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Carlson, Laura A., and Vera Bitsch. "Social sustainability in the ready-made-garment sector in Bangladesh: an institutional approach to supply chains." International Food and Agribusiness Management Review 21, no. 2 (March 13, 2018): 269–92. http://dx.doi.org/10.22434/ifamr2017.0114.
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Ready-made-garment (RMG) production for sale in the EU and USA is a key source of economic development for Bangladesh. The 2013 collapse of Rana Plaza revealed worker safety and other social issues in RMG factories in Bangladesh, showing that formal, top-down approaches to these problems, including corporate codes-of-conduct and reforms in Bangladeshi labor laws, have little effect. Supply chain sustainability is a key issue for business, government and civil society. Satisfactory theoretical approaches to promoting social sustainability in supply chains are lacking. A case study using qualitative document analysis identifies the key institutional factors related to social sustainability in the Bangladeshi RMG industry, with a modified version of the Institutional Analysis and Development (IAD) framework as an analytical frame. Key elements of other frameworks for social sustainability are discussed in terms of how well the IAD framework captures those concepts, and how employing the IAD could enhance supply chain analysis.
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COLE, DANIEL H. "Laws, norms, and the Institutional Analysis and Development framework." Journal of Institutional Economics 13, no. 4 (February 28, 2017): 829–47. http://dx.doi.org/10.1017/s1744137417000030.
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AbstractElinor Ostrom's Institutional Analysis and Development (IAD) framework has been described as ‘one of the most developed and sophisticated attempts to use institutional and stakeholder assessment in order to link theory and practice, analysis and policy’. But not all elements in the framework are sufficiently well developed. This paper focuses on one such element: the ‘rules-in-use’ (a.k.a. ‘rules’ or ‘working rules’). Specifically, it begins a long-overdue conversation about relations between formal legal rules and ‘working rules’ by offering a tentative and very simple typology of relations. Type 1: Some formal legal rules equal or approximate the working rules; Type 2: Some legal rules plus (or emended by) widely held social norms equal or approximate the working rules; and Type 3: Some legal rules bear no evident relation to the working rules. Several examples, including some previously used by Ostrom, are provided to illustrate each of the three types, which can be conceived of as nodes or ranges along a continuum. The paper concludes with a call for empirical research, especially case studies and meta-analyses, to determine the relevant scope of each of these types of relations, and to provide data for furthering our understanding of how different types of rules, from various sources, function (or not) as institutions.
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Silva Filho, José Carlos Lázaro da, Johannes Küchler, Luis Felipe Nascimento, and Mônica Cavalcanti Sá de Abreu. "Gestão ambiental regional: usando o IAD Framework de Elinor Ostrom na "análise política"da gestão ambiental da região metropolitana de Porto Alegre." Organizações & Sociedade 16, no. 51 (December 2009): 609–27. http://dx.doi.org/10.1590/s1984-92302009000400001.
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O trabalho apresenta uma "análise política" do gerenciamento do meio ambiente em uma região metropolitana brasileira, partindo do Institutional Analysis and Development (IAD) Framework. Analisase como é possível gerenciar os problemas de uma região metropolitana, cujas unidades administrativas independentes, os municípios, devem atuar coordenadamente para obter um resultado positivo para a região. Para tanto, revisamse os conceitos de "análise política" e o Institutional Analysis and Development (IAD) Framework, efetuase pesquisa secundária das arenas e suas interações na região e, ainda, entrevistamse 41 atores da rede política de gerenciamento ambiental da região metropolitana em questão. Como resultado, foi construído um quadro institucional do gerenciamento da região, baseado no IAD Framework. Neste, se identificam resultados da ação em forma de rede para a gestão de problemas específicos locais, com programas e ações. Identificase, também, uma interação entre os atores do sistema do meio ambiente e atores do novo sistema de recursos hídricos, sendo este último uma peça fundamentalno caso da poluição hídrica da Região Metropolitana.
