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Journal articles on the topic 'Insider dealing'

Author: Grafiati
Published: 4 June 2021
Last updated: 25 April 2022

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1

Jason-Lloyd, Leonard. "Insider Dealing." Business Law Review 12, Issue 11 (November 1, 1991): 274–75. http://dx.doi.org/10.54648/bula1991092.

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2

Bourne, Nicholas. "Insider Dealing." Business Law Review 10, Issue 8/9 (August 1, 1989): 229–30. http://dx.doi.org/10.54648/bula1989081.

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3

McVea, Harry. "What's wrong with insider dealing?" Legal Studies 15, no. 3 (November 1995): 390–414. http://dx.doi.org/10.1111/j.1748-121x.1995.tb00527.x.

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If there is one fact about which critics (deregulators) and proponents (regulators) of anti-insider dealing laws are certain to agree, it is that rules designed to prohibit trading on inside information are popular. Virtually every country with a developed securities market has implemented legislation regulating insider dealing and in the vast majority of cases criminal sanctions have been imposed. Britain is no exception, and has recently reaffirmed its policy commitment in the Criminal Justice Act 1993, Part V (CJA). Regulators claim that legislation is justified on the basis of a range of different arguments, the most consistently cited of which is that insider dealing jeopardises the development of fair and orderly markets and by so doing undermines investor confidence. Other justifications include allegations that insider dealing is immoral, and contrary to ‘good business ethic’; that it hurts corporations (and their shareholders), investors, and market-makers;
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4

Gershon, Diane. "Allegation of insider dealing." Nature 345, no. 6271 (May 1990): 102. http://dx.doi.org/10.1038/345102a0.

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5

Linnane, Howard. "The Insider Dealing Legislation." European Business Law Review 4, Issue 3 (March 1, 1993): 55–60. http://dx.doi.org/10.54648/eulr1993021.

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6

Nathan, Luisa S. "Insider Dealing in Italy." European Business Law Review 3, Issue 3 (March 1, 1992): 83–85. http://dx.doi.org/10.54648/eulr1992026.

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7

Larsson, Kjell. "Insider Dealing in Sweden." European Business Law Review 2, Issue 11 (November 1, 1991): 270–71. http://dx.doi.org/10.54648/eulr1991084.

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8

Cole, Margaret. "Insider dealing in the City." Law and Financial Markets Review 1, no. 4 (July 2007): 307–11. http://dx.doi.org/10.1080/17521440.2007.11427895.

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9

Faridah Abdul Jabbar, Siti. "Insider dealing: fraud in Islam?" Journal of Financial Crime 19, no. 2 (May 4, 2012): 140–48. http://dx.doi.org/10.1108/13590791211220412.

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10

MacPherson, Alisdair, and Malte Wilke. "Criminal Liability for Insider Dealing." Zeitschrift für die gesamte Strafrechtswissenschaft 133, no. 2 (July 1, 2021): 587–612. http://dx.doi.org/10.1515/zstw-2021-0022.

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11

Hopt, Klaus J. "The European Insider Dealing Directive." Common Market Law Review 27, Issue 1 (March 1, 1990): 51–82. http://dx.doi.org/10.54648/cola1990004.

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12

Charatan, F. B. "US doctors punished for insider dealing." BMJ 316, no. 7140 (April 25, 1998): 1261. http://dx.doi.org/10.1136/bmj.316.7140.1261j.

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13

Hutchinson, Andrew. "The Case for Decriminalising Insider Dealing." Economic Affairs 11, no. 1 (October 1990): 45–46. http://dx.doi.org/10.1111/j.1468-0270.1990.tb00760.x.

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14

McCormack, Gerard. "Insider Dealing – New Departures in Ireland." Business Law Review 12, Issue 5 (May 1, 1991): 146–49. http://dx.doi.org/10.54648/bula1991045.

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15

Bourne, Nicholas. "Insider Dealing in Malaysia and Singapore." Business Law Review 9, Issue 1 (January 1, 1988): 6–7. http://dx.doi.org/10.54648/bula1988004.

