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Journal articles on the topic 'Compliance rule'

Author: Grafiati

Published: 3 June 2025

Last updated: 31 July 2025

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1

Pontius, Frederick W. "Coliform Rule Compliance." Journal - American Water Works Association 83, no. 5 (1991): 12–90. http://dx.doi.org/10.1002/j.1551-8833.1991.tb07136.x.

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Apffelstaedt, Arno, and Jana Freundt. "Corrupted Votes and Rule Compliance." American Economic Journal: Microeconomics 16, no. 4 (2024): 440–74. http://dx.doi.org/10.1257/mic.20200038.

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Allegations of voter fraud accompany many real-world elections. How does electoral malpractice affect the acceptance of elected institutions? Using an online experiment in which participants distribute income according to majority-elected rules, we show that those who experience vote buying or voter disenfranchisement during the election are subsequently less likely to voluntarily comply with a rule. On average, the detrimental impact of electoral malpractice on compliance is of the same magnitude as removing the election altogether and imposing a rule exogenously. Our experiment shows how cor

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Pontius, Fred. "Ground Water Rule Compliance." Journal - American Water Works Association 101, no. 2 (2009): 24–32. http://dx.doi.org/10.1002/j.1551-8833.2009.tb09836.x.

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4

Bozeman, Barry. "Rules Compliance Behavior: A Heuristic Model." Perspectives on Public Management and Governance 5, no. 1 (2022): 36–49. http://dx.doi.org/10.1093/ppmgov/gvab028.

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Abstract Few studies focus on the full array of employees’ responses to the formal rules governing their work. This article develops a set of propositions as to why employees comply fully with rules, comply in part, or disobey rules. The primary goal of the article is to stimulate further development of theory and research about rules-based behaviors. The article sets forth a Heuristic Model of Rules Compliance Behavior, “heuristic” because it aims less at explanation than the development of concepts and propositions about organizational employees’ rules compliance behavior. The model’s dimens

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5

Scharfenaker, Mark A. "Radionuclides rule clears compliance picture." Journal - American Water Works Association 93, no. 2 (2001): 22–32. http://dx.doi.org/10.1002/j.1551-8833.2001.tb09114.x.

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Siddiki, Saba, and Suzann Lupton. "Assessing Nonprofit Rule Interpretation and Compliance." Nonprofit and Voluntary Sector Quarterly 45, no. 4_suppl (2016): 156S—174S. http://dx.doi.org/10.1177/0899764016643608.

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Nonprofit organizations operate within the confines of formalized agreements structured by parent organizations, funders, and partners. Compliance with the rules comprising these agreements leads to organizational legitimacy and the resulting access to resources. At times, compliance can be challenging because internal and external stakeholders exert pressures on nonprofits that can sometimes dissuade rule adherence. These pressures can be amplified when a nonprofit is an affiliate. Affiliate nonprofits must meet accountability demands of their local constituencies while aligning missions, org

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Gong, Ping, David Knuplesch, Zaiwen Feng, and Jianmin Jiang. "bpCMon." International Journal of Web Services Research 14, no. 2 (2017): 81–103. http://dx.doi.org/10.4018/ijwsr.2017040105.

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Business processes compliance monitoring checks whether running business processes comply with involved compliance rules. Business processes in modern enterprise are rarely supported by a single and centralized workflow system, but instead implemented over different applications (e.g., CRM, ERP, WfMS, and legacy systems). The running data (i.e., event) about process executions are scattered across these applications. Under such circumstance, understanding the compliance of running processes entails the compliance monitoring enabling to correlate events from different applications and even diff

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Zasada, Andrea, Mustafa Hashmi, Michael Fellmann, and David Knuplesch. "Evaluation of Compliance Rule Languages for Modelling Regulatory Compliance Requirements." Software 2, no. 1 (2023): 71–120. http://dx.doi.org/10.3390/software2010004.

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Compliance in business processes has become a fundamental requirement given the constant rise in regulatory requirements and competitive pressures that have emerged in recent decades. While in other areas of business process modelling and execution, considerable progress towards automation has been made (e.g., process discovery, executable process models), the interpretation and implementation of compliance requirements is still a highly complex task requiring human effort and time. To increase the level of “mechanization” when implementing regulations in business processes, compliance researc

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Bylund, Carma L., Leslie A. Baxter, Rebecca S. Imes, and Bianca Wolf. "Parental Rule Socialization for Preventive Health and Adolescent Rule Compliance." Family Relations 59, no. 1 (2010): 1–13. http://dx.doi.org/10.1111/j.1741-3729.2009.00583.x.

