Relevant bibliographies by topics / Insider trading in securities

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  1. Journal articles
  2. Dissertations / Theses
  3. Books
  4. Book chapters
  5. Conference papers
  6. Reports

Academic literature on the topic 'Insider trading in securities'

Author: Grafiati
Published: 4 June 2021
Last updated: 30 July 2024

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Journal articles on the topic "Insider trading in securities"

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KEIBER, KARL LUDWIG. "INSIDER TRADING RULES AND PRICE FORMATION IN SECURITIES MARKETS: AN ENTROPY ANALYSIS OF STRATEGIC TRADING." International Journal of Theoretical and Applied Finance 09, no. 08 (December 2006): 1215–43. http://dx.doi.org/10.1142/s0219024906004013.

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This paper addresses the issue of how insider trading rules affect price formation in securities markets and suggests the application of information theory to market microstructure theory. We analyze a variant of the setting in [20] by simply introducing a more general criterion for informational efficiency borrowed from information theory — namely maximum information transmission. The analysis shows that both the insider's optimal trading strategy and the market price of the risky security depend on the insider trading restriction. Insider trading restrictions are reported to be detrimental to the liquidity of the securities market. We find that a unique insider trading rule exists which implements semi-strong form informational efficiency of the securities market. Alternative restrictions on insider trading give rise to either underreaction or overreaction in securities prices. Too strict insider trading rules are shown to account for excess volatility in securities prices. Contrary to common notion, the uninformed investors are shown to be hurt by too restrictive insider trading rules. We conclude that loose insider trading rules are preferred by the group of investors as a whole.
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Davis, Frederick, Behzad Taghipour, and Thomas J. Walker. "Insider trading surrounding securities class action litigation and settlement announcements." Managerial Finance 43, no. 1 (January 9, 2017): 124–40. http://dx.doi.org/10.1108/mf-05-2016-0129.

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Purpose The purpose of this paper is to investigate the trading patterns of corporate insiders, both managing and non-managing, around the announcement dates of securities class action lawsuits and related legal settlements. Design/methodology/approach The authors use market model event study methodology to examine the impact of class action litigation and settlement announcements on the stock prices of sued firms. The authors then determine the extent of abnormal insider trading surrounding such announcements by comparing insider trading activity (volume and transaction counts) to prior insider trading in the same firm, and to a matched sample of firms not experiencing such litigation announcements. A multivariate framework is utilized to provide further insight into the determinants of such abnormal insider trading. Findings The authors establish that class action litigation and settlement announcements have a significant impact on the stock prices of sued firms, and that foreknowledge of these events appears to be used by insiders to earn abnormal profits. Moreover, results indicate that managing insiders exhibit higher opportunistic abnormal trading activity than non-managing insiders. Multivariate analysis shows that size, prior firm returns, and the implementation of the Sarbanes-Oxley Act are important determinants of such insider trading. Originality/value This appears to be the first paper to analyze insider trading surrounding class action settlement announcements, and raises concerns about the ethical conduct of certain insider groups while highlighting the importance of access to private information, even amongst insiders themselves.
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Huang, Han-Ching, and Jung-Tzu Chang. "The effect of enforcement intensity on illegal insider trading volume: the case of Taiwan." Investment Management and Financial Innovations 13, no. 2 (July 4, 2016): 141–48. http://dx.doi.org/10.21511/imfi.13(2-1).2016.02.

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In this paper, the authors examine the illegal insider trading volume and cumulative abnormal return by the relative variables of the amendment, the change of the securities price, the number of defendants, the penalty and the fine for insider who committed a crime, and the quality of concealed important information. Illegal insider trading is prohibited by the article 157-1 of Securities and Exchange Act in Taiwan. It has been amended three times to provide a sound and rigorous law and completely protect investors. The authors examine the illegal insider trading volume after the amendment to explore whether the Securities and Exchange Act is efficient enough to lower illegal insider trading. The authors find that the change of the securities price and the quality of concealed important information are the critical factors which affect the illegal insider trading volume and cumulative abnormal returns. Nevertheless, the relative variables of the amendment do not show significant effects
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Figueroa, Dante. "Insider Trading and Other Securities Frauds in the United States: Lessons for Chile." Michigan Business & Entrepreneurial Law Review, no. 3.2 (2014): 165. http://dx.doi.org/10.36639/mbelr.3.2.insider.