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16

Hansen, Jesper Lau. "The Danish Green Paper on Insider Dealing." European Business Organization Law Review 12, no. 2 (June 2011): 251–65. http://dx.doi.org/10.1017/s156675291120003x.

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17

Campbell, David. "Note: what is wrong with insider dealing." Legal Studies 16, no. 2 (July 1996): 185–99. http://dx.doi.org/10.1111/j.1748-121x.1996.tb00002.x.

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In this journal Harry McVea recently has asked ‘What's Wrong with Insider Dealing?’ One imagines that many readers will have thought the question rather supererogatory, but Mr McVea more than adequately shows that just this question is very live in many of the leading works on the economics of stock markets. One is here dealing with seminal works such as those of Easterbrook, Fischel, Hirshleifer and Manne which are identified with the discipline of financial economics as such. Mr McVea, in my opinion rightly, concludes that insider dealing is wrong, but does so in a way that I think is wrong headed, particularly in the way that one fears his conclusion will be interpreted by most readers of this journal. Though there is much that is admirable in Mr McVea's paper, his conclusion is uncompelling, and is so for a reason with which I think it important to take issue.
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18

Ye, Zhen, Wangwei Lin, Neshat Safari, and Charanjit Singh. "Controlling insider dealing through criminal enforcement in China." Journal of Financial Crime 27, no. 4 (June 26, 2020): 1061–73. http://dx.doi.org/10.1108/jfc-05-2020-0089.

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Purpose The purpose of this paper is to review the criminal enforcement of insider dealing cases in People's Republic of China's (PRC) securities market and to provide feasible suggestions for improvement for a more coherent and streamlined insider dealing regulatory framework in the PRC during the enforcement of China's new Securities Law (SL 2020) in March 2020. Design/methodology/approach Through analysing the previous literature on public interest theories and economic theories of regulation, this paper examines the necessity to regulate insider dealing in China with criminal law to ensure fairness and avoid monopolies in its securities market. The paper reviews the criminalising of severe insider dealing cases in China from the Nanking National Government in the 1920s to the inception of the securities market of the PRC in the 1990s to the present day. The investigation, prosecution, enforcement and trial of criminal offences of insider dealing in China are thoroughly examined. Findings The paper finds a tendency for over reliance on the investigation and the administrative judgement of the China Securities Regulatory Commission in criminal investigation, prosecution and trial in the PRC. Originality/value To the best of the authors’ knowledge, this paper is one of the first papers to critically and thoroughly analyse the criminal enforcement of insider dealing in China following the recent enforcement of China’s new Securities Law in March 2020.
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19

Öberg, Jacob. "Is it “Essential” to Imprison Insider Dealers to Enforce Insider Dealing Laws?" Journal of Corporate Law Studies 14, no. 1 (April 10, 2014): 111–38. http://dx.doi.org/10.5235/14735970.14.1.111.

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20

Jooste, R. D. "Insider dealing in South Africa – the criminal aspects." De Ratione 4, no. 1 (December 1990): 21–28. http://dx.doi.org/10.1080/10108270.1990.11435012.

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21

Jooste, R. D. "Insider dealing in South Africa – the civil aspects." De Ratione 4, no. 1 (December 1990): 29–33. http://dx.doi.org/10.1080/10108270.1990.11435013.

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22

Kasyanov, R. A. "Main Initiatives of the European Union in Combating Market Abuse." MGIMO Review of International Relations, no. 4(37) (August 28, 2014): 244–52. http://dx.doi.org/10.24833/2071-8160-2014-4-37-244-252.

