien Wiesbaden, 2014. http://dx.doi.org/10.1007/978-3-658-06394-8_3.
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Lingpeng, Yang, Ji Donghong, Nie Yu, and Zhou Guodong. "Document Re-ordering Based on Key Terms in Top Retrieved Documents." In Computational Linguistics and Intelligent Text Processing. Springer Berlin Heidelberg, 2005. http://dx.doi.org/10.1007/978-3-540-30586-6_61.
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Ramamohanarao, Kotagiri, and Laurence A. F. Park. "Spectral-Based Document Retrieval." In Advances in Computer Science - ASIAN 2004. Higher-Level Decision Making. Springer Berlin Heidelberg, 2004. http://dx.doi.org/10.1007/978-3-540-30502-6_30.
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Assainar Hafnan, P. P., and Anuraj Mohan. "Summary-Based Document Classification." In Advances in Intelligent Systems and Computing. Springer Singapore, 2018. http://dx.doi.org/10.1007/978-981-10-8633-5_16.
Full textConference papers on the topic "Basel document"
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Wang, Fu Lee, Tak-Lam Wong, and Aston Nai Hong Mak. "Organization of Documents for Multiple Document Summarization." In 2008 Seventh International Conference on Web-based Learning, ICWL. IEEE, 2008. http://dx.doi.org/10.1109/icwl.2008.6.
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Tagua Rodríguez, Jonathan. "PLANEACIÓN URBANA Y ESPACIO PÚBLICO EN LOS SISTEMAS DE TRANSPORTE El espacio público planeado y construido en los corredores de Transmilenio en Bogotá." In Seminario Internacional de Investigación en Urbanismo. Universidad Piloto de Colombia, 2022. http://dx.doi.org/10.5821/siiu.10062.
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For Bogotá, Transmilenio changed the image of the city and the way of transportation for its inhabitants; however, neither the quantity nor the quality of public space is commensurate. In this sense, the document analyzes the urban planning guidelines for the generation of public space associated with mass transit systems, based on what is set forth in public policy documents, and how these are concretized at the local pedestrian scale through the platform booklet, which is the document that condenses the design and implementation criteria, and is in turn, the common point of the public space and mobility master plans. The document explores the correspondences and tensions between these plans that account for the disarticulation of the urban physical space and reinforce the idea of prioritizing the transportation system over the pedestrian.
 
 Keywords: Public space, Urban planning, Public policies, Mass transportation.
 Topic: 3. Public space and urban project in the contemporary metropolis. Para Bogotá, Transmilenio cambió la imagen de la ciudad, y la forma de transportarse a sus habitantes; sin embargo, ni la cantidad ni la calidad del espacio público es acorde. En este sentido, se analiza las directrices de la planeación urbana para la generación del espacio público asociado a los sistemas de transporte masivo, a partir de lo expuesto en los documentos de política pública, y como estas se concretan en la escala local del peatón a través de la Cartilla de Andenes, que es el documento que condensa los criterios de diseño e implementación, y es a su vez, punto en común de los planes maestros de espacio público y movilidad. En el documento se exploran las correspondencias y tensiones entre estos planes que dan cuenta de la desarticulación del espacio físico urbano y refuerzan la idea de la priorización del sistema de transporte sobre el peatón.
 
 Palabras clave: Espacio público, Planeación urbana, Políticas públicas, Transporte masivo.
 Bloque temático: 3. Espacio público y proyecto urbano en la metrópolis contemporánea
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Dawodu, A. "A Knowledge Based Document Preparation for Supporting Systems Using Artificial Intelligence." In 27th iSTEAMS-ACity-IEEE International Conference. Society for Multidisciplinary and Advanced Research Techniques - Creative Research Publishers, 2021. http://dx.doi.org/10.22624/aims/isteams-2021/v27p16.
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A knowledge based way of preparing documents tools in an organization within an activities such as document preparation that are supported by a knowledge based system. Software called REGENT (Report Generation Tool) works in an environment that generates documents from the reusable document pieces during planning, execution and monitoring the document preparation process in a firm or organizational environment. The documents are built from stored document pieces by using artificial intelligence methods. A system architecture was developed to enable the document generation process to take place within a widen office automation standard. The report preparation process knowledge is captured in form of representing a knowledge based scheme. An artificial intelligence problem solving strategy was developed to take care of reasoning steps when document pieces were being configured. The REGENT environment is normally working when preparing a recurrent report types such as annual reports preparation. Keywords: Knowledge based approach, artificial intelligence, document preparation, office automation,document analysis, document standardization.
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Al Hammadi, Saud Mohamed, and Ramakrishna Akula. "Human Factors in HSE Performance – Role of User-Friendly HSE Documentation." In Abu Dhabi International Petroleum Exhibition & Conference. SPE, 2021. http://dx.doi.org/10.2118/207594-ms.