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Chenboonthai, Haruthai, and Tsunemi Watanabe. "Organizational and Systemic Policy Capacity of Government Organizations Involved in Energy-From-Waste (EFW) Development in Thailand." Energies 11, no. 10 (September 20, 2018): 2501. http://dx.doi.org/10.3390/en11102501.
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This article studies the challenges of Thai energy-from-waste (EFW) development from an institutional perspective. Policy capacity, described as conditions for effective policy development and implementation, of the main government organizations involved in EFW development under the Alternative Energy Development Plan (AEDP) 2015 is examined. Adopting the variables used under the institutional analytical and development (IAD) approach, we modified the analytical framework for policy capacity by categorizing factors contributing to policy capacity into elements (skills, resources, and process) that affect the decisions and actions of actors of government organizations. Then, the results from the in-depth interview were interpreted through a modified analytical framework to examine policy capacity at the organizational and systemic level of government organizations involved in EFW development. We believe that a modified analytical framework for policy capacity is compatible with the IAD approach and can facilitate the utilization of policy capacity for further analysis under the IAD approach. Moreover, the modified framework can encourage a better understanding of current policy capacity and its impacts on other organizations, since an organization values its own policy capacity and others’ policy capacity differently. Consequently, this understanding can benefit the improvement of cooperation among Thai government organizations involved in EFW development.
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Kamal, Mohamad M., Hadi Amiri, Vahid Moghadam, and Dariush Rahimi. "Institutional analysis of top-down regulatory: evidence from Iran local governance." Water Policy 23, no. 4 (July 5, 2021): 930–45. http://dx.doi.org/10.2166/wp.2021.075.
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Abstract Population growth, along with climate change, has exacerbaed the water crisis in local communities. The simplest and quickest response of governments to such problems is direct intervention in local governance. Such solutions are usually proposed without regarding the indigenous knowledge of the local people. These also include top-down policies on water issues, which disrupt local institutional arrangements and eliminate the possibility of collective action by stakeholders in reaching an agreement. A case study of one of the water basins in Chaharmahal Bakhtiari in Iran (the Gorgak River in Sureshjan city) using an institutional analysis and development (IAD) framework shows that in the past, people acted collectively to solve the asymmetric distribution and drought problem. But government intervention, which initially sought to improve water conditions, has disrupted the region's institutional arrangements and power asymmetries between exploiters. Our study used the IAD framework to examine changes in institutional arrangements due to the introduction of technology and government intervention by the game theory. It clarifies that government intervention in local institutional arrangements, even if designed with the intention of improving conditions, may lead to greater inequality due to disregarding physical and social conditions and local knowledge. This inequality can eventually worsen the situation.
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MacKenzie, Andrew, and Philip Gibbons. "Enhancing Biodiversity in Urban Green Space; An Exploration of the IAD Framework Applied to Ecologically Mature Trees." Urban Science 3, no. 4 (October 22, 2019): 103. http://dx.doi.org/10.3390/urbansci3040103.
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This paper investigates how institutions in urban settings potentially identify, frame, and operationalise biodiversity conservation policies. It adopts the Institutional Analysis and Development Framework (IAD) to analyse a case study regarding the retention of ecologically mature trees in urban green space in Canberra, Australia. The research investigates; what are the structural and institutional arrangements that catalyze or inhibit biodiversity conservation in urban green space? Specifically, the IAD framework is applied to explore the institutional structures and the role of key decision-makers in the conservation and management of ecologically mature trees in urban green space. Ecologically mature trees represent an exclusive habitat for many species and are key structures for conserving biodiversity in urban settings. The results suggest the application of the IAD ‘rules-in-use’ analysis reveals that ecologically mature trees are inconsistently managed in Canberra, leading to conflicting approaches between institutions in managing urban biodiversity. It suggests that a more structured and replicable institutional analysis will help practitioners to empirically derive a more comprehensive understanding of the roles of institutions in supporting or inhibiting biodiversity conservation in urban settings. The research finds that developers, asset managers, and other stakeholders could benefit from explicitly mapping out the defined rules, norms and strategies required to negotiate economically, socially and environmentally achievable outcomes for biodiversity conservation in urban green space.