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In the European Union combating insider violations and market manipulation is one of the key tasks in the domain of legal regulation of the finance market. The EU takes a systems approach to the solution of this problem, as the development of the legal regulation in this field goes the way of enhancing a respective complex of legal norms. In 7 989 the first stage of the development of the EU legal base in the area of combating insider violations was undertaken. In the mentioned year a Council Directive 89/592/EEC on insider dealing was adopted which created the basis for the legal regulation in this field. The document, despite its progressive nature for that time, soon became outdated and no longer could meet the demands of modern finance markets. In 2003 the European Union decided to enhance its legal base and adopted a new Directive 2003/6/ EC of the European Parliament and of the Council on insider dealing and market manipulation (market abuse). This secondary law act, which is still in force, has a much wider scope because its key notion "market abuse" comprises two forms of unlawful actions: insider dealing and market manipulation. In 20 7 7 drafts of new regulatory acts were elaborated - a regulation on insider dealing and market manipulation (market abuse) and a directive on criminal sanctions for insider dealing and market abuse. Should these acts be adopted, the third stage of development of the legal base in this area will begin. This article is aimed at analysing specific features of the second-stage development of the EU legal base and attempting to characterise the main directions of the upcoming reform.
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23

Hnyluch Sobański, Konrad. "Inside information and insider trading." Studenckie Prace Prawnicze, Administratywistyczne i Ekonomiczne 29 (September 30, 2019): 119–34. http://dx.doi.org/10.19195/1733-5779.29.8.

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EU law acts often have a built-in element of the so-called self-control, consisting in verification of the effectiveness of regulation after a specified period of time from the entry into force of a legal act. In the year 2019, the Market Abuse Regulation MAR, which in 2016 introduced new regulations concerning confidential information and trade related to internal information, causing a revolution in the capital market, will be reviewed. Numerous new duties were imposed on market participants, among others in the field of transaction reporting, access to confidential information, the circle of persons having access to confidential information. Due to the above, the article discusses the regulations of confidential information and related obligations imposed on market participants, based on the current achievements of the doctrine and judicatory. These considerations have been confronted with the undesirable element of having confidential information, i.e. insider trading. Often, an entity that has access to specific confidential information uses it in an unlawful manner to achieve its own profit. This causes inequalities in access to market information and leads to distortions in the transparency of financial markets. The article also included a polemic on the morality of insider dealing. Informacja poufna w obrocie papierami wartościowymiAkty prawa unijnego często mają wbudowany element tak zwanej samokontroli self controlling, polegający na weryfikacji skuteczności regulacji po upływie określonego czasu od wejścia w życie aktu prawnego. Na rok 2019 przypada rewizja rozporządzenia MAR Market Abuse Regulation, które wprowadzając w 2016 roku nowe regulacje dotyczące informacji poufnej i obrotu związanego z informacją wewnętrzną, spowodowało rewolucję na rynku kapitałowym. Na uczestników rynku zostały nałożone nowe liczne obowiązki, między innymi w zakresie raportowania transakcji, dostępu do informacji poufnej czy też kręgu osób mających dostęp do informacji poufnej. Z uwagi na to w artykule omówione zostały regulacje informacji poufnej oraz związanych z nią obowiązków nałożonych na uczestników rynku, opierając się na aktualnym dorobku doktryny i dostępnym orzecznictwie. Rozważania zostały zestawione z niepożądanym elementem posiadania informacji poufnej, to jest insider trading. Często podmiot mający dostęp do określonych informacji poufnych wykorzystuje je w sposób bezprawny dla osiągnięcia własnego zysku. Powoduje to nierówności w dostępie do informacji rynkowych i prowadzi do zaburzenia transparentności rynków finansowych. W artykule podjęto również polemikę co do moralności wykorzystywania informacji poufnych.
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24

Fitzsimons, Peter. "Controlling Insider Dealing — The ‘Civil’ Approach in New Zealand." Journal of Financial Crime 4, no. 4 (February 1997): 309–27. http://dx.doi.org/10.1108/eb025797.

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25

Bosworth-Davies, Rowan. "An analysis of compliance officer: Attitudes towards insider dealing." Crime, Law and Social Change 20, no. 4 (December 1993): 339–57. http://dx.doi.org/10.1007/bf01307719.

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26

Farmery, Peter. "Towards a Tougher Regime Against insider Dealing - Part II." Business Law Review 9, Issue 1 (January 1, 1988): 3–5. http://dx.doi.org/10.54648/bula1988003.

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27

Padfield, Alison. "The EEC Insider Dealing Directive and United Kingdom Law." European Business Law Review 3, Issue 8/9 (August 1, 1992): 233–34. http://dx.doi.org/10.54648/eulr1992066.