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Abstract Organizational Multi layered documentation frameworks, complex document writing styles, cross referencing, poor document integration, end user language barriers and psychological factors for searching relevant information under pressure complicates the understanding of a technical document. Complex technical documents intimidate the end user and shrinks the user understanding. Document engineering or Usability mapping of documents is proven scientific method for writing technical documents in a simplified and user-friendly manner. The document engineering concepts are based on human psychology, that helps the user to navigate through document content rather searching for specific keyword or information. Safety intensive industrial sectors such as Aviation industry, Oil and Gas are already adopting the document engineering concepts in their technical documentation. It is proven in many organizations that the usage of document engineering concepts simplifies the document complexity and the end users feel much comfort in understanding the documents in their work. In this paper an attempt has been made suggest adoptable user engineering concepts to simplify technical HSE documents. Also, the paper discusses some of the in-built hidden readability features in Microsoft word for checking reading ease and reading grade levels to improve simplification of documents. The paper discusses the psychological aspects behind document reading, understanding, cognitive linking for reaching the required information. Also, the paper discusses some of the best practices to be considered for technical document writers.
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Ding, Yihao, Kaixuan Ren, Jiabin Huang, Siwen Luo, and Soyeon Caren Han. "MMVQA: A Comprehensive Dataset for Investigating Multipage Multimodal Information Retrieval in PDF-based Visual Question Answering." In Thirty-Third International Joint Conference on Artificial Intelligence {IJCAI-24}. International Joint Conferences on Artificial Intelligence Organization, 2024. http://dx.doi.org/10.24963/ijcai.2024/690.
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Document Question Answering (QA) presents a challenge in understanding visually-rich documents (VRD), particularly with lengthy textual content. Existing studies primarily focus on real-world documents with sparse text, while challenges persist in comprehending the hierarchical semantic relations among multiple pages to locate multimodal components. The paper introduces PDF-MVQA, tailored for research journal articles, encompassing multiple pages and multimodal retrieval. Our approach aims to retrieve entire paragraphs containing answers or visually rich document entities like tables and figures. The main contribution is introducing a comprehensive PDF Document VQA dataset, allowing the examination of semantically hierarchical layout structures in text-dominant documents. We also present new VRD-QA frameworks to grasp textual contents and relations among document layouts simultaneously, extending page-level understanding to the entire multi-page document. We aim to enhance the capabilities of existing vision-and-language models in handling challenges posed by text-dominant documents in VRD-QA. Code and Appendix are in https://github.com/adlnlp/pdfmvqa
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Manatuica, Maria, Mihai Dascalu, Stefan Ruseti, and Stefan Trausanmatu. "AUTOMATED TEMPLATE GENERATION BASED ON WORD EMBEDDINGS." In eLSE 2018. Carol I National Defence University Publishing House, 2018. http://dx.doi.org/10.12753/2066-026x-18-124.
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Extracting document templates and generalizing the structure of similar documents from specific domains can significantly increase learner productivity when creating new documents. Moreover, from a generalizable point of view, the endeavour of manually creating a draft document can be a difficult and time-consuming task, whether we need to obtain a general form for a specific document, or to identify the main ideas of a set of scientific papers on the same subject. Thus, instead of starting from a blank page that can be frustrating in most cases, we propose an automated method of grouping semantically similar documents and identifying potential templates. This paper introduces the first steps towards building an automated method relying on advanced Natural Language Processing techniques that can be used to generate templates based on large collections by identifying patterns between and within documents. The underlying semantic model used is word2vec, a two-layered neural network that builds word embeddings and was trained using the general-purpose TASA corpus. The generated word vectors were then used to compute the document representations that consider normalized word occurrences; afterwards, an agglomerative clustering algorithm is applied. Each cluster produced one template formed of paragraphs chosen from the original collection. In order to evaluate the results of the proposed method, several experiments were conducted on collections from multiple domains. The results were analysed using charts for the similarity of documents and of paragraphs on one hand, as well as evolution graphs for the agglomerative clustering process, on the other hand. Overall, our automated process was efficient, and the results were encouraging in terms of proposing initial document templates. Further research paths include the anonymization of named entities and more in-depth comparisons in terms of document structure and syntax, besides semantic relatedness.
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Alshamari, Fatimah, and Abdou Youssef. "A Study into Math Document Classification using Deep Learning." In 8th International Conference on Computational Science and Engineering (CSE 2020). AIRCC Publishing Corporation, 2020. http://dx.doi.org/10.5121/csit.2020.101702.