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ROBINSON, MARC. "Measuring Compliance with the Golden Rule." Fiscal Studies 19, no. 4 (1998): 447–62. http://dx.doi.org/10.1111/j.1475-5890.1998.tb00295.x.

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11

Hammar, Julian E. "CFTC amends chief compliance officer duties and annual report requirements." Journal of Investment Compliance 20, no. 1 (2019): 10–16. http://dx.doi.org/10.1108/joic-01-2019-0002.

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Purpose This paper summarizes the requirements of rule amendments promulgated by the Commodity Futures Trading Commission (CFTC) in 2018 regarding the duties of Chief Compliance Officers (CCOs) of swap dealers, major swap participants, and futures commission merchants (collectively, Registrants) and the requirements for preparing, certifying and furnishing to the CFTC the CCO’s annual report. Design/methodology/approach This paper provides a close analysis of the CFTC’s final rule amendments that make clarifications regarding the CCO’s duties and seek to harmonize with similar rules of the Sec

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Cloutier, Marie-Soleil, Mojgan Rafiei, Lambert Desrosiers-Gaudette, and Zeinab AliYas. "An Examination of Child Pedestrian Rule Compliance at Crosswalks around Parks in Montreal, Canada." International Journal of Environmental Research and Public Health 19, no. 21 (2022): 13784. http://dx.doi.org/10.3390/ijerph192113784.

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This study aims to examine child pedestrian safety around parks by considering four rule-compliance measures: temporal, spatial, velocity and visual search compliance. In this regard, street crossing observations of 731 children were recorded at 17 crosswalks around four parks in Montreal, Canada. Information on child behaviors, road features, and pedestrian–vehicle interactions were gathered in three separate forms. Chi-square tests were used to highlight the individual, situational, behavioral and road environmental characteristics that are associated with pedestrian rule compliance. About h

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Zhang, Cyndi Man, and Henrich R. Greve. "Delayed Adoption of Rules: A Relational Theory of Firm Exposure and State Cooptation." Journal of Management 44, no. 8 (2016): 3336–63. http://dx.doi.org/10.1177/0149206316673719.

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The state creates and changes rules that coerce firms, but firms can delay or decouple responses to rule changes to manage the cost of demands. Theory of compliance to the state has not yet considered the degree to which the firm can delay adoption because of low exposure to rules and state links that allow cooptation, but both of these relations between state power and firm ability to counteract it can affect the adoption decision. This makes the response to state rule changes a more strategic outcome than the theory of coercive isomorphism implies. We develop a relational theory of delayed f

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Pushpakumara, H. M. C., Prasad M. Jayaweera, and M. K. Wanniarachchige. "Business Rules Driven Automated Quality Assurance Governance System for Higher Education." South Asian Journal of Business Insights 3, no. 1 (2023): 26–46. http://dx.doi.org/10.4038/sajbi.v3i1.50.

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Although higher education institutes have paid serious attention to quality assurance, implementation issues have been reported frequently. Since the existing information systems do not adequately support automatic verification, manual verification of quality assurance compliances has become a challenge. Therefore, this study first analysed the prevailing higher education quality assurance context to identify the prevailing issues. Secondly, Quality Assurance Governance System integrated with a quality assurance rule manipulation mechanism was designed based on the business rules concept to ad

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Ruiz-Martínez, Yerly, Paula Hernández-Buitrago, and Luis Alberto Quiroga Baquero. "Effects of differential training in rule-governed behavior on compliance with traffic rules by pedestrians." Revista Interamericana de Psicología/Interamerican Journal of Psychology 53, no. 3 (2020): 399–416. http://dx.doi.org/10.30849/rip/ijp.v53i3.883.

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The aim of this translational research was to investigate the effect of differential training in three types of rule-governed behavior (RGB) on compliance and transgression with pedestrian traffic rules. Participated 231 university students divided in three groups defined by the type of training (pliance, tracking and augmenting). The design consisted of pre-tests and post-tests, in addition of a training phase with direct reinforcement according to the experimental group. The results showed a general trend by compliance the rule in all phases, particularly with tracking-consequences in pre an

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Kotha, Satyanandam. "Reinforcement Learning for Adaptive Traffic Rule Compliance in Autonomous Driving Systems: A Multi-agent Framework for Dynamic Regulatory Adaptation." International Journal of Education, Learning and Development 13, no. 3 (2025): 40–52. https://doi.org/10.37745/ijeld.2013/vol13n34052.