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Luo, Jiaojiao, Wei Wang, Yuzhe Wu, Yi Peng, and Linlin Zhang. "Analysis of an Urban Development Boundary Policy in China Based on the IAD Framework." Land 10, no. 8 (August 15, 2021): 855. http://dx.doi.org/10.3390/land10080855.
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Although urban growth control policies are widely adopted to help sustainable development in various countries, including China, few studies have been conducted to investigate the effectiveness and optimization of such policies in Chinese cities. Hangzhou, China, was chosen for this study as the research object, where the local authorities manage the urban sprawl via an urban development boundary policy. The institutional analysis and development (IAD) framework was employed to identify the conflicts between the central government and the local government as well as the developers and homebuyers in the formal/informal stage. The analysis shows that, with the implementation of the policy, problems such as fiscal crises, property inflation, and illegal construction will appear as a result of actors’ interactions. The study also highlights that industrial land transfer inside the boundary should be controlled in a reasonable range and that a land value tax should be introduced during the implementation of the urban development boundary policy.
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Shah, Kalim U., Sashwat Roy, Wei-Ming Chen, Keron Niles, and Dinesh Surroop. "Application of an Institutional Assessment and Design (IAD)-Enhanced Integrated Regional Energy Policy and Planning (IREPP) Framework to Island States." Sustainability 12, no. 7 (April 1, 2020): 2765. http://dx.doi.org/10.3390/su12072765.
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The integrated regional energy policy and planning (IREPP) framework was devised to evaluate the feasibility of energy policies in meeting declared national targets. While the framework advances the comprehensiveness of the feasibility assessment by bringing in concepts like environment economic equity, the muted way in which institutional factors and capacity are addressed remains weak and ineffective. Here, we corrected this weakness by presenting an IREPP framework that is enhanced by integrating principles of the institutional assessment and design (IAD) framework. The IAD framework emphasizes the careful consideration of contextual factors, it draws attention to the full range of transaction costs, and does not presume a priori that one type of institutional arrangement. This IREPP-IAD framework was used to evaluate the feasibility of energy policies in three different island jurisdictions—Taiwan, Mauritius, and Trinidad and Tobago. With ambitious national targets, these islands are good testing grounds for this updated approach. Through qualitative comparative case study analysis, several institutional factors were found to play an influence if national energy policies are likely to meet set targets. These factors included: government/policy decision makers and the decision/policymaking environment; governance structure and commitment for energy policy; existing policy instruments and tools that are in play and those planned; polycentricity; stakeholder participation and community building; market dynamics; information transparency; pilot programs and technology innovations/research; compliance or responsibilities under the Paris Accord; grid connectivity and monitoring of the policy implementation progress. This study contributes in two ways. First, by providing a more robust framework for assessing institutional arrangements that moderate how energy policies are implemented and second, providing insightful assessments of the energy policies in three island jurisdictions, thereby increasing our understanding of island energy policymaking and implementation in these understudied geographies.
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Fan, Yubing, Zeng Tang, and Seong Park. "Effects of Community Perceptions and Institutional Capacity on Smallholder Farmers’ Responses to Water Scarcity: Evidence from Arid Northwestern China." Sustainability 11, no. 2 (January 17, 2019): 483. http://dx.doi.org/10.3390/su11020483.