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This Article is a comparative analysis of insider trading law in the United States and Chile. The study summarily reviews the historical, political, and legal foundations of insider trading regulation in both jurisdictions, identifying areas of convergence, as well as areas in which the Chilean securities market could benefit vis- ` a-vis the more advanced experience of the considerably larger American securities market. The Article also highlights the axiological closeness between both jurisdictions concerning the protection of inside corporate information and the fiduciary role of those who intervene in securities markets in their various capacities (as investors, shareholders, corporate officers, consultants, advisors, or as other intermediary roles). The Article concludes by identifying a series of reforms that might potentially benefit the Chilean legal system as it works towards its stated purpose of protecting and promoting transparency in its national securities market.
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Singh, Nituja, and Rahul Kumar. "MS. SHIVANI GUPTA & ORS. v. SEBI Civil Appeal No.7054/ 7590 of 2021 Date of Judgment: 19/04/22." DME Journal of Law 4, no. 01 (June 30, 2023): 94–97. http://dx.doi.org/10.53361/dmejl.v4i01.12.

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This an appeal decided by a Bench of Hon’ble JJ. Vineet Saran & Aniruddha Bose at Supreme Court of India against a judgement and order of Securities Appellate Tribunal (hereinafter “SAT”].This case relates to insider trading of securities in a matter of renowned body corporate PC jewellers Ltd. The matter of Insider trading in securities is so sensitive and serious issue in corporate affairs that it carries criminal liability under Companies Act, 20131 as well as Securities Exchange Board Act, 1992. Actually the legislative objectives behind restricting, prohibiting and regulating ‘insider trading’ is that the public money invested in the securities of public limited companies may not be put at risk by the promoters and management of Companies. The simple idea of securities insider trading is that people engaged with the management of the companies’ affairs may not be allowed to manipulate the selling-purchasing of different types of shares, stocks or debenture securities by causing artificial prices’ ups and down in the security market.
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Hariono, Wisnu Satrio. "PERLINDUNGAN HUKUM BAGI INVESTOR TERHADAP KEJAHATAN INSIDER TRADING DALAM PASAR MODAL INDONESIA." JURNAL MEDIA HUKUM DAN PERADILAN 4, no. 2 (October 30, 2018): 199–219. http://dx.doi.org/10.29062/jmhp.v4i2.13.

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Insider Trading or insider trading is a form of banned trading in securities transactions in the capital market. The practice of insider trading is one form of violation of the principle of openness which is the soul of the capital market industry. This research is motivated by the number of insider trading practices in securities transactions. The main problem to be answered through this research is to know the extent of Capital Market Law in handling insider trading practices in Indonesia capital market. This research uses normative juridical approach and comparison of laws. In this research can be found the existence of legal efforts that can be done by investors who are harmed by the crime of insider trading by filing a lawsuit Unlawful Act, as a form of legal protection for investors.
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Chen, Junzhuo. "Research on Insider Trading and Legal Regulation Issues in China’s Securities Market." Highlights in Business, Economics and Management 21 (December 12, 2023): 820–25. http://dx.doi.org/10.54097/hbem.v21i.14775.

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The purpose of this paper is to conduct an in-depth study on insider trading in China’s securities market and its legal regulation, and to propose strategies and recommendations for improving and enhancing the legal framework. Firstly, the paper provides an overview of the definition, harms, and elements of insider trading. Then, it analyzes the historical development and current status of the legal regulation of insider trading in China’s securities market, and identifies the existing problems and challenges. Finally, it presents measures for improving and enhancing the legal regulation of insider trading, including drawing on domestic and international experiences, strengthening the functions and capabilities of regulatory agencies, improving monitoring and detection mechanisms, and enhancing enforcement effectiveness and penalties. By implementing these comprehensive measures, the paper aims to further enhance the effectiveness of combating insider trading and uphold fairness and healthy development in the securities market.
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Esqueda, Omar, Thanh Ngo, and Daphne Wang. "The information content of managerial insider trading: evidence from analyst forecasts." Asian Review of Accounting 29, no. 3 (June 29, 2021): 332–61. http://dx.doi.org/10.1108/ara-04-2020-0062.

