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1

1954-, Ho Khai Leong, and Institute of Southeast Asian Studies., eds. Reforming corporate governance in Southeast Asia: Economics, politics, and regulations. Singapore: Institute of Southeast Asian Studies, 2005.

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2

Vakkur, Nicholas V., and Zulma J. Herrera. Corporate Governance Regulation. Hoboken, NJ, USA: John Wiley & Sons, Inc., 2013. http://dx.doi.org/10.1002/9781118645499.

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3

Klettner, Alice. Corporate Governance Regulation. Abingdon, Oxon; New York, NY: Routledge, 2017. |: Routledge, 2016. http://dx.doi.org/10.4324/9781315693644.

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4

Johnston, Andrew. EC regulation of corporate governance. New York: Cambridge University Press, 2009.

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5

Horn, Laura. Regulating Corporate Governance in the EU. London: Palgrave Macmillan UK, 2012. http://dx.doi.org/10.1057/9780230356405.

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6

Corporate governance and regulation: An Irish perspective. Dublin: Thomson Reuters (Professional) Ireland Limited, 2009.

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7

Voogsgeerd, H. Corporate governance codes: Markt- of rechtsarrangement? Deventer: Kluwer, 2006.

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8

Regulating global corporate capitalism. Cambridge: Cambridge University Press, 2011.

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9

Regulating corporate governance in the EU: Towards a marketization of corporate control. Houndmills, Basingstoke, Hampshire: Palgrave Macmillan, 2012.

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10

Shen, Wei. Corporate law in China: Structure, governance and regulation. Hong Kong: Thomson Reuters Hong Kong Limited, trading as Sweet & Maxwell, 2015.

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11

Parker, Christine, and Vibeke Lehmann Nielsen. Explaining compliance: Business responses to regulation. Cheltenham: Edward Elgar, 2011.

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12

Marano, Pierpaolo, and Simon Grima. Governance and Regulations: Contemporary Issues. Emerald Publishing Limited, 2018.

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13

Marano, Pierpaolo, and Simon Grima. Governance and Regulations: Contemporary Issues. Emerald Publishing Limited, 2018.

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14

Governance and Regulations' Contemporary Issues. Emerald Publishing Limited, 2018.

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15

Rezaee, Zabihollah. Corporate Governance Post-Sarbanes-Oxley: Regulations, Requirements, and Integrated Processes. Wiley & Sons, Incorporated, John, 2007.

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16

Ho, Khai Leong. Reforming Corporate Governance in Southeast Asia: Economics, Politics, and Regulations. ISEAS - Yusof Ishak Institute, 2005.

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17

Rezaee, Zabihollah. Corporate Governance Post-Sarbanes-Oxley: Regulations, Requirements, and Integrated Processes. Wiley & Sons, Incorporated, John, 2010.

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18

Corporate Governance Post-Sarbanes-Oxley: Regulations, Requirements, and Integrated Processes. Wiley, 2007.

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19

Rezaee, Zabihollah. Corporate Governance Post-Sarbanes-Oxley: Regulations, Requirements, and Integrated Processes. Wiley & Sons, Limited, John, 2015.

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20

Understanding corporate governance laws & regulations: Leading lawyers on corporate compliance, advising board of directors, and Sarbanes-Oxley requirements. Boston, MA: Aspatore Books, 2006.

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21

Luc, Julien-Saint-Amand, Julien-Saint-Amand Pascal, European Commission, and HSD Ernst & Young., eds. The simplification of the operating regulations for public limited companies in the European Union: Final report, December 1995. Luxembourg: Office for Official Publications of the European Communities, 1996.

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22

HSD Ernst & Young (Corporate Author), European Commission (Corporate Author), Luc Julien-Saint-Amand (Editor), and Pascal Julien-Saint-Amand (Editor), eds. Simplification of Operating Regulations for Public Limited Companies in the Eu Final Report Dec 1995: Final Report, December 1995. Office for Official Publications of the Europ, 1996.

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23

Securities and Exchange Commission of Pakistan., ed. Report of the research study on harmonizing code of corporate governance with other laws, regulations in Pakistan. Islamabad: Securities and Exchange Commission of Pakistan, 2003.

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24

Staff, Aspatore Books. Understanding Corporate Governance Laws & Regulations: Leading Lawyers on Corporate Compliance, Advising Boards of Directors, and Sarbanes-Oxley Requirements (Inside the Minds). Aspatore Books, 2006.

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25

Winning legal strategies for corporate governance: Leading lawyers on effective programs for understanding regulations, maintaining compliance, and avoiding liability. Boston, MA: Aspatore Books, 2005.