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This article investigates the application of reinforcement learning for adaptive traffic rule compliance in autonomous driving systems. Current rule-based approaches lack flexibility in handling unpredictable driving scenarios and varying regulatory requirements across jurisdictions. This article proposes a novel multi-agent reinforcement learning framework that enables self-driving vehicles to dynamically adjust their behavior to different traffic rules while optimizing for safety, efficiency, and legal compliance. It integrates deep reinforcement learning techniques, specifically Proximal Po

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Richards, Norvin. "The Principle of Minimal Compliance." Linguistic Inquiry 29, no. 4 (1998): 599–629. http://dx.doi.org/10.1162/002438998553897.

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The syntactic literature discusses a number of phenomena in which a constraint that rules out a certain class of syntactic dependencies fails to rule out structures containing both an ill-formed dependency and a well-formed dependency; well-formed dependencies seem to be able to “help” dependencies that would be ill formed in isolation. In this article I attempt to provide a unified account of these phenomena. I postulate a principle that allows the computational system to “ignore” parts of a syntactic structure that have already been checked with respect to a particular constraint.

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18

Rothstein, Mark A. "HIPAA Privacy Rule 2.0." Journal of Law, Medicine & Ethics 41, no. 2 (2013): 525–28. http://dx.doi.org/10.1111/jlme.12060.

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On January 25, 2013, the Federal Register published the Department of Health and Human Services (HHS) omnibus amendments to the Health Insurance Portability and Accountability Act (HIPAA) Privacy, Security, Enforcement, and Breach Notification Rules. These modifications also include the final versions of the HIPAA regulation amendments mandated by the Health Information Technology for Economic and Clinical Health Act (HITECH Act) and the Genetic Information Nondiscrimination Act (GINA). Although the amended rules were effective on March 26, 2013, covered entities and their business associates

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Benedskaya, O. A. "Arbitration and compliance verification." Actual Problems of Russian Law, no. 4 (May 30, 2019): 70–79. http://dx.doi.org/10.17803/1994-1471.2019.101.4.070-079.

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The article is devoted to the analysis of arbitration proceedings in the context of its participation in the implementation of judicial regulatory compliance verification. The fact that the arbitration court is bound by the requirement of legality and the need to implement casual regulatory control in accordance with the existing conflict of laws rules is substantiated based on the idea of the universal nature of the constitutional imperative of the rule of law and the Constitution of the Russian Federation and the understanding of the threefold nature of the arbitration court that combines so

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Ha, Min Kyung. "Qualitative research on guidance of the class rules of the 3-year-old class teacher at kindergarten." Korean Association For Learner-Centered Curriculum And Instruction 22, no. 16 (2022): 521–41. http://dx.doi.org/10.22251/jlcci.2022.22.16.521.

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Objectives This study aims to examine how a 3-year-old teacher teaches class rules to children. Through this study, we will discuss educational implications for the desirable rule guidance of the 3-year-old class. Methods For this study, participation observation was conducted on 21 children and 2 teachers in a class aged 3 years. Data collected through observation were analyzed through a categorization process. Results There were two types of rule guidance for 3-year-old teachers: ‘teaching stage’ and ‘teaching method’. The ‘teaching stage’ could be divided into pre-instruction of compliance’

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Kolkowska, Ella, and Gurpreet Dhillon. "Organizational power and information security rule compliance." Computers & Security 33 (March 2013): 3–11. http://dx.doi.org/10.1016/j.cose.2012.07.001.

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Craig, Donna J. "Ensuring compliance with the HIPAA Security Rule." Nurse Practitioner 42, no. 6 (2017): 12–14. http://dx.doi.org/10.1097/01.npr.0000515424.38284.e6.

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23

Pontius, Frederick W. "First Step to Lead Rule Compliance: Monitoring." Opflow 17, no. 9 (1991): 1–7. http://dx.doi.org/10.1002/j.1551-8701.1991.tb00261.x.

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Rayburn, Chris. "Look Online for Advice on Rule Compliance." Opflow 33, no. 12 (2007): 8–9. http://dx.doi.org/10.1002/j.1551-8701.2007.tb01946.x.