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Community contextual factors including community perceptions and institutional capacity are among the key determinants in community-based water resource management. The Institutional Analysis and Development (IAD) framework proposed by Ostrom is commonly employed to examine the outcome of common-pool resource management including water resources. However, community perceptions typically examined in behavioral economics and comparative community analysis literature are rarely incorporated in institutional analysis studies. This study draws on the IAD framework to investigate smallholder farmer communities’ responses to water scarcity in arid northwestern China. Adopting alternating multiple regression and multivariate regression models, this study conducts an empirical analysis using farmer survey data. The results show that the perceptions of water scarcity promote community actions in coping with water shortage. The perception of production risks encourages overall community responses, as well as farming- and irrigation-related responses. Communities with a stronger institutional enforcement are more responsive in taking farming-, irrigation-, and infrastructure-related actions, as well as having better overall responses. The analysis also shows that community interactional capacities and socio-economic factors may influence community actions to mitigate and adapt to adverse effects of local water scarcity. Our findings provide insights for understanding social and institutional aspects of rural farming communities toward sustainable response decisions to overcome water scarcity challenges.
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Park, Jung-Won, Sang-Chul Park, and Keon-Hyung Lee. "The Adoption of State Growth Management Regulation (SGMR): Regarding Institutional Analysis And Development (IAD) Framework and Event History Analysis." International Review of Public Administration 15, no. 2 (September 2010): 43–58. http://dx.doi.org/10.1080/12294659.2010.10805173.
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Mumtaz, Muhammad, and Saleem H. Ali. "Adaptive Governance and sub-national Climate Change Policy: A comparative analysis of Khyber Pukhtunkhawa and Punjab Provinces in Pakistan." Complexity, Governance & Networks 5, no. 1 (October 24, 2019): 81. http://dx.doi.org/10.20377/cgn-68.
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This study explores the adaptive governance and effective implementation of climate policies at the subnational level in a developing country context. We focused on Pakistan as our central case as it is considered one of the most vulnerable countries to climate change and has also gone through a recent governance devolution process. This study is conduced to investigate climate governance at subnational level in Pakistan by looking at the province of Punjab and Khyber Pukhtunkhawah (KPK). We employ the Ostrom’s Institutional Analysis and Development (IAD) Framework for this study. The framework as methodology is important to uncover the complexity of adaptive governance at subnational level after devolution and transformation of environmental institutions in Pakistan. Different aspects of governance such as engagement of local actors, activism of political leadership, awareness campaigns, and capacity building are the notable initiatives in the provinces. The study identifies the differences of initiatives in these provinces are manifest in subnational climate change policy differentiation, research capacity and institutional maturity. The study finds that the provincial government of the KPK follows more participatory and decentralized approach while Punjab is more centralized. The IAD framework provided an effective means of understanding these complex differences in outcome and scale.
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OSTROM, ELINOR, and MICHAEL COX. "Moving beyond panaceas: a multi-tiered diagnostic approach for social-ecological analysis." Environmental Conservation 37, no. 4 (November 25, 2010): 451–63. http://dx.doi.org/10.1017/s0376892910000834.
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SUMMARYDisturbances to key aspects of ecological systems, including biodiversity loss, climate change, pollution and natural resource degradation, have become a major concern to many policy analysts. Instead of learning from the study of biological complexity however, social scientists tend to recommend simple panaceas, particularly government or private ownership, as ‘the’ way to solve these problems. This paper reviews and assesses potential solutions for such overly simplified institutional prescriptions, referred to here as the ‘panacea problem’. In contrast to these simple prescriptions, recent research efforts are now illustrating the diversity of institutions around the world related to environmental conservation. The complexity of working institutions, however, presents a challenge to scholars who equate scientific knowledge with relatively simple models that predict optimal performance if specific institutional arrangements are in place. Dealing with this complexity has led to the development of frameworks as meta-theoretical tools. The institutional analysis and development (IAD) framework has been used over the last three decades as a foundation for a focused analysis of how institutions affect human incentives, actions and outcomes. Building on this foundation, the social-ecological systems (SES) framework has recently enabled researchers to begin the development of a common language that crosses social and ecological disciplines to analyse how interactions among a variety of factors affect outcomes. Such a framework may be able to facilitate a diagnostic approach that will help future analysts overcome the panacea problem. Using a common framework to diagnose the source, and possible amelioration, of poor outcomes for ecological and human systems enables a much finer understanding of these complex systems than has so far been obtained, and provides a basis for comparisons among many systems and ultimately more responsible policy prescriptions.