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28

Kawadza, Herbert. "A Discussion of Some Aspects of the Regimes for the Regulation of Insider Dealing in South Africa and the United States of America." Journal of African Law 59, no. 2 (August 11, 2015): 380–94. http://dx.doi.org/10.1017/s0021855315000145.

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AbstractGlobal regulators acknowledge the negative economic impact linked to insider dealing and have devised diverse regulatory frameworks aimed at minimizing its prevalence. Although their strategies differ, policy-makers realise that, with the inevitable internationalization of securities markets, the probability of cross-border insider trading escalates. With a view to providing a platform for regulatory re-examination and reform, this article discusses the divergent approaches that the United States and South Africa have adopted to counter the challenge of pervasive insider dealing. A paradox manifested with the US experience is that, while its theoretical prohibition of insider dealing is widely criticized as inadequate and inconsistent, robust enforcement has nonetheless led to strong institutions and a superior financial markets regime. The article concludes that the attainment of safer financial markets does not depend on the mere existence of superior proscriptions. Rather, it is the effective supervision of the sector and robust enforcement of those laws that enhance deterrence and ensure compliance.
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29

Al-Mhiqani, Mohammed Nasser, Rabiah Ahmad, Z. Zainal Abidin, Warusia Yassin, Aslinda Hassan, Karrar Hameed Abdulkareem, Nabeel Salih Ali, and Zahri Yunos. "A Review of Insider Threat Detection: Classification, Machine Learning Techniques, Datasets, Open Challenges, and Recommendations." Applied Sciences 10, no. 15 (July 28, 2020): 5208. http://dx.doi.org/10.3390/app10155208.

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Insider threat has become a widely accepted issue and one of the major challenges in cybersecurity. This phenomenon indicates that threats require special detection systems, methods, and tools, which entail the ability to facilitate accurate and fast detection of a malicious insider. Several studies on insider threat detection and related areas in dealing with this issue have been proposed. Various studies aimed to deepen the conceptual understanding of insider threats. However, there are many limitations, such as a lack of real cases, biases in making conclusions, which are a major concern and remain unclear, and the lack of a study that surveys insider threats from many different perspectives and focuses on the theoretical, technical, and statistical aspects of insider threats. The survey aims to present a taxonomy of contemporary insider types, access, level, motivation, insider profiling, effect security property, and methods used by attackers to conduct attacks and a review of notable recent works on insider threat detection, which covers the analyzed behaviors, machine-learning techniques, dataset, detection methodology, and evaluation metrics. Several real cases of insider threats have been analyzed to provide statistical information about insiders. In addition, this survey highlights the challenges faced by other researchers and provides recommendations to minimize obstacles.
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30

Barnes, Paul. "Insider dealing and market abuse: The UK’s record on enforcement." International Journal of Law, Crime and Justice 39, no. 3 (September 2011): 174–89. http://dx.doi.org/10.1016/j.ijlcj.2011.05.006.

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31

Edwards, Vanessa. "The Insider Dealing Directive and its Implementation in the United Kingdom." Maastricht Journal of European and Comparative Law 3, no. 3 (September 1996): 287–313. http://dx.doi.org/10.1177/1023263x9600300305.

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32

MWENDA, K. K. "Zambia's Securities Act 1993 on Trial: The Case of Insider Dealing." Statute Law Review 18, no. 2 (January 1, 1997): 150–59. http://dx.doi.org/10.1093/slr/18.2.150.

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33

Barnes, Paul. "Stock market efficiency, insider dealing and market abuse: the UK experience." International Journal of Business Governance and Ethics 5, no. 1/2 (2010): 38. http://dx.doi.org/10.1504/ijbge.2010.029554.

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34

Akpotaire, Vincent. "The Nigerian Privatisation Laws, Insider Dealing Abuses, and The Regulatory Authorities." Business Law Review 23, Issue 12 (December 1, 2002): 291–95. http://dx.doi.org/10.54648/399973.

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35

Wang, Jasmine Qiuyue. "A Contemporary Analysis of the Application of Sentencing Factors in Insider Trading Cases." Deakin Law Review 22, no. 1 (February 23, 2018): 107. http://dx.doi.org/10.21153/dlr2017vol22no1art724.