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PurposeThis paper examines the effect of managerial insider trading on analyst forecast accuracy, dispersion and bias. Specifically, the authors test whether insider-trading information is positively associated with the precision of earnings forecasts. In addition, this relationship between Regulation Fair Disclosure (FD) and the Galleon insider trading case is examined.Design/methodology/approachPooled ordinary least squares (Pooled OLS) rregressions with year-fixed effects, firm-fixed effects, and firm-level clustered standard errors are used. Our proxies for forecast precision are regressed on alternative measures of insider trading activities and a vector of control variables.FindingsInsider-trading information is positively associated with the precision of earnings forecasts. Analysts provide better forecast accuracy, less forecast dispersion and lower forecast bias among firms with insider trading in the six months leading to the forecast issues. In addition, bullish (bearish) insider trades are associated with increased (decreased) forecast bias. Insider trading information complements analysts' independent opinion and increases the precision of their forecast.Practical implicationsRegulators may pursue rules that promote the rapid disclosure of managerial insider trades, particularly given the increasing availability of Internet tools. Securities regulators may attempt to increase transparency and enhance the reporting procedures of corporate insiders, for example, using Internet sources with direct release to the public to ensure more timely information dissemination.Originality/valueThe authors document a positive association between earnings forecast precision and managerial insider trading up to six months prior to the forecast issue. This relationship is stronger after the Securities and Exchange Commission (SEC) prohibited the selective disclosure of material nonpublic information through Regulation FD. In addition, the association between insider trading and forecast accuracy has weakened after the Galleon insider trading case.
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Nathan, Daniel A., and Tiffany Rowe. "SEC charges broker-dealer for failure to protect against insider trading by employees." Journal of Investment Compliance 16, no. 1 (May 5, 2015): 59–62. http://dx.doi.org/10.1108/joic-01-2015-0004.

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Purpose – To alert broker-dealers to Securities and Exchange Commission charges brought against a broker-dealer for ineffective controls over employee use of confidential information and to provide guidance regarding development and implementation of controls to protect against improper use of material non-public information by employees. Design/methodology/approach – Reviews Securities and Exchange Commission settlement order with broker-dealer for violations of securities laws for failure to adequately prevent insider trading by employees and provides guidance for implementing control to prevent insider trading. Findings – The Securities and Exchange Commission’s charges are the first to be brought against a broker-dealer for failure to adequately protect against insider trading. A broker used a customer’s confidential information regarding an impending acquisition by a private equity firm to purchase stock in the target company. The broker-dealer settled charges of violations of the federal securities laws for failing to adequately establish, maintain, and enforce policies and procedures to protect against insider trading by employees with access to confidential client information. Originality/value – Practical guidance regarding internal controls at broker-dealers from experienced securities litigation and regulation lawyers.
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Chen, Laiyao. "Risk and Legal Regulation of Algorithm Application in Insider Trading Supervision." Technium Social Sciences Journal 43 (May 9, 2023): 274–87. http://dx.doi.org/10.47577/tssj.v43i1.8767.

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Insider trading is a kind of information manipulation behavior in the securities market. The insider trading has brought great damage to the securities market in recent years, so securities regulatory authorities have begun to crack down on this kind of illegal behavior. With the application of algorithms in the field of supervision, regulators can accurately identify insider trading behaviors through big data analysis and other technologies, with which the efficiency of supervision was greatly improved. However, the application of algorithms in the supervision of insider trading is prone to cause various legal risks, such as the inaccurate transformation between algorithms and regulatory regulations, the imperfection of algorithms, the infringement of private data rights, etc. The legitimate rights of the regulated objects might be endangered by above risks. Therefore, it’s necessary to establish risk prevention and legal regulation to cope with the algorithms in the filed of insider trading supervision from three aspects of rule transformation, technical supervision and data security. In this way, the property rights, data rights, privacy rights of financial investors, listed companies and other stakeholders are protected.
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Dissertations / Theses on the topic "Insider trading in securities"

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Williamu, Ghati. "Critical analysis of the insider trading framework of Tanzania." Thesis, University of the Western Cape, 2015. http://hdl.handle.net/11394/5173.