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Debelić, Borna. "Maritime Common Good and Coastal Zone Management." Pomorstvo 32, no. 1 (June 20, 2018): 151–61. http://dx.doi.org/10.31217/p.32.1.19.
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This paper aims to develop the concept and the definition of the maritime common good, its sub components and sub layers and to classify and analytically systematize it in the framework of modern theories addressing economic goods. Possible theoretical advancements and extensions in classification criteria are provided. International formal institutional framework is presented and elaborated. The accent is given to the development of theoretical concept and classification of economic goods as well as development of the Institutional Analysis and Development framework – IAD framework that is used to provide analytical understanding of the maritime good classification as well as allocation problems arising. This is performed in the light of ICZM protocol addressing coastal zones as of special concern particularly considering the intensive interrelations between humans and coastal zones. According to the developed classification criteria and analysis performed, the maritime good, as a complex good, can be classified dominantly as common good with limited renewability. The importance of further advancements of maritime common good governing mechanisms based on stakeholders’ inclusion into decision making process is emphasized in order to strengthen the potential of the mechanisms itself and the information background necessary for a successful management of the complex maritime common good.
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CAPELARI, MAURO GUILHERME MAIDANA, PAULO CARLOS DU PIN CALMON, and SUELY MARA VAZ GUIMARÃES DE ARAÚJO. "VINCENT AND ELINOR OSTROM: TWO CONFLUENT TRAJECTORIES FOR THE GOVERNANCE OF COMMON PROPERTY RESOURCES." Ambiente & Sociedade 20, no. 1 (March 2017): 203–22. http://dx.doi.org/10.1590/1809-4422asoc20150135r1v2012017.
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Abstract The aim of the current theoretical article is to demonstrate the importance of Vincent Ostrom in the intellectual history of his wife Elinor Ostrom, especially in studies on the governance of common property resources grounded in the Institutional Analysis and Development Framework (IAD). Three elements that demonstrate Vincent's importance to this perspective are herein highlighted and analyzed, namely: the concern in pointing out the natural characteristics of resources as a determining factor in the development of effective institutional arrangements; the proposal of polycentric institutions; and the construction of a rationality model. Lastly, the paper listed some questions that may help structuring a positive research agenda in this field, with repercussions on contemporary themes and on important public policies.
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Oh, Jinkyung, and Hiroshan Hettiarachchi. "Collective Action in Waste Management: A Comparative Study of Recycling and Recovery Initiatives from Brazil, Indonesia, and Nigeria Using the Institutional Analysis and Development Framework." Recycling 5, no. 1 (March 1, 2020): 4. http://dx.doi.org/10.3390/recycling5010004.
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Recycling and recovery provide not only a sustainable option to decrease the volume of waste that needs final disposal, but also a blueprint to a circular economy. However, rates of recycling/recovery still remain very low on a global scale. While it is important to look for technology-based solutions to improve recycling/recovery activities, such solutions might not be necessarily affordable in many countries. A solution that involves the active participation of the population, on the other hand, has the potential to succeed in any country. The challenge is to attract and unite people to achieve such common goals. The theory of collective action and the Institutional Analysis and Development (IAD) framework, that have been originally used in resource management, are two concepts that can be adapted to organize recycling/recovery initiatives. This manuscript discusses what recycling/recovery programs can learn from the theory of collective action and the IAD framework, through a qualitative comparative study of such initiatives from three different cities. They are; Curitiba in Brazil, Padang in Indonesia, and Akure in Nigeria. The cases show the potential benefits of both concepts, not only in formulating and implementing recycling/recovery programs but also in making corrective measures for continuous improvements. All cases also showed the importance of increasing awareness-raising to change public perception towards waste from being a nuisance to a valuable resource.
