Relevant bibliographies by topics / Effective regulatory oversight

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  1. Journal articles
  2. Dissertations / Theses
  3. Books
  4. Book chapters
  5. Conference papers

Academic literature on the topic 'Effective regulatory oversight'

Author: Grafiati
Published: 4 June 2021
Last updated: 13 February 2022

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Journal articles on the topic "Effective regulatory oversight"

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Chilunjika, Alouis, Edson Mutema, and Buhle Dube. "Impediments to effective Councilor oversight at Nkayi Rural District Council in Zimbabwe." International Journal of Law and Public Policy 2, no. 2 (2020): 56–64. http://dx.doi.org/10.36079/lamintang.ijlapp-0202.137.

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The paper seeks to examine and unpack the factors that are militating against councilor oversight at Nkayi Rural District Council. Councilor oversight is a crucial function for promoting and enhancing transparency, accountability, effectiveness and efficiency in Zimbabwean local authorities. Despite the existence of councilor oversight, local authorities in Zimbabwe continue to face operational, regulatory and oversight challenges. To establish the factors militating against effective councilor oversight at Nkayi, the respondents were purposively selected and the research used both primary and
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Schmulow, Andrew, Karen Fairweather, and John Tarrant. "Restoring Confidence in Consumer Financial Protection Regulation in Australia: A Sisyphean Task?" Federal Law Review 47, no. 1 (2019): 91–120. http://dx.doi.org/10.1177/0067205x18816240.

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Consumer financial protection and the integrity of the Australian financial system are critical to the Australian economy in many ways, including the provision of an effective banking system, and the security of Australia’s significant superannuation savings. This is especially the case in an environment where financial products have become more complex and difficult for consumers to understand. In recent years there have been several scandals in Australia’s financial sector that have undermined confidence in the financial system, and exposed regulatory failure. The authors argue that there ne
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STAROŇOVÁ, Katarína. "Comparing the Roles of Regulatory Oversight Bodies in Central and Eastern European Countries." European Journal of Risk Regulation 8, no. 4 (2017): 723–42. http://dx.doi.org/10.1017/err.2017.56.

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AbstractCurrently, there is ongoing discussion about the role of regulatory oversight bodies in relation to the implementation of regulatory impact assessments (RIAs). In fact, one can witness a diffusion of regulatory oversight systems, including in CEE countries, where introduction of an RIA oversight body became part of the modernisation of the overall RIA process to become more effective. In fact, the regulatory oversight mechanism is seen as a tool for the instrumental role of regulation governance. However, this approach does not adequately explain the rationale behind setting up such a
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Ramady, Mohamed Aly. "Effective regulatory regimes: a comparative analysis of GCC financial regulators." Journal of Financial Regulation and Compliance 23, no. 1 (2015): 2–17. http://dx.doi.org/10.1108/jfrc-09-2013-0032.

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Purpose – The purpose of this study is to investigate the effects of the global financial crisis on Gulf Cooperation Council (GCC) bank regulation and the impact on the region and the policies adopted by the regulators to avoid financial panic and contagion. Design/methodology/approach – The author examines GCC countries’ financial soundness indicators in terms of capital adequacy, non-performing loans and provisioning rates, including central bank liquidity support, deposit guarantees, capital injections and monetary easing and policies to mitigate risk assessment, and the monitoring and elim
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Cox, Ruben, and Peter de Goeij. "Regulatory Certification, Risk Factor Disclosure, and Investor Behavior*." Review of Finance 24, no. 5 (2020): 1079–106. http://dx.doi.org/10.1093/rof/rfaa003.

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Abstract This article examines the question: Does regulatory approval of prospectuses act as a “certification” of securities offerings? Rational investors should generally ignore prospectus approval due to its being uninformative regarding either the quality of, or motives for, the underlying offering. Our survey experiment demonstrates that salient references to regulatory oversight in investment advertisements can lead to significant increases in willingness to invest and concomitant decreases in perceived risks. Conversely, salient disclosure of risk factor information increases risk percep
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Firestone, William A., and Brianna Nagle. "Differential Regulation: Clever Customization Or Unequal Interference?" Educational Evaluation and Policy Analysis 17, no. 1 (1995): 97–112. http://dx.doi.org/10.3102/01623737017001097.

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When New Jersey passed the Quality Education Act to equalize expenditures between rich and poor school districts, it increased regulatory oversight of its 30 poorest districts. This article describes that oversight system and the additional burdens it created for those districts. It also explores the political context that contributed to new regulation and the past abuses that it was expected to correct. The article concludes that the new system was moderately effective in improving the performance of those districts. However, it questions the use of an input criterion rather than performance
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Ndorbor, Theophilus, David Sumo, Juwe D. Kercula, and Ezekiel F. Hallie. "PO 8381 REGULATING CLINICAL TRIALS DURING AN EBOLA EMERGENCY: THE LIBERIAN EXPERIENCE." BMJ Global Health 4, Suppl 3 (2019): A30.2—A30. http://dx.doi.org/10.1136/bmjgh-2019-edc.78.