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Magister Legum - LLM<br>This study is on the insider trading framework of Tanzania. The researcher has made enquiries whether the Tanzania legal framework governing insider trading provides strong enough enforcement mechanisms, including remedies and measures against malpractices found on the securities market to attract investor confidence. Critical analysis is done of the Capital Markets and Securities Act, 79 of 1994 (RE 2002) in conjunction with an investigation into the Capital Markets and Securities Authority (CMSA) a body corporate charged with the duties among others, of protecting the integrity of the securities market and maintaining surveillance over securities to ensure orderly, fair and equitable dealings in securities. The researcher uses a comparative approach from other jurisdictions considered as international best standards of the English and South African insider trading legislation. Discussions on the study are presented in chapters. Chapter one is the general introduction to the Study. It is the reproduction of the research proposal. Chapter Two is on the overview of insider trading framework of Tanzania. An analysis is made on the provisions of the Capital Market and Securities Act, 79 of 1994 (RE 2002). It is revealed that the enforcement mechanisms are inadequate and ineffective. The Capital Market and Securities Act, 79 of 1994, (RE 2002) neither defines nor provides the interpretation to legal concepts such as insider, inside information and publication. Civil remedies and criminal penalties provided in the Tanzania Capital Market and Securities Act, 79 of 1994, (RE 2002) are inadequate for deterrent purposes to combat insider trading practices. In chapter three the researcher examines the Capital Market and Securities Authority (CMSA) in terms of fulfillments of its roles, functions, and powers. It is submitted that the CMSA and the DSE have never contributed much to resolving the problem of securities market abuses. Chapter four extend the study to the English and South Africa insider trading legislation considered as international best practice and therefore comparable. The researcher has observed that flaws in areas of prohibition, enforcements, defences and the lacuna on identified concepts of insider trading make the Tanzanian insider trading legislation remain more symbolic than real in terms of its efficiency to combating insider trading practices. Chapter five provides the conclusions and recommendations on the study. The researcher has provided recommendations on curbing the problem of insider trading in Tanzania, including repealing and enacting a new strong and effective insider trading legislation.
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Kahle, Kathleen M. "Insider trading and new security issues." Connect to resource, 1996. http://rave.ohiolink.edu/etdc/view.cgi?acc%5Fnum=osu1265127804.

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Lindenfield, Susannah. "Insider trading in the United States, Canada and the United Kingdom." Thesis, McGill University, 2000. http://digitool.Library.McGill.CA:80/R/?func=dbin-jump-full&object_id=31169.

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This thesis is a critical analysis of the law relating to insider trading in three common law countries. Chapter One, addresses the merits and demerits of the regulation of insider trading and presents a review of the academic literature relating to this field. In Chapters Two, Three and Four, the law of insider trading in the United States, Canada and the United Kingdom is analysed and discussed on a comparative basis. Each of these chapters is in two sections. The first section describes the regulatory system and institutions, and the second section discusses the regulation of insider trading, highlighting the critical elements of this type of regulation, such as the definition of an 'insider' and the scope of 'inside information'. It concludes with a broad discussion of the differing approaches of these countries to insider trading.
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Huang, Hui Law Faculty of Law UNSW. "Insider trading law in China: regulations of insider trading in China and proposals for reform." Awarded by:University of New South Wales. School of Law, 2005. http://handle.unsw.edu.au/1959.4/24333.

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The purposes of this thesis are threefold: (1) to investigate the incidence of insider trading in China; (2) to critically examine the regulation of insider trading in China within the Chinese context; and (3) to set out reform proposals. At present, insider trading is a very serious issue in China as it presents a major obstacle to the development of China???s securities market. This thesis is therefore of both theoretical and practical significance. Based on both theoretical arguments and empirical findings, this thesis investigates the extent of insider trading in China, explains why insider trading occurs in China, and examines the harmful and allegedly beneficial effects of insider trading. Insider trading is found to be widespread and widely considered to be harmful in China. This accounts for the fact that China has shown a great willingness to follow the international trend to regulate insider trading. Indeed, with the benefit of overseas experience, China has made a remarkable achievement in establishing its insider trading regulatory regime within a relatively short period of time. Despite this, there are a number of major problems with this regulatory regime, mainly due to the adoption of foreign ideas without due criticism. This is illustrated by various loopholes found in the definition of what is an ???insider???, which are related to confusion over underlying theories of insider trading liability. The thesis conducts an indepth analysis of these theories on a comparative law basis, recommending that the equality of access theory and the Australian ???information connection??? only approach are better suited to China. The thesis also examines other basic elements of insider trading, including the concept of materiality, the issue of when information becomes public, and the subjective elements of insider trading. Furthermore, a detailed discussion is carried out concerning the issue of private civil liability for insider trading. It is submitted that the combination of the nondisclosure-period-traders approach and well-designed damage caps can best ensure that private actions serve as a necessary and appropriate force in the enforcement of insider trading law.
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Zhu, Jun. "Profitability and information content of insider trading in HK /." Hong Kong : University of Hong Kong, 2002. http://sunzi.lib.hku.hk/hkuto/record.jsp?B24520986.