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25

Gelfond, Stuart, Joshua Coleman, and Kaihli Ross. "SEC issues guidance on Rule 144A and Rule 506 offerings regarding general solicitation and general advertising and other aspects of the amended rules." Journal of Investment Compliance 15, no. 1 (2014): 58–61. http://dx.doi.org/10.1108/joic-01-2014-0001.

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Purpose – To explain the SEC's new Compliance and Disclosure Interpretations (“CDIs”) relating to the recently adopted amendments to Rule 144A and Rule 506, which permitted general solicitation and general advertising (“general solicitation”) in all Rule 144A offerings and select Regulation D offerings under Rule 506. Design/methodology/approach – The article summarizes amended rules and recently issued CDIs, while also explaining some of their implications. Findings – The new CDIs provide a number of helpful clarifications and confirmations on aspects of the amended rules relating to general

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Morgan, Cynthia, Carl Pasurka, and Ron Shadbegian. "Ex ante and ex post cost estimates of the Cluster Rule and MACT II Rule." Journal of Benefit-Cost Analysis 5, no. 2 (2014): 195–224. http://dx.doi.org/10.1515/jbca-2014-0026.

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Abstract:This paper compares EPA’s ex ante cost analysis of the Cluster Rule, EPA’s first integrated, multi-media regulation, and MACT II Rule to an ex post cost assessment. The goal of this assessment is to determine if actual costs diverged from ex ante costs and, if so, what factors caused this divergence. We find the EPA ex ante costs overestimated the ex post capital costs for the Cluster Rule by 30 to 100%. Contributing factors appear to be use of cleaner technology, flexible compliance options, site-specific rules, shutdowns and consolidations. Ex ante estimates for the MACT II Rule are

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Prashant Gulave and Dr. Kavita Moholkar. "Enhancing Technical Document Compliance Review through a Context-Aware Generative AI Framework." International Journal of Scientific Research in Computer Science, Engineering and Information Technology 11, no. 3 (2025): 740–45. https://doi.org/10.32628/cseit25113329.

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The rigorous review of technical documentation for compliance with linguistic, domain-specific, and document- type standards is a critical, yet often labor-intensive and error-prone process. This paper presents a novel Generative AI (GenAI) based system designed to automate and significantly enhance the accuracy of technical document compliance checking. Our framework leverages Transformer-based Generative AI models within a hybrid architecture that synergizes Retrieval-Augmented Generation (RAG), semantic rule interpretation, and deep contextual analysis derived from a document graph. The sys

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Teufel, Adam, and Christopher J. Geissler. "SEC approves new continued listing standards for ETFs." Journal of Investment Compliance 18, no. 3 (2017): 21–25. http://dx.doi.org/10.1108/joic-06-2017-0037.

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Purpose To introduce and analyze recent amendments to the rules of three US securities exchanges to add specific continued listing standards applicable to exchange-traded funds (ETFs). Design/methodology/approach Provides an introduction and summary overview of the topic, summarizes the scope of the rule changes, discusses the industry reaction to the proposed rule changes and the regulator’s response, notes the applicability of the rule changes to ETFs relying on their own fund-specific regulatory relief, and identifies compliance dates. Findings Each of three US securities exchanges filed se

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Szlapczynski, Rafal. "Evolutionary Planning of Safe Ship Tracks in Restricted Visibility." Journal of Navigation 68, no. 1 (2014): 39–51. http://dx.doi.org/10.1017/s0373463314000587.

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The paper presents the continuation of the author's research on ship track planning by means of Evolutionary Algorithms (EA). The presented method uses EA to search for an optimal set of safe tracks for all ships involved in an encounter. Until now the method assumed good visibility – compliance with standard rules of the Convention on the International Regulations for Preventing Collisions at Sea (COLREGS, 1972). However, in restricted visibility, when Rule 19 applies instead of Rules 11 to 18, the problem is a different one. Therefore this paper introduces the extended method, with a focus o

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Sagala, Febriana, Meinarni Asnawi, Cornelia D. Matani, Kurniawan Patma, Pascalina V. S. Sesa, and Sara M. Paru. "Pengaruh Sistem Pengendalian Internal, Ketaatan Aturan, Asimetri Informasi Terhadap Kecenderungan Kecurangan Akuntansi (Studi Kasus pada Koperasi di Kota Jayapura)." JURNAL AKUNTANSI DAN KEUANGAN DAERAH 20, no. 1 (2025): 98–108. https://doi.org/10.52062/jaked.v20i1.4611.