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BackgroundEffective clinical trials oversight is a major function of a fully functional national medical products regulatory system. However, exercising clinical trial oversight in a resource-limited environment is challenging, in particular during an Ebola outbreak or health emergency. Until the devastating Ebola virus disease (EVD) outbreak in 2014, the Liberia Medicines and Health Products Regulatory Authority (LMHRA) had no capacity for effective clinical trial regulation. This presentation describes the main challenges encountered by LMHRA in regulating clinical trials in Liberia during t
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Ford, Cristie. "Principles-Based Securities Regulation in the Wake of the Global Financial Crisis." McGill Law Journal 55, no. 2 (2010): 257–307. http://dx.doi.org/10.7202/045086ar.

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The recent global financial crisis contains cautionary lessons about the risks associated with principles-based regulation when it is not reinforced by an effective regulatory presence. Our response to the crisis, however, should not be a rush to enact more rules-based regulatory approaches. On the contrary, principles-based securities regulation offers more viable solutions to the challenges that such a crisis presents for contemporary financial markets regulation. The author draws on the lesson of the global financial crisis to identify three critical factors for effective principles-based s
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Eisenman, Daniel. "The United States’ Regulatory Environment Is Evolving to Accommodate a Coming Boom in Gene Therapy Research." Applied Biosafety 24, no. 3 (2019): 147–52. http://dx.doi.org/10.1177/1535676019854866.

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Introduction: A dramatic increase in the number of clinical trials involving gene-modified cell therapy and gene therapy is taking place. The field is on the verge of a boom, and the regulatory environment is evolving to accommodate the growth. Discussion: This commentary summarizes the current state of the field, including an overview of the growth. The United States (US) regulatory structure for gene therapy will be summarized, and the evolution of the oversight structure will be explained. Conclusion: The gene therapy field has recently produced its first FDA-approved therapeutics and has a
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Ackermann, Christo. "The state of internal audit’s regulatory mandate." Risk Governance and Control: Financial Markets and Institutions 6, no. 3 (2016): 93–99. http://dx.doi.org/10.22495/rcgv6i3c2art12.

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The importance of an effective internal audit function in South African municipalities have been recognised insofar as internal audit functions are legally mandated to exist within municipalities. This also means that legally, internal audit has certain mandates which must be fulfilled in order to add value to management and audit committees, and ultimately, to the board of directors. Even though internal audit is sanctioned by this important legal mandate, evidence shows that internal audit does not always fulfil this mandate. This state of affairs has prompted a detailed review of the releva
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Dissertations / Theses on the topic "Effective regulatory oversight"

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Ziegler, Friedrich. "Consumer protection law in the ongoing European internal energy market by the example of the Electricity Directive 2009/72/EC." Doctoral thesis, 2014. http://www.nusl.cz/ntk/nusl-342336.

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The thesis deals with the question about necessary conditions to achieve the objective of a high level of consumer protection in the context of the ongoing internal electricity market taking into account the grid-bound electricity supply, which is characterized by the natural monopoly of regulated networks as well as by competition for the homogeneous product electricity. It evaluates the relationship between effective competition and energy sector-specific consumer protection taking into account the energy-specific regulatory law and examines in detail the regulations of the Directive 2009/72
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Books on the topic "Effective regulatory oversight"

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Lochbaum, David A. The NRC's new oversight process: On the road to effective regulation? Union of Concerned Scientists, 1999.

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New York (State). Dept. of Audit and Control. State Education Department: Effective regulatory oversight is needed to minimize fraud and abuse in proprietary schools. Office of the State Comptroller, 1990.

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Office, General Accounting. Energy markets: Concerted actions needed by FERC to confront challenges that impede effective oversight : report to congressional requesters. The Office, 2002.

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Pritt, Stacy L., and Shari Birnbaum. Animal Welfare Considerations and Ethical Oversight of the Use of Animals in Psychiatric Research. Edited by John Z. Sadler, K. W. M. Fulford, and Werdie (C W. ). van Staden. Oxford University Press, 2015. http://dx.doi.org/10.1093/oxfordhb/9780198732372.013.44.

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Ethical issues arise with the use of animals in psychiatric and clinical neuroscience research due to the potential physical or psychological effects imposed on the animals, with the ethical debate focusing on the “cost-benefit” analysis of the animal use where cost is defined as animals experiencing negative events, either physical or emotional. The use of the cost-benefit analysis model combined with considerations for animal welfare that serve both to decrease any potential harm to the animal and increase benefits to human and animal health is a useful model for the ethical review and subse
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Book chapters on the topic "Effective regulatory oversight"

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Sagar, Rahul. "The Problem." In Secrets and Leaks. Princeton University Press, 2016. http://dx.doi.org/10.23943/princeton/9780691168180.003.0002.