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Li, Xiaozhen. "Abnormal profits following insider trading : an empirical study /." Thesis, Connect to this title online; UW restricted, 1999. http://hdl.handle.net/1773/7427.

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Pool, Estelle. "Insider trading : has legislation been successful?" Thesis, Stellenbosch : Stellenbosch University, 2008. http://hdl.handle.net/10019.1/6172.

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Thesis (MBA (Business Management))--Stellenbosch University, 2008.<br>ENGLISH ABSTRACT: This research report reviews South African and international legislation aimed at preventing insider trading and provides an overview of the successful criminal and civil proceedings taken against insiders. It highlights the possible preventative measures South African companies and legislature can take to reduce insider trading. The United States of America is one of the few countries that had successfully implemented legislation prohibiting insider trading prior to the 1990s. Most countries, including South Africa, only implemented legislation prohibiting insider trading in the late 1990s. Due to apartheid and sanctions against South Africa, the JSE has built up a legacy of being an insider's haven. The Directorate of Market Abuse has the task of transforming this legacy to restore investors' confidence in the market in order to promote economic growth. The success of the legislation is firstly measured by the knowledge the market has gained relating to insider trading since the implementation of the legislation. According to the South African market, insider trading is unethical, but 22% of the participants in the G:cnesis survey still believe that it is an acceptable practice in the South African market. South African companies therefore need to educate their employees and take preventative measures to reduce insider trading in order to erode this culture. Insider trading can only be prevented and reduced if legislation is enforced. Globally, few legal criminal proceedings have been successful, therefore legislation in most countries makes provision for civil remedies. As the burden of proof in a civil legal proceeding is only on "a balance of probabilities", civil proceedings against insiders have been successful. In South Africa, the majority of cases referred for civil legal action have been settled out of court by the alleged insider without admitting guilt to a criminal offence. The South African legislation regulating insider trading in the market is aligned with legislation globally. South Africa's future challenges are to maintain the initial success achieved in reducing insider trading. The establishment of a specific court specialising in financial crime and monitoring specific changes to legislation could increase the possibility of future success.<br>AFRIKAANSE OPSOMMING: Die projek ondersoek die Suid-Afikaanse en internasionale wetgewing teen binnehandel. Verder word die suksesvolle kriminele en siviele verrigtinge teen diegene wat hulle aan binnehandel skuldig maak onder die soeklig geplaas. Die projek beklemtoon die moontlike voorkomingsmaatreels wat Suid-Afrikaanse maatskappye en regslui kan implementeer om moontlike toekomstige binnehandel te bekamp. Die Verenigde State van Amerika is een van die min lande wat reeds voor die 1990s wetgewing teen binnehandel suksesvol geimplementeer bet. Ander lande, insluitend Suid-Afrika, het eers in die laat 1990s wetgewing teen binnehandel geproklameer. Apartheid en sanksies teen Suid-Afrika het 'n nalatenskap van vrye binnehandel op die JSE gelaat. Dit is die taak van die Direktoraat van Markmisbruik om hierdie nalatenskap uit te wis, sodat beleggersvertroue in die mark herstel kan word, wat weer tot ekonomiese groei sal lei. Een van die maatstawwe om die sukses van die wetgewing te meet, is om te bepaal hoeveel kennis die finansiele gemeenskap sedert die implementering van die nuwe wetgewing ingewin het. Volgens die finansiele gemeenskap is binnehandel oneties, maar 22% van die deelnemers aan die G:encsis-opname glo dat binnehandel wel in Suid-Afrika aanvaarbaar is. Daarom moet Suid-Afrikaanse maatskappye hulle werknemers se kennis oor binnehandel verbreed en ander voorkomende maatreels in plek stel om die kultuur van binnehandel te elimineer. Binnebandel kan slegs voorkom en verminder word indien wetgewing geimplementeer word. Relatief min kriminele sake teen binnehandel lei tot skuldigbevinding, maar plaaslike en internasionale wetgewing maak voorsiening vir siviele aksies. In 'n siviele hofsaak moet ingediende bewyse slegs na alle waarskynlikheid die skuld van die oortreder bewys, wat suksesvolle siviele vervolging moontlik maak. Die meerderheid siviele sake in Suid-Afrika word buite die bar geskik sonder dat die aangeklaagde skuld aan 'n kriminele daad erken. Die Suid-Afrikaanse wetgewing is in lyn met internasionale standaarde. Suid-Afrika staar verskeie uitdagings in die gesig ten opsigte van die handhawing van die huidige suksesvolle bekamping van binnehandel. Die moontlike totstandkoming van 'n spesiale hof, wat slegs finansiele verwante oortredings aanhoor en veranderings aan die wetgewing kontroleer, kan bydra tot die toekomstige sukses van die Suid-Afrikaanse wetgewing.
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Ye, Zhen. "Integrity of China's securities market : the regulation of insider dealing in China in a comparative context." Thesis, University of Cambridge, 2015. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.708571.