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The research aims to explain the influence of internal control systems, rule compliance and information asymmetry on the tendency of accounting fraud using purposive sampling as a sample collection technique. The population in this study were 19 cooperatives in the city of Jayapura with a sample of 68 respondents. The data used in this research uses a questionnaire which is distributed directly to cooperative members based on predetermined criteria. This research uses Structural Equation Modeling (SEM)-Partial Least Square (PLS) using WarpPLS 8.0 software. The research results show that intern

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Kostetsky, S. "THE ESSENCE OF THE PRINCIPLE OF THE RULE OF LAW." Scientific Notes Series Law 1, no. 13 (2023): 23–28. http://dx.doi.org/10.36550/2522-9230-2022-13-23-28.

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This article reveals the fundamental principles and features of the rule of law, as well as its importance for the rule of law. In particular, it was emphasized that a special place among all the principles of the rule of law belongs to the principle of legality. It is noted that legality and discipline are the basic conditions for the existence of any democratic state, its mandatory features. They are inseparable from each other. Requirements for compliance with legality (a political and legal phenomenon characterized by unwavering compliance with the requirements of current legislation by al

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Fagbore, Olasunbo Olajumoke, Jeffrey Chidera Ogeawuchi, Oluwatosin Ilori, Ngozi Joan Isibor, and Azeez Odetunde. "Designing Scalable Regulatory Reporting Architecture for FINRA and SEC-Registered Firms." International Journal of Management and Organizational Research 2, no. 2 (2023): 165–82. https://doi.org/10.54660/ijmor.2023.2.2.165-182.

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This paper proposes a scalable regulatory reporting architecture tailored for FINRA and SEC-registered firms, addressing the growing complexities of compliance in today’s financial landscape. Drawing from direct Series 7 and 63 licensure experience and real-time exposure to regulatory document delivery and investor communication processes, the framework offers a practical blueprint for transforming fragmented reporting workflows into integrated, automated systems capable of handling evolving rule sets and time-sensitive requirements. Regulatory reporting for broker-dealers and investment advis

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Harrell, W. Andrew. "Does Supervision by a Lifeguard Make a Difference in Rule Violations? Effects of Lifeguards' Scanning." Psychological Reports 89, no. 2 (2001): 327–30. http://dx.doi.org/10.2466/pr0.2001.89.2.327.

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Systematic observations were made of five lifeguards at indoor public swimming pools. Scanning by lifeguards was associated with lower incidences of rule violations by swimmers. Greater numbers of lifeguards patrolling the pool areas tended to reduce violations. Rules violations tended to be fewer when adult-to-child ratios were low, suggesting that monitoring by a parent or an adult may encourage rule compliance.

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Setyadi, Agus, Rusmin Rusmin, Greg Tower, and Alistair M. Brown. "Varying the Quality of Business Communication Caused by Compliance of Different Accounting Rules." Issues In Social And Environmental Accounting 3, no. 1 (2009): 26. http://dx.doi.org/10.22164/isea.v3i1.36.

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This study examines the extent of Indonesian companies‟ compliance with the Indonesian accounting regulations (IARC) of inventory, fixed assets, and depreciation by analyzing 160 Indonesian listed companies‟ 2006 annual reports. This study also looks at potential factors that explain the level of this compliance. Analysis reveals a high level of 71.63% inventory compliance, 51.13% fixed assets compliance, and 99.69% depreciation compliance with accounting rules. T-test and regression analysis show that firm size is a significant predictor of accounting compliance. Importantly, ownership and go

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Métral, C., V. Daponte, A. Caselli, G. Di Marzo, and G. Falquet. "ONTOLOGY-BASED RULE COMPLIANCE CHECKING FOR SUBSURFACE OBJECTS." ISPRS - International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences XLIV-4/W1-2020 (September 3, 2020): 91–94. http://dx.doi.org/10.5194/isprs-archives-xliv-4-w1-2020-91-2020.