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Raheem, Nejem. "Using the institutional analysis and development (IAD) framework to analyze the acequias of El Río de las Gallinas, New Mexico." Social Science Journal 51, no. 3 (September 1, 2014): 447–54. http://dx.doi.org/10.1016/j.soscij.2014.02.004.
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Laeni, Naim, Margo van den Brink, and Jos Arts. "Institutional Conditions for Inclusive, Flood Resilient Urban Deltas: A Comparative Institutional Analysis of Two International Resilience Programs in Southeast Asia." Water 13, no. 18 (September 9, 2021): 2478. http://dx.doi.org/10.3390/w13182478.
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Policy makers in Southeast Asian flood-vulnerable regions are confronted with various institutional challenges when planning for inclusive flood resilience. This paper focuses on the role of international resilience programs and investigates how these programs can enable institutional transformation. The key question is which institutional conditions promote the development and implementation of inclusive flood resilience strategies by international resilience programs. The Mekong Delta Plan in Vietnam (MDP) and the Water as Leverage for Resilient Cities Asia (WaL) program in Semarang, Indonesia, are selected as the cases for a comparative analysis. To structure the comparative analysis of these programs, the Institutional Analysis and Development (IAD) framework is adopted and operationalized for the institutional analysis of inclusive flood resilience planning. The findings illustrate that whereas the MDP was able to involve decision makers from the national government and international financial institutions for mobilizing funding and technical support, the strength of the WaL program was its enabling environment for the cocreation of context-specific flood resilience proposals. Overall, this study concludes that the institutional conditions that enable project financing and the implementation of long-term and integrated flood resilience solutions are determined by engagement with national governments and by ownership of the solutions at both the national and local levels.
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Lestari, Heksi, Maarten Arentsen, Hans Bressers, Budhi Gunawan, Johan Iskandar, and Parikesit. "Sustainability of Renewable Off-Grid Technology for Rural Electrification: A Comparative Study Using the IAD Framework." Sustainability 10, no. 12 (November 30, 2018): 4512. http://dx.doi.org/10.3390/su10124512.
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This paper analyses the implementation of renewable off-grid technologies in rural areas, especially where an extension to the national electricity grid was not considered economically feasible. Implementation of remote, stand-alone, electricity technologies as alternatives to a grid connection to provide sustainable electricity access have often failed with many planned projects not realised or abandoned. Our initial assumption was that stand-alone electricity project exhibiting higher scores on sustainability indicators would benefit communities more and make their endurance more likely. However, the impact of the stand-alone technology was often overruled or its quality weakened by government preferences wishing to realise a connection to the central electricity grid. Empirically, the study compares three cases of stand-alone micro-hydropower projects and three cases of stand-alone solar photovoltaic projects in Bogor Regency, Indonesia. It is based on qualitative document analysis, complemented by multiple rounds of semi-structured interviews and observations. The paper assesses the extent to which each project met indicators of technical, economic, social, environmental, and institutional sustainability. The paper tries to explain the endurance of the project from these sustainability scores and uses additional explanations from Ostrom’s Institutional Analysis and Development (IAD) framework. The findings show that, for the studied local communities, the attractiveness of a grid connection overrules the virtues of a stand-alone electricity project, despite its quality, successful operation and impact. Our research also shows that government policy priorities changed in the rural electrification programme for some communities. In these situations, the off-grid rural electrification programme predominantly provided only temporary access to sustainable electricity for remote local communities that remained waiting and hoping for a grid connection to connect them to fossil fuel-dominated electricity.
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Hayden, F. Gregory. "Usefulness to Original Institutional Economics (OIE) of Normative Criteria Theory in the Frameworks of Elinor Ostrom's Institutional Analysis and Development (IAD) and Paul A. Sabatier's Advocacy Coalition Framework (ACF)." Journal of Economic Issues 45, no. 2 (June 2011): 465–74. http://dx.doi.org/10.2753/jei0021-3624450224.