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Insider trading is a complex issue that involves both corporate and criminal law. Since the introduction of civil penalties, the Australian Securities and Investments Commission (ASIC) has only pursued one civil proceeding against insider trading. ASIC prefers criminal proceedings for their deterrent effects. This paper examines various features of Australian convicted insider trading cases from 2004 to the end of 2015 and provides a broad overview of the distribution of these cases. Further, this paper assesses the consistent application of sentencing factors and the determination of criminalities of different kinds of insider trading activities. Finally, this paper proposes renaming current insider trading laws to ‘dealing with privileged information’.
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36

Staikouras, Panagiotis. "Dismantling the EU insider dealing regime: the Supreme Court of Greece's muddled interpretation of “inside information”." Law and Financial Markets Review 9, no. 3 (July 3, 2015): 210–16. http://dx.doi.org/10.1080/17521440.2015.1084563.

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37

Bali, Reema. "INSIDER TRADING IN INDIA - RULES TILL NOW." International Journal of Research -GRANTHAALAYAH 8, no. 9 (September 25, 2020): 49–53. http://dx.doi.org/10.29121/granthaalayah.v8.i9.2020.1072.

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This paper analyses the lose threads amongst the SEBI (“Securities and Exchange Board of India”) as a regulatory authority (“regulator”) who are required enforce the laws and reforms to efface insider trading in the Indian economy. The paper focuses on the role of regulatory authority dealing with the cases of insider trading and the elements that might lead to delay in the resolving the matters which leads to piling up of unresolved matters in insider trading leading to disturbing the economy and loss of faith of investors on the trading activities of stock market.
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38

Lau Hansen, Jesper. "Insider Dealing Defined: The EU Court’s Decision in Spector Photo Group." European Company Law 7, Issue 3 (June 1, 2010): 98–105. http://dx.doi.org/10.54648/eucl2010020.

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39

Hughes, Gareth, James Comber, and Emily Austin. "Insider dealer or unknowing participant: HK court of appeal confirms SFC’s broad powers to pursue insider dealing and fraud offences." Journal of Investment Compliance 19, no. 2 (July 2, 2018): 38–41. http://dx.doi.org/10.1108/joic-04-2018-0022.

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Purpose The purpose of this paper is to provide an overview of a recent Court of Appeal case regarding the Securities and Futures Commission’s (SFC’s) powers to seek remedial orders with respect to market misconduct. Design/methodology/approach This paper summarises the decision of the Court of First Instance and the judgement on appeal to the Court of Appeal, and the practical implications for financial institutions in preventing and detecting the disclosure and use of confidential material price-sensitive information. Findings The Court of Appeal’s decision reconfirms the extensive powers of the SFC to pursue conduct involving insider dealing, including where this involves trading in overseas-listed shares and a substantial measure of the elements of the offence that occurred in Hong Kong. The decision also affirms the breadth of the SFC’s powers to seek remedial orders against anyone involved in such offences, even where the person is unaware of the particular contravention. Practical implications Organisations should ensure they have adequate systems and controls established to prevent and detect the disclosure or use by employees of confidential material price-sensitive information, including strong information barriers. Insider dealing policies should also expressly cover both Hong Kong and overseas-listed securities, and employees should be given regular training to ensure that they are aware of their obligations with respect to such inside information. Originality/value This paper presents a summary that assesses developments in the case of law regarding the SFC’s powers to pursue remedial orders by experienced contentious regulatory lawyers.
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40

Simser, Jeffrey. "Culpable insiders – the enemy within, the victim without." Journal of Financial Crime 21, no. 3 (July 1, 2014): 310–20. http://dx.doi.org/10.1108/jfc-11-2013-0068.