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This chapter examines whether state secrecy is commonly abused in contemporary America. A number of scholars argue that the real and apparent abuses of state secrecy are due not to flaws in the Constitution but rather to a lack of courage and wisdom on the part of representatives and citizens. The chapter challenges this claim and suggests that the Framers viewed state secrecy as an essential element of statecraft, and that they vested the authority to keep secrets in the executive because they saw it as best suited to exercise this power. It explains how the regulatory mechanisms that have been championed in recent decades, such as the judicial enforcement of the Freedom of Information Act, have proven ineffective at exposing wrongdoing. Meanwhile, the regulatory mechanisms that have proven effective at exposing wrongdoing, whistleblowing and leaking, are condemned as unlawful or undemocratic and therefore illegitimate. The chapter also considers oversight and regulation of state secrecy by Congress.
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Das, Shyamasis. "Consumer Power Subsidies." In Economic Modeling, Analysis, and Policy for Sustainability. IGI Global, 2016. http://dx.doi.org/10.4018/978-1-5225-0094-0.ch008.

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Energy pricing in India usually hinges on political, economic or social considerations of the government. Consumer power tariff, a State subject in the country, is no exception to that. However, continued subsidising of power has led to mounting losses of discoms, mostly State-owned, sometimes to a level of insolvency. This has taken a serious toll on financial stability of distribution sector, triggering a cross-sector domino effect. This has happened in spite of regulatory oversight. This study has brought forth some compelling analyses which affirm that current crisis is the outcome of vested interests of some actors and apathy of the administration. It is seen that power tariffs have been skewed disregarding tariff guidelines, whereby liabilities of the State governments to compensate the discoms through payment of subsidies are limited. This study uncovers effective consumer power subsidy across the States, and offers insights into the consequences. This study also identifies key issues plaguing the sector, followed by a brainstorming on possible corrective action-points.
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Mkhize, Mbekezeli Comfort, and Phathutshedzo P. Madumi. "Tackling Police Brutality Through Non-Violent Strategies in South Africa." In Police Science. IGI Global, 2019. http://dx.doi.org/10.4018/978-1-5225-7672-3.ch006.

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The chapter examines the non-violent strategies that could be used to tackle police brutality. While the existing literature has focused on why police brutality is taking place, the primary objective of this chapter is to bridge the knowledge-gap with reference to non-violent strategies using three levels (strategic, tactical and operational). The chapter reviews current scholarly arguments. Two theoretical perspectives were employed to dissect variables of police brutality. The chapter argues that although non-violent strategies may appear to be effective in theory, they seem to be ineffectual in practice owing to implementation challenges. The failure of non-violent strategies is attributed to a disjuncture between policy objectives and implementation. The chapter concludes that lack of resources, lack of police transformation and lack of police accountability remain the key hindrances in the fight against police brutality. The chapter also recommends that partnerships need to be strengthened among oversight bodies and regulatory frameworks.
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Jones, Laura A. "A Content Analysis Review of Literature to Create a Useable Framework for Reputation Risk Management." In Handbook of Research on Multidisciplinary Perspectives on Managerial and Leadership Psychology. IGI Global, 2021. http://dx.doi.org/10.4018/978-1-7998-3811-1.ch006.

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Over the past decade, reputation risk has grown in significance in corporate environments. It has become an essential issue in the financial stability and long-term sustainability of businesses. With mounting oversight and regulatory requirements, stakeholder influence, and the ability for social media to largely impact consumer opinion, it has become imperative to identify and mitigate risks that underscore reputational damage and impede the ability to achieve projected profitability. While reputation risk has grown in magnitude, organizations continue to ineptly manage reputation by failing to appropriately integrate this highly prized asset into their risk management programs. Organizations also fail to implement viable risk management programs that enable proactive responses that effectively address the challenges that they face. This costly oversight has caused organizational losses, including customers, industry standing, and revenue. The approach used was a content analysis review of the literature to create a use-able framework for reputation risk management.
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Sarra, Janis. "Conclusion." In From Ideas to Action. Oxford University Press, 2020. http://dx.doi.org/10.1093/oso/9780198852308.003.0010.