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Chitimira, Howard. "The regulation of insider trading in South Africa: a roadmap for effective, competitive and adequate regulatory statutory framework." Thesis, University of Fort Hare, 2008. http://hdl.handle.net/10353/230.

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Insider trading is one of the practices that (directly or indirectly) lead to a host of problems for example inaccurate stock market prices, high inflation, reduced public investor confidence, misrepresentation and non disclosure of material facts relating to securities and financial instruments. Again it reduces efficiency in the affected companies and eventually leads to economic underperformance. The researcher observed that the South African insider trading regulatory framework has some gaps and flaws which need to be adequately addressed to ensure efficient and stable financial markets. Therefore, the aim of this research is to provide a clear roadmap for an effective, efficient, adequate and internationally competitive insider trading regulatory framework in South Africa. In order to achieve the above stated aim, the historical development of the regulation insider trading is critically analyzed. The effectiveness and adequacy of the Insider Trading Act, 135 of 1998 is also discussed. Furthermore, the prohibition of insider trading under Securities Services Act, 36 of 2004 is explored and analyzed to investigate its adequacy. The role of the Financial Services Board, the Courts and the Directorate for Market Abuse is also scrutinized extensively. Moreover, a comparative analysis is undertaken of the regulation of insider trading in other jurisdictions of United States of America, Canada and Australia. This is done to investigate any lessons that can be learnt or adopted from these jurisdictions. The researcher strongly contends that having the best insider trading laws on paper alone will not cure the insider trading problem. What is required are adequate laws that are enforced effectively in South African courts. Therefore an adequate insider trading regulatory framework must be put in place to improve the efficiency of South African financial markets, to maintain a stable economy, combat misrepresentation and non disclosure of material facts in transactions relating to securities. The researcher has attempted to state the law as at 31 August 2007.
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Zhu, Jun, and 朱君. "Profitability and information content of insider trading in HK." Thesis, The University of Hong Kong (Pokfulam, Hong Kong), 2002. http://hub.hku.hk/bib/B31227090.

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Books on the topic "Insider trading in securities"

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Bainbridge, Stephen M. Securities law: Insider trading. New York: Foundation Press, 1999.

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I, Steinberg Marc, ed. Insider trading. 3rd ed. New York: Oxford University Press, 2010.

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Gunderson, Nels L. Insider securities trading: A bibliography. Bloomington, Ind: Biblio-Publishing, 1986.

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Wang, William K. S. Insider trading. 2nd ed. New York City: Practising Law Institute, 2005.

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Ashe, Michael. Insider trading. 2nd ed. Croydon, Surrey: Tolley Pub. Co., 1993.

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Canada. Library of Parliament. Parliamentary Research Branch. Insider trading. Ottawa: Library of Parliament, 1999.

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Eisenberg, Jonathan. Avoiding insider trading liability. New York, NY (11 Penn Plaza, New York 10001): M. Bender, 1986.

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Vance, Mary A. Insider trading: A bibliography. Monticello, Ill., USA: Vance Bibliographies, 1990.

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Langevoort, Donald C. Insider trading handbook. New York, N.Y: Clark Boardman Co., 1986.

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Association, American Corporate Counsel, ed. Insider trading guidelines. Washington, DC (1225 Connecticut Ave., NW, Suite 302, Washington, DC 20036): American Corporate Counsel Association, 1993.

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Book chapters on the topic "Insider trading in securities"

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Weiping, He. "Insider Trading and Investor Protection." In The Regulation of Securities Markets in China, 125–70. New York: Palgrave Macmillan US, 2018. http://dx.doi.org/10.1057/978-1-137-56742-0_5.