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Purpose – The purpose of this paper is to explore the role of the culpable insider and the predatory criminal in fraud and deception. Design/methodology/approach – Two groupings of fraud are considered in this paper. Insider fraud consists of a person within an organization misusing their position for corrupt self-dealing, asset misappropriation and financial statement fraud. Case studies are discussed, offering differing perspectives on the role of insiders. Fraudsters use technology, like malware, to take on the mantle of an insider to facilitate their larceny. This paper also looks at the role of the insider with predatory frauds. Findings – Most enterprises, be they public entities or private firms, are at risk of internal fraud. Internal financial controls are the first line of defence. In tougher economic times, when enterprises run on the tightest of margins, control mechanisms are at risk of being weakened at the altar of efficiency. Firms can also adopt cultures that deter frauds, either through policies on whistle-blowers or through simple employee screening procedures. For predatory frauds, the basic warning flag can be summed up with the cliché: if something seems too good to be true, it probably is. Originality/value – This paper synthesizes research on fraud and the role that an insider can play as well as the role of a predatory fraudster.
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41

Nussbaum, Andrew J. "Insider Preferences and the Problem of Self-Dealing under the Bankruptcy Code." University of Chicago Law Review 57, no. 2 (1990): 603. http://dx.doi.org/10.2307/1599957.

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42

Duderstadt, Iliana. "Implementation of the Insider Dealing Directive in the United Kingdom and Germany." Journal of Financial Crime 4, no. 2 (April 1996): 105–16. http://dx.doi.org/10.1108/eb025765.

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43

Dine, J. "European Insider Dealing, Hopt and Wymeersch, Eds. Butterworths 1991, 406 pp + xxxi." Yearbook of European Law 11, no. 1 (January 1, 1991): 604–6. http://dx.doi.org/10.1093/yel/11.1.604.

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44

Lau Hansen, Jesper, and David Moalem. "Insider Dealing and Parity of Information — Is Georgakis Still Valid?" European Business Law Review 19, Issue 5 (October 1, 2008): 949–84. http://dx.doi.org/10.54648/eulr2008046.

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45

Estevan de Quesada, Carmen. "The Implementation of the European Insider Dealing Directive: A Comparative Analysis of the Insider Concept in Germany and Spain." European Business Law Review 10, Issue 11/12 (November 1, 1999): 492–507. http://dx.doi.org/10.54648/eulr1999043.

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46

Fruzerova, Oksana. "PIKTNAUDŽIAVIMO RINKA REGLAMENTAS – ADMINISTRACINĖS ATSAKOMYBĖS KLAUSIMAS." Teisė 91 (January 1, 2014): 100–118. http://dx.doi.org/10.15388/teise.2014.0.3370.

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Piktnaudžiavimo rinka direktyvoje 2003/6/EB numatyta, kad už draudimų piktnaudžiauti rinka pažeidimus,t. y. už manipuliavimą rinka ir pasinaudojimą viešai neatskleista informacija, valstybės narės turi numatyti proporcingas ir atgrasančias sankcijas. Už minėtų draudimų pažeidimus Lietuvoje fiziniams asmenims remiantisATPK 1735 straipsnio 4 dalimi gali būti paskirta iki 30 tūkst. litų bauda (apie 8 700 eurų). Tačiau Piktnaudžiavimo rinka reglamentas, kuris greitu laiku pakeis 2003 m. direktyvą, už draudimų manipuliuoti rinka ir naudotis viešai neatskleista informacija pažeidimus fiziniams asmenims įtvirtina iki 5 mln. eurų administracines baudas. Pagrindinis straipsnio tikslas – išanalizuoti fizinių asmenų administracinės atsakomybės taikymo klausimą Lietuvoje, atsižvelgiant į naująjį ES piktnaudžiavimo rinka reglamentą. Market abuse directive 2003/6/EC provides that member states for market abuse violations, market manipulation and insider dealing, should establish proportionate and dissuasive sanctions. According to Lithuanian administrative code (Article 1735) up to 30 000 litas (about 8 700 euros) penalty might be imposed on natural person for violation of prohibition of market manipulation and insider dealing. However, Market abuse regulation, that will soon replace directive 2003/6/EC, establishes 5 million EUR administrative pecuniary sanctions in respect of natural person for market manipulation and insider dealing. The main goal of this article is to analyze the issues of the administrative liability of natural person in Lithuania taking into consideration the upcoming EU market abuse regulation.
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47

Chitimira, Howard. "A historical overview of the general implementation of the European Union Market Abuse Directive in the United Kingdom before Brexit and its future implications." Maastricht Journal of European and Comparative Law 24, no. 2 (April 2017): 217–44. http://dx.doi.org/10.1177/1023263x17709750.