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Chapter 10 concludes with some final observations on charting a path forward from ideas to action in the transition to net zero carbon emissions. It draws attention once again to the need for a just and equitable transition to a sustainable economy. It briefly reflects on the coronavirus pandemic lockdown that has commenced. The Appendix offers a governance checklist for directors, officers, pension fiduciaries, and asset managers as they begin to embed effective climate governance in their management and oversight. The Appendix can also be used by employees, investors, community members, and regulators to ask questions that help hold companies and institutional investors accountable for their actions to combat climate change and move towards a sustainable planet.
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Conference papers on the topic "Effective regulatory oversight"

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Norton, Dave, Jennifer L. Owens, and Gregory Annis. "An Assessment of State Regulatory Oversight of Pipeline Systems in Alaska." In 2016 11th International Pipeline Conference. American Society of Mechanical Engineers, 2016. http://dx.doi.org/10.1115/ipc2016-64464.

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Following pipeline leaks on the Alaskan North Slope in 2006, the state of Alaska, by executive order of the governor, responded by establishing the Petroleum Systems Integrity Office (PSIO) as the lead state agency responsible for oversight of the maintenance of facilities, equipment, and infrastructure for oil and natural gas resources in Alaska. The executive order identified three major activities for PSIO: • An assessment of Alaska’s oil and gas infrastructure integrity; • An assessment of current regulatory oversight in Alaska; and • A review of industry oversight efforts. The PSIO assess
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Nijhawan, Sunil. "Improved Regulatory Oversight and Immediate Retrofits for Operating Pressurized Heavy Water Reactors for Beyond Design Basis Accidents." In 2012 20th International Conference on Nuclear Engineering and the ASME 2012 Power Conference. American Society of Mechanical Engineers, 2012. http://dx.doi.org/10.1115/icone20-power2012-54387.

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The most painful lessons that engineers will learn from reviews of the Fukushima disaster relates to the unacknowledged failure of regulators, designers and utilities in better retrofitting existing reactors in a timely manner to better withstand and mitigate known severe accident related challenges to reactor and containment integrity. Commercial nuclear power reactors have operated for over 50 years, and the first severe accident progression studies and understanding of related phenomena began to mature over 30 years ago. However, some very basic accident prevention, mitigation and managemen
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Lu, Hong. "Determination of Significant Risk Threshold of Upstream Pipelines." In 2012 9th International Pipeline Conference. American Society of Mechanical Engineers, 2012. http://dx.doi.org/10.1115/ipc2012-90192.

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The pipeline risk assessment has been part of the integrity management in the industry in today’s environment of increasing regulatory and public oversight. One of the widely used risk assessment method is the score index method. This method has been used for more than two decades and is widely accepted in the pipeline industry. The input data is relatively easy to acquire. The method provides details of mitigation options and relative risk values. However, this method does not provide the simple decision making process. In risk management, it is always the question to choose the most cost eff
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Honegger, Douglas G., James D. Hart, Ryan Phillips, Carl Popelar, and Richard W. Gailing. "Recent PRCI Guidelines for Pipelines Exposed to Landslide and Ground Subsidence Hazards." In 2010 8th International Pipeline Conference. ASMEDC, 2010. http://dx.doi.org/10.1115/ipc2010-31311.

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This paper summarizes key considerations in guidelines published in early 2009 that were developed through a Pipeline Research Council International, Inc. (PRCI) supported by PRCI, the Pipeline Hazardous Materials and Safety Administration of the Department of Transportation, and the California Energy Commission. Past practices for pipelines, as well as almost all other construction projects, have focused on avoidance of areas that have a reasonable probability of experiencing geohazards (defined as large ground displacements that may arise from slope failure, slope creep, earthquake triggered
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Cloutier, William A. "Decommissioning Liabilities and Cost Considerations." In ASME 2003 9th International Conference on Radioactive Waste Management and Environmental Remediation. ASMEDC, 2003. http://dx.doi.org/10.1115/icem2003-4890.

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The premature cessation of operations at several large commercial reactors in the United States has created for the owners of these facilities an accelerated liability for decommissioning. A majority of the owners of these facilities, however, still elected to proceed with immediate dismantling, even though, in many instances, the adequacy of the available funding had not been established. With limited financial resources, project success often depends upon the ability of the owner to address and resolve project encumbrances, regulatory constraints and the growth of the work scope in an expedi
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Dozaki, Koji, Takayuki Aoki, Koji Koyama, Masanori Kanno, and Ryoichi Saeki. "Study on Promoting Use of Repair, Replacement and Mitigation Techniques in Maintenance Activities of Nuclear Power Plants." In ASME 2018 Pressure Vessels and Piping Conference. American Society of Mechanical Engineers, 2018. http://dx.doi.org/10.1115/pvp2018-84512.

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Maintenance of nuclear power plant facilities involves activities comprising a large system composed of both plant hardware and human subsystems to assure safe and reliable operation. Maintenance activities are composed of inspection, evaluation and corrective measures. Corrective measures are countermeasures for aging degradation, e.g., resetting the inspection period based on the results of inspection and evaluation; mitigation of degradation phenomenon; repair or replacement; preventive maintenance; etc. The corrective measures merit special attention as they are important and valuable acti
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