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26

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Change of Expiry Date) Regulations 2021. Stationery Office, The, 2021.

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27

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Change of Expiry Date) Regulations 2021. Stationery Office, The, 2021.

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28

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Amendment of Schedule 10) Regulations 2021. Stationery Office, The, 2021.

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29

Steinberg, Marc I. The SOX and Dodd-Frank Acts—Modern Federal Corporate Governance Initiatives. Oxford University Press, 2018. http://dx.doi.org/10.1093/oso/9780199934546.003.0005.

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In response to several corporate scandals, the Sarbanes-Oxley Act of 2002 (SOX) implemented substantive corporate governance mandates that were adopted as federal law. It focused on restoring financial disclosure transparency and revitalizing investor confidence in the financial markets’ integrity. A few years thereafter, the 2008 financial crisis precipitated the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). This Act aimed at forestalling another financial crisis through enhanced corporate governance regulation and placing meaningful restraints on undue risk-taking conduct. The chapter focuses on several key provisions of the SOX and the Dodd-Frank Acts, as well as SEC rules and regulations promulgated thereunder. Among these provisions as covered in this chapter are: CEO and CFO certifications, audit committees, executive clawback provisions, director independence, nominating and corporate governance committees, codes of ethics, corporate governance disclosures, say-on-pay and golden parachute provisions, loans to insiders, and equitable relief.
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30

Staff, Aspatore Books. Winning Legal Strategies for Corporate Governance: Leading Lawyers on Effective Programs for Understanding Regulations, Maintaining Compliance, and Avoiding Liability (ITM) (Inside the Minds). Aspatore Books, 2005.

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31

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Extension of the Relevant Period) Regulations 2021. Stationery Office, The, 2021.

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32

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Extension of the Relevant Period) Regulations 2020. Stationery Office, The, 2020.

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33

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Extension of the Relevant Period) Regulations 2021. Stationery Office, The, 2021.

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34

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Extension of the Relevant Period) Regulations 2020. Stationery Office, The, 2020.

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35

Hafeez, Malik M. Corporate Governance and Institutional Investment: Rules, Regulations and Best Practices to Monitor Corporate Affairs and Balance the Interests of Man. Universal Publishers, 2015.

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36

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Early Termination of Certain Temporary Provisions) Regulations 2020. Stationery Office, The, 2020.

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37

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Amendment of Schedule 10) (No. 2) Regulations 2021. Stationery Office, The, 2021.

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38

Ireland, Northern. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Amendment of Schedule 11) Regulations (Northern Ireland) 2021. Stationery Office, The, 2021.

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39

Scotland. Corporate Insolvency and Governance Act 2020 (Meetings of Scottish Charitable Incorporated Organisations) (Coronavirus) Regulations 2020. Stationery Office, The, 2020.

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40

Scotland. Corporate Insolvency and Governance Act 2020 (Meetings of Scottish Charitable Incorporated Organisations) (Coronavirus) Regulations 2020. Stationery Office, The, 2020.

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41

Ireland, Northern. Corporate Insolvency and Governance Act 2020 (Amendment of Certain Relevant Periods) Regulations (Northern Ireland) 2020. Stationery Office, The, 2020.

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42

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Amendment of Schedule 10) (No. 2) Regulations 2021. Stationery Office, The, 2021.

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43

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Extension of the Relevant Period) (No. 2) Regulations 2021. Stationery Office, The, 2021.

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44

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Extension of the Relevant Period) (No. 2) Regulations 2021. Stationery Office, The, 2021.

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45

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Extension of the Relevant Period) (No. 2) Regulations 2020. Stationery Office, The, 2021.

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46

Britain, Great. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Extension of the Relevant Period) (No. 2) Regulations 2020. Stationery Office, The, 2020.

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47

Ireland, Northern. Corporate Insolvency and Governance Act 2020 (Coronavirus) (Amendment of Certain Relevant Periods) Regulations (Northern Ireland) 2021. Stationery Office, The, 2021.

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48

Hafeez, Malik M. Corporate Governance and Institutional Investment: Rules, Regulations and Best Practices to Monitor Corporate Affairs and Balance the Interests of Managers and Shareholders. Universal Publishers, 2015.

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49

Scotland. Corporate Insolvency and Governance Act 2020 (Meetings of Scottish Charitable Incorporated Organisations) (Coronavirus) (No. 2) Regulations 2020. Stationery Office, The, 2021.

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50

Scotland. Corporate Insolvency and Governance Act 2020 (Meetings of Scottish Charitable Incorporated Organisations) (Coronavirus) (No. 2) Regulations 2020. Stationery Office, The, 2020.

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