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Abstract. This paper presents a model for representing compliance rules related to subsurface objects. Rules expressed in this model can be automatically evaluated (using SHACL or SPARQL) on existing 3D city models expressed in RDF. The main characteristics of the proposed model are (1) its expressiveness, that comes from the use of formal ontologies for representing the rules and the objects they refer to, (2) its integrative nature, given by the interconnection among the proposed ontologies and the connection of these ontologies with CityGML and IFC (in an ontological form), and (3) its mult

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Ebel, Amy L., Thomas G. Cantu, Stuart Hobbs, Paula R. Rogenes, Melissa Beaman, and Maryann Ziemba. "The Physicians’ Labeling Rule: An Evaluation of Compliance." Drug Information Journal 45, no. 3 (2011): 277–90. http://dx.doi.org/10.1177/009286151104500308.

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Beaulieu, Cynthia L., Juan Peng, Erinn M. Hade, et al. "Level of Effort and 3 Hour Rule Compliance." Archives of Physical Medicine and Rehabilitation 100, no. 10 (2019): 1827–36. http://dx.doi.org/10.1016/j.apmr.2019.01.014.

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Pontius, Frederick. "Step One for Lead Rule Compliance: Good Information." Opflow 19, no. 2 (1993): 7–10. http://dx.doi.org/10.1002/j.1551-8701.1993.tb00319.x.

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Tallberg, Jonas. "Paths to Compliance: Enforcement, Management, and the European Union." International Organization 56, no. 3 (2002): 609–43. http://dx.doi.org/10.1162/002081802760199908.

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The contemporary debate on compliance has been framed in terms of two contending perspectives on how best to make states comply with international rules: enforcement or management. Whereas enforcement theorists stress a coercive strategy of monitoring and sanctions, management theorists embrace a problem-solving approach based on capacity building, rule interpretation, and transparency. In this article, I challenge the conception that enforcement and management are competing strategies for achieving compliance. Based on the case of the European Union (EU) and a comparison with other internatio

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Sekerka, Leslie, and Roxanne Zolin. "Rule-Bending: Can Prudential Judgment Affect Rule Compliance and Values in the Workplace?" Public Integrity 9, no. 3 (2007): 225–43. http://dx.doi.org/10.2753/pin1099-9922090302.

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Verbovyi, D. S., and I. O. Saiapina. "Method for automatic document verification for compliance with regulatory requirements." System technologies 3, no. 158 (2025): 181–87. https://doi.org/10.34185/1562-9945-3-158-2025-18.

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This paper focuses on developing an efficient method for automatically verifying docu-ment formats, ensuring they meet specific formatting standards. Existing approaches utilizing rule-based systems and machine learning techniques are reviewed and analyzed. A modified method that integrates both structural and linguistic checks is proposed. A comparative anal-ysis of the proposed method against existing approaches is conducted. Potential directions for further research are proposed as well. The study reviews current approaches, including rule-based systems and machine learning techniques, eval

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Peltz, Brynn D., Ilan S. Nissan, and Evyn W. Rabinowitz. "OCIE to investment advisers: focus on these five problem areas." Journal of Investment Compliance 18, no. 2 (2017): 16–18. http://dx.doi.org/10.1108/joic-04-2017-0025.

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Purpose To explain a Risk Alert published on February 7, 2017 published by the Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) describing the five compliance topics most frequently identified in deficiency letters sent to investment advisers after the completion of an OCIE examination. Design/methodology/approach Discusses deficiencies noted by the OCIE relating to the Compliance Rule, required regulatory filings, the Custody Rule, the Code of Ethics Rule, and the Books and Records Rule. Findings The OCIE published the Risk Alert with its noted

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Rothstein, Mark A. "Currents in Contemporary Ethics." Journal of Law, Medicine & Ethics 33, no. 1 (2005): 154–59. http://dx.doi.org/10.1111/j.1748-720x.2005.tb00217.x.

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For nearly twenty-five years, federal regulation of privacy issues in research involving human subjects was the primary province of the federal rule for Protection of Human Subjects (Common Rule). As of April 14, 2003, the compliance date for the Privacy Rule of the Health Insurance Portability and Accountability Act (HIPAA), however, the Common Rule and the Privacy Rule jointly regulate research privacy. Although, in theory, the Privacy Rule is intended to complement the Common Rule, there are several areas in which the rules diverge. In some instances the inconsistencies result in gaps in pr

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Onu, Diana, Lynne Oats, Erich Kirchler, and Andre Julian Hartmann. "Gaming the System: An Investigation of Small Business Owners’ Attitudes to Tax Avoidance, Tax Planning, and Tax Evasion." Games 10, no. 4 (2019): 46. http://dx.doi.org/10.3390/g10040046.