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The European Union (EU) was arguably the first body to establish multinational anti-market abuse laws aimed at enhancing the detection and curbing of cross-border market abuse activities in its Member States. Put differently, the EU Insider Dealing Directive was adopted in 1989 and was the first law that harmonized the insider trading ban among the EU Member States. Thereafter, the European Union Directive on Insider Dealing and Market Manipulation (EU Market Abuse Directive) was adopted in a bid to improve and effectively discourage all forms of market abuse in the EU’s securities and financial markets. However, the EU Market Abuse Directive had its own gaps and flaws. In light of this, the Market Abuse Regulation and the Criminal Sanctions for Market Abuse Directive were enacted to repeal and replace the EU Market Abuse Directive in 2016. The article examines the adequacy of the EU Market Abuse Directive and its implementation in the United Kingdom (UK) prior to the UK’s vote to leave the European Union (Brexit). This is done to investigate the possible implications of the Brexit referendum outcome of 23 June 2016 on the future regulation of market abuse in the UK.
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48

Chitimira, Howard. "Selected Aspects of the Regulation of Insider Trading and Market Manipulation in the European Union and South Africa." African Journal of Legal Studies 8, no. 3-4 (April 29, 2015): 183–208. http://dx.doi.org/10.1163/17087384-12342062.

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The increasingly global market has given rise to increased interaction and interdependence among national regulators as well as investors in different jurisdictions. However, this has brought several regulatory problems to the enforcement authorities particularly with regard to the detection, investigation and prosecution of cross-border market abuse activities in many jurisdictions, such as the European Union and South Africa. Consequently, the European Union became the first body to establish multinational market abuse laws in order to enhance the detection and combating of cross-border market abuse practices. The European Union Insider Dealing Directive was subsequently adopted in 1989 and was the first law that harmonised the insider trading ban among the European Union member states. Thereafter, the European Union Directive on Insider Dealing and Market Manipulation was adopted in a bid to increase the combating of all the forms of market abuse in the European Union’s securities and financial markets. Similar anti-market abuse regulatory efforts were also made in South Africa. In light of this, selected regulatory aspects of market abuse in the European Union and South Africa will be briefly and comparatively discussed in tandem. Thereafter, some concluding remarks will be provided.
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Rammeloo, Stephan. "European Company Law and the Netherlands: The Insider Dealing Problem. A Probatio Diabolica?" Maastricht Journal of European and Comparative Law 3, no. 3 (September 1996): 213–15. http://dx.doi.org/10.1177/1023263x9600300301.

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50

Kwan, Martin YC. "Restoring transactions unknowingly tainted by insider trading." Common Law World Review 47, no. 2 (May 11, 2018): 150–59. http://dx.doi.org/10.1177/1473779518773646.

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In the Hong Kong Court of Appeal decision The Securities and Futures Commission v Young Bik Fung and others, the Court applied s. 213(2)(b) of the Securities and Futures Ordinance (SFO) to restore two transactions of shares entered into by an investor who invested based on ‘information, advice or tips’ given by an insider, despite the investor did not know that the advice was based on inside information and was not guilty of insider trading. Nevertheless, the investor was ordered to repay the profits made as if the transactions had not been made. It is suggested that the restoration order in Hong Kong has the widest scope of application among the major common law jurisdictions, because Hong Kong is the only jurisdiction where a person who has not committed any market conduct can nevertheless be subject to a restoration order. The Court justified such wide scope of application with reference to the paramount policies of minimizing market misconduct and ensuring no benefits is obtained from insider dealing by anyone. By a comparative law analysis, it is argued that s. 213(2)(b) SFO has been wrongly interpreted. The paramount policies should not be blindly applied without giving proper consideration to other established principles of law, such as the fundamental right to property of the unknowing investor.
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