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Document classification is a fundamental task for many applications, including document annotation, document understanding, and knowledge discovery. This is especially true in STEM fields where the growth rate of scientific publications is exponential, and where the need for document processing and understanding is essential to technological advancement. Classifying a new publication into a specific domain based on the content of the document is an expensive process in terms of cost and time. Therefore, there is a high demand for a reliable document classification system. In this paper, we focus on classification of mathematics documents, which consist of English text and mathematics formulas and symbols. The paper addresses two key questions. The first question is whether math-document classification performance is impacted by math expressions and symbols, either alone or in conjunction with the text contents of documents. Our investigations show that Text-Only embedding produces better classification results. The second question we address is the optimization of a deep learning (DL) model, the LSTM combined with one dimension CNN, for math document classification. We examine the model with several input representations, key design parameters and decision choices, and choices of the best input representation for math documents classification.
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Pal, Anik, Nirbhay Mishra, and Mihir Gandhi. "AI Based Unstructured Document Geotagging Solution." In International Petroleum Technology Conference. IPTC, 2024. http://dx.doi.org/10.2523/iptc-23650-ms.
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Abstract In the oil and gas industry, extracting relevant information for new projects often involves scrolling through a large unorganized or semi-organized unstructured electronic repository of unstructured documents inside an enterprise. However, the digital availability of these unstructured documents and their proper characterization with respect to E&P domain objects remain a significant challenge. To address this issue, we developed an - "AI-based unstructured document geotagging solution" that utilizes text mining, optical character recognition (OCR), natural language processing (NLP), and named entity recognition (NER) to extract entity relations for spatial E&P objects and document category (for example well completion, log data print, daily drilling report etc.) from documents content autonomously. We employed popular language models spaCy, Roberta-base, GPT2 and GPT3.5 and compared the results. The extracted information was then linked to a structured database that contained geo-locations. The solution was developed using the company specific data sciences platform but is capable of being deployed for an operator on-premises or in the cloud. The end-to-end solution can be integrated with any GIS-based dashboard solution, allowing user to select objects from the map and the model can predict related documents to the objects along with document category. This solution will allow user to obtain an organized list of related documents out of electronic repository with unorganized collection of uncharacterized documents, which will allow the user to prioritize and deploy only content of interest to be ingested to the insight and analytics system often hosted in cloud environment.
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Naveen, Gopal K. R., and Prema Nedungadi. "Query-based Multi-Document Summarization by Clustering of Documents." In the 2014 International Conference. ACM Press, 2014. http://dx.doi.org/10.1145/2660859.2660972.
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Khy, S., Y. Ishikawa, and H. Kitagawa. "Novelty-based Incremental Document Clustering for On-line Documents." In 22nd International Conference on Data Engineering Workshops (ICDEW'06). IEEE, 2006. http://dx.doi.org/10.1109/icdew.2006.100.
Full textReports on the topic "Basel document"
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Christopher, Wayne A. Constraint-based Document Presentation. Defense Technical Information Center, 1990. http://dx.doi.org/10.21236/ada632223.
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Kumfert, G., T. Dahlgren, T. Epperly, and J. Leek. Babel 1.0 Release Criteria: A Working Document. Office of Scientific and Technical Information (OSTI), 2004. http://dx.doi.org/10.2172/15014783.
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Cook, Stacey, Sarah G. Freeman, and Curtis P. St. Michel. Phase 3 Reference Document Consequence-based Targeting. Office of Scientific and Technical Information (OSTI), 2020. http://dx.doi.org/10.2172/1617456.
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Gluch, David P., John J. Hudak, Robert Janousek, John Walker, and Charles B. Weinstock. Framework Document: Model-Based Verification Pilot Study. Defense Technical Information Center, 2001. http://dx.doi.org/10.21236/ada388932.
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Han, Euihong, and George Karypis. Centroid-Based Document Classification Algorithms: Analysis & Experimental Results. Defense Technical Information Center, 2000. http://dx.doi.org/10.21236/ada439538.
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Gupta, Suhit, Gail Kaiser, David Neistadt, and Peter Grimm. DOM-based Content Extraction of HTML Documents. Defense Technical Information Center, 2005. http://dx.doi.org/10.21236/ada437440.
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CARR, DORTHE B. National Nuclear Security Administration Knowledge Base Core Table Schema Document. Office of Scientific and Technical Information (OSTI), 2002. http://dx.doi.org/10.2172/820879.
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Combs, V., J. Hanna, J. Bryant, et al. Phoenix: Service Oriented Architecture for Information Management - Base Implementation Document. Defense Technical Information Center, 2011. http://dx.doi.org/10.21236/ada549822.
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Anderson, E., R. Atkinson, C. Crego, J. Slisz, and S. Tompson. Digitizing legacy documents: A knowledge-base preservation project. Office of Scientific and Technical Information (OSTI), 1998. http://dx.doi.org/10.2172/663168.
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Pebay, Philippe, and Jonathan Lifflander. Using Sandia's Automatic Report Generator to Document EMPIRE-based Electrostatic Simulations. Office of Scientific and Technical Information (OSTI), 2019. http://dx.doi.org/10.2172/1762099.
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