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Arshadi, Nasser, and Thomas H. Eyssell. "Securities Regulations, Market Efficiency, and the Role of the SEC." In The Law and Finance of Corporate Insider Trading: Theory and Evidence, 17–41. Boston, MA: Springer US, 1993. http://dx.doi.org/10.1007/978-1-4615-3244-6_3.

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Kirkulak Uludag, Berna. "Insider Trading." In Encyclopedia of Corporate Social Responsibility, 1408–14. Berlin, Heidelberg: Springer Berlin Heidelberg, 2013. http://dx.doi.org/10.1007/978-3-642-28036-8_35.

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Scott, Kenneth E. "Insider Trading." In The New Palgrave Dictionary of Economics and the Law, 984–88. London: Palgrave Macmillan UK, 2002. http://dx.doi.org/10.1007/978-1-349-74173-1_186.

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Lee, Nirmala. "Insider Trading." In Encyclopedia of Sustainable Management, 1972–74. Cham: Springer International Publishing, 2023. http://dx.doi.org/10.1007/978-3-031-25984-5_465.

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Metrick, Andrew. "Insider Trading." In The New Palgrave Dictionary of Economics, 1–6. London: Palgrave Macmillan UK, 2008. http://dx.doi.org/10.1057/978-1-349-95121-5_1998-1.

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Engelen, Peter-Jan, and Luc Van Liedekerke. "Insider Trading." In Finance Ethics, 199–221. Hoboken, NJ, USA: John Wiley & Sons, Inc., 2011. http://dx.doi.org/10.1002/9781118266298.ch11.

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Metrick, Andrew. "Insider Trading." In The New Palgrave Dictionary of Economics, 6576–81. London: Palgrave Macmillan UK, 2018. http://dx.doi.org/10.1057/978-1-349-95189-5_1998.

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Lee, Nirmala. "Insider Trading." In Encyclopedia of Sustainable Management, 1–3. Cham: Springer International Publishing, 2022. http://dx.doi.org/10.1007/978-3-030-02006-4_465-1.

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Lederer, Michael. "Insider Trading." In Culture of Chemistry, 41–42. Boston, MA: Springer US, 2015. http://dx.doi.org/10.1007/978-1-4899-7565-2_10.

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Conference papers on the topic "Insider trading in securities"

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Jiang, Huadong. "Insider Trading Regulation and the Distribution of Securities Market Profit." In 2010 International Conference on Management and Service Science (MASS 2010). IEEE, 2010. http://dx.doi.org/10.1109/icmss.2010.5578278.

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W. L. Fong, Michelle. "Online Securities Trading in China." In InSITE 2005: Informing Science + IT Education Conference. Informing Science Institute, 2005. http://dx.doi.org/10.28945/2852.

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This paper looks at the adoption of information technology in the Chinese stock exchanges and for online securities trading in China. Because these stock exchanges do not have any major preexisting technology to consider when they automate their operations, they are able to adopt advanced technology. However, the potential and advantages offer by this technology cannot be fully harvested without fundamental structures and proper corporate governance mechanisms in place.
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Shein, Wong Hui, Nancy Ling Ing, and Anwar Fitrianto. "Stock market anomaly detection: Case study of China’s securities market insider trading." In INTERNATIONAL CONFERENCE ON STATISTICS AND DATA SCIENCE 2021. AIP Publishing, 2022. http://dx.doi.org/10.1063/5.0109428.

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Tamersoy, Acar, Bo Xie, Stephen L. Lenkey, Bryan R. Routledge, Duen Horng Chau, and Shamkant B. Navathe. "Inside insider trading." In ASONAM '13: Advances in Social Networks Analysis and Mining 2013. New York, NY, USA: ACM, 2013. http://dx.doi.org/10.1145/2492517.2500288.

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Liao, Mei-Hua, and Li-Wen Chen. "SEO and Insider Trading." In 2013 Seventh International Conference on Innovative Mobile and Internet Services in Ubiquitous Computing (IMIS). IEEE, 2013. http://dx.doi.org/10.1109/imis.2013.133.

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BARUCCI, EMILIO, ROBERTO MONTE, and BARBARA TRIVELLATO. "INSIDER TRADING IN CONTINUOUS TIME." In Proceedings of the Fifth International Conference. WORLD SCIENTIFIC, 2006. http://dx.doi.org/10.1142/9789812774835_0005.

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Yao, Zijing. "Analysis on Psychological Factors Impacting Insider Trading." In 2021 6th International Conference on Social Sciences and Economic Development (ICSSED 2021). Paris, France: Atlantis Press, 2021. http://dx.doi.org/10.2991/assehr.k.210407.044.