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To a large extent, the body of research that looks at individuals’ compliance with the law focuses on the dichotomy between compliance as rule-following and noncompliance as rule-breaking. However, a fascinating case of noncompliance is that where individuals selectively follow existing rules in order to circumvent the legal principle, this behaviour has been termed ‘creative compliance.’ In the current study, we investigated the psychological underpinnings of ‘creative compliance’ by assessing the attitudes of tax avoidance (significant minimisation of tax liability perceived to be legal) and

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Del Punta, Riccardo. "Compliance and Enforcement in Italian Labour Law." International Journal of Comparative Labour Law and Industrial Relations 37, Issue 2/3 (2021): 247–68. http://dx.doi.org/10.54648/ijcl2021012.

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This article examines the main compliance and enforcement techniques in Italian labour law. With regard to compliance techniques, three examples are examined: the sufficient wage, the vicarious liability rule in the case of outsourcing, and health and safety regulations in the light of the EU model. The importance of the strong presence of unions and workers’ representatives inside the workplace is also emphasized. The article then addresses the evolving role of the labour inspectorate in a modern enforcement perspective and the main rules and practices of courts dealing with employment matter

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YEO, SHANG LONG. "Measuring the Consequences of Rules: A Reply to Smith." Utilitas 29, no. 1 (2016): 125–31. http://dx.doi.org/10.1017/s0953820816000145.

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In ‘Measuring the Consequences of Rules’, Holly Smith presents two problems involving the indeterminacy of compliance, which she takes to be fatal for all forms of rule-utilitarianism. In this reply, I attempt to dispel both problems.

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Yılmaz, Cengiz, and Hüseyin Atilla Dikbaş. "A Building Information Modeling Based Automated Rule-Checking Application for Zoning Regulation Compliance: The Case of Turkiye." Firat University Journal of Experimental and Computational Engineering 4, no. 2 (2025): 424–45. https://doi.org/10.62520/fujece.1691523.

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The aim of this study is to develop an automated rule-checking application that enables the rapid, transparent, and efficient verification of building design data, created through Building Information Modeling (BIM), in compliance with zoning regulations during the design and approval phases of construction projects in Turkiye. In this context, rules expressed in regulatory texts were transformed into a format adaptable to software using propositional logic, and decision structures were created. Distinctive parameters based on the rules to be checked were assigned to the BIM environment. Model

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Khan, Numan, Syed Farhan Alam Zaidi, Jaehun Yang, Chansik Park, and Doyeop Lee. "Construction Work-Stage-Based Rule Compliance Monitoring Framework Using Computer Vision (CV) Technology." Buildings 13, no. 8 (2023): 2093. http://dx.doi.org/10.3390/buildings13082093.

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Noncompliance with safety rules is a major cause of unsatisfactory performance in construction safety worldwide. Although some research efforts have focused on using computer vision (CV) methods for safety rule inspection, these methods are still in their early stages and cannot be effectively applied on construction job sites. Therefore, it is necessary to present a feasible prototype and conduct a detailed analysis of safety rules to ensure compliance at the job site. This study aims to extend the validation of safety rule analysis through four case scenarios. The proposed structured classif

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Clark, Timothy M., and Alicja Biskupska-Haas. "SEC publishes alert describing most common advertising rule violations." Journal of Investment Compliance 19, no. 1 (2018): 28–30. http://dx.doi.org/10.1108/joic-02-2018-0011.

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Purpose This paper aims to summarize a new alert issued by the Securities and Exchange Commission’s (SEC’s) Office of Compliance Inspections and Examinations (“OCIE”), highlighting the most common compliance issues relating to Rule 206(4)-1 (the “Advertising Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”). Design/methodology/approach This study describes the compliance issues highlighted in the risk alert. OCIE identified these compliance issues as part of its “Touting Initiative,” an examination initiative launched in 2016 to examine the adequacy of disclosures that advi

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Smirnova, I. Yu, and N. M. Vetrova. "ON APPROACHES TO THE MANAGEMENT OF CAPITAL FOR SMALL AGRIBUSINESSES." Construction economic and environmental management, no. 1 (2020): 111–16. http://dx.doi.org/10.37279/2519-4453-2020-1-111-116.

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The article analyzes the features of capital management on the example of OOO «Yarosvit-agro». An analysis of the compliance of the enterprise with the «golden rule» of financing was carried out. Also there was evaluated the compliance of the enterprise with the «golden rule» of financing.

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