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Arslan, Çetin, and Didar Özdemir. "Insider Trading Crime in Turkish Criminal Law." In International Conference on Eurasian Economies. Eurasian Economists Association, 2018. http://dx.doi.org/10.36880/c10.02113.

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Insider trading act is penalised ultima ratio with the aim of fighting against manmade market actions which outrage the principle of public disclosure and the element of trust in order to establish equality and good faith in capital markets. Insider trading is first disposed as a crime among the other capital market crimes (art.47/1-A-1) in the Capital Market Code no.2499 dated 28.07.1981 with the Amendment to the law no.3794 dated 29.04.1992 and at the present time it is rearranged as a self-contained crime type in article 106 of the Capital Market Code no.6362 dated 06.12.2012. In this study, the crime of insider trading is examined –in particular through the controversial points- as a comparative analysis between abrogated and current dispositions in Turkish Law.
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Kohatsu-Higa, Arturo. "Enlargement of Filtrations and Models for Insider Trading." In Proceedings of the Ritsumeikan International Symposium. WORLD SCIENTIFIC, 2004. http://dx.doi.org/10.1142/9789812702852_0008.

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Seth, Taruna, and Vipin Chaudhary. "A Predictive Analytics Framework for Insider Trading Events." In 2020 IEEE International Conference on Big Data (Big Data). IEEE, 2020. http://dx.doi.org/10.1109/bigdata50022.2020.9377791.

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Reports on the topic "Insider trading in securities"

1

Levine, Ross, Chen Lin, and Lai Wei. Insider Trading and Innovation. Cambridge, MA: National Bureau of Economic Research, October 2015. http://dx.doi.org/10.3386/w21634.

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Du, Julan, and Shang-Jin Wei. Does Insider Trading Raise Market Volatility? Cambridge, MA: National Bureau of Economic Research, March 2003. http://dx.doi.org/10.3386/w9541.

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Collin-Dufresne, Pierre, and Vyacheslav Fos. Insider Trading, Stochastic Liquidity and Equilibrium Prices. Cambridge, MA: National Bureau of Economic Research, October 2012. http://dx.doi.org/10.3386/w18451.

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Ahern, Kenneth. Do Proxies for Informed Trading Measure Informed Trading? Evidence from Illegal Insider Trades. Cambridge, MA: National Bureau of Economic Research, February 2018. http://dx.doi.org/10.3386/w24297.

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Jeng, Leslie, Andrew Metrick, and Richard Zeckhauser. The Profits to Insider Trading: A Performance-Evaluation Perspective. Cambridge, MA: National Bureau of Economic Research, January 1999. http://dx.doi.org/10.3386/w6913.

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Koudijs, Peter. 'Those Who Know Most': Insider Trading in 18th c. Amsterdam. Cambridge, MA: National Bureau of Economic Research, February 2013. http://dx.doi.org/10.3386/w18845.

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Chan, K. C., Wai-Ming Fong, and Rene Stulz. Information, Trading and Stock Returns: Lessons from Dually-Listed Securities. Cambridge, MA: National Bureau of Economic Research, May 1994. http://dx.doi.org/10.3386/w4743.

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Kleidon, Allan, and Ingrid Werner. Round-the-clock Trading: Evidence from U.K. Cross-Listed Securities. Cambridge, MA: National Bureau of Economic Research, July 1993. http://dx.doi.org/10.3386/w4410.

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Bebchuk, Lucian Arye, and Chaim Fershtman. The Effects of Insider Trading on Insiders' Choice Among Risky Investment Projects. Cambridge, MA: National Bureau of Economic Research, February 1991. http://dx.doi.org/10.3386/t0096.

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Cortazar, Gonzalo, Alejandro Bernales, and Diether Beuermann. Risk Management with Thinly Traded Securities: Methodology and Implementation. Inter-American Development Bank, October 2013. http://dx.doi.org/10.18235/0011507.

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Thinly traded securities exist in both emerging and well developed markets. However, plausible estimations of market risk measures for portfolios with infrequently traded securities have not been explored in the literature. We propose a methodology to calculate market risk measures based on the Kalman filter which can be used on incomplete datasets. We implement our approach in a fixed- income portfolio within a thin trading environment. However, a similar approach may be also applied to other markets with thinly traded securities. Our methodology provides reliable market risk measures in portfolios with infrequent trading.
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