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Costa, Francimara Souza da, and Nirvia Ravena. "Territórios e cercas simbólicas em regimes de propriedades comuns na Amazônia." Geosul 32, no. 63 (July 6, 2017): 159. http://dx.doi.org/10.5007/2177-5230.2017v32n63p159.
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http://dx.doi.org/10.5007/2177-5230.2017v32n63p159Este estudo analisou regimes de propriedades comuns implementados pela legislação que ordena o uso dos recursos naturais na Amazônia, em áreas de assentamentos rurais e unidades de conservação destinadas ao uso sustentável. A análise foi realizada pelo método Institutional Analysis and Development (IAD) Framework de Elinor Ostrom. Os resultados permitiram identificar a ausência de especificidades dos territórios amazônicos nas políticas institucionais, relativas ao uso e delimitação de propriedade, que limita a manutenção e melhoria dos sistemas comunais, bem como, indicam caminhos para gestão compartilhada, associando os interesses governamentais às formas de apropriação e uso dos moradores destas Unidades.
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Ran, Aobo, Jingbo Fan, Li Zhou, and Chenggang Zhang. "Geo-Disaster Governance under the IAD Framework: The Case Study of Chongqing’s Three Gorges Reservoir Region, China." Sustainability 12, no. 14 (July 8, 2020): 5517. http://dx.doi.org/10.3390/su12145517.
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Disaster governance draws attention from academics and policymakers, especially in developing countries. This paper shows how daily geo-disaster governance at local level operates in China and then reveals the causes of its pattern. To achieve the goals, we apply the Institutional Analysis and Development (IAD) Framework as the lens into the case of Chongqing’s Three Gorges Reservoir Region. We find that China’s daily geo-disaster governance, as a whole, is a top–down system where public sectors play an active role. It emphasizes technology, engineering, and profession, and features the matrix of fragmentation. The governance varies as the situations change and leaves disconnection among situations. The exogenous environment, several rules in action situations, and evaluative criteria shape the governance pattern altogether. Finally, we suggest that the government should change from disaster orientation to people orientation, from discontinuity to continuity, and from singularity to diversity.
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Shah, Kalim U., and Keron Niles. "Energy policy in the Caribbean green economy context and the Institutional Analysis and Design (IAD) framework as a proposed tool for its development." Energy Policy 98 (November 2016): 768–77. http://dx.doi.org/10.1016/j.enpol.2016.07.045.
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주성돈 and 이종원. "Analysis on the Institutional Operational Rules of Conflict Resolving Organizations for Common Pool Resources: Case Study on the Operational Methods of ‘Sihwa District Sustainable Development Council’ through the Institutional Analysis and Development (IAD) Framework." Korean Journal of Local Government & Administration Studies 26, no. 3 (December 2012): 131–56. http://dx.doi.org/10.18398/kjlgas.2012.26.3.131.
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Ramakrishnan, Muralidharan, Anup Shrestha, and Jeffrey Soar. "Innovation Centric Knowledge Commons—A Systematic Literature Review and Conceptual Model." Journal of Open Innovation: Technology, Market, and Complexity 7, no. 1 (January 16, 2021): 35. http://dx.doi.org/10.3390/joitmc7010035.
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Commons theory is one of the influential economic theories that study the governance of shared resources, including knowledge. This paper provides a comprehensive view of the application of the concept of the commons towards supporting innovation in the Knowledge Management (KM) literature. A systematic literature review identified forty-four (44) relevant research papers discussed the commons published in twenty-three (23) high-impact KM journals. The research found that the application of commons in KM literature covers diverse areas, including Intellectual Property, Knowledge Cities, and Industrial Commons, that are related to innovation. The study found that extant literature does not adequately address innovation-centric knowledge. To address the gap, a conceptual model is presented to apply the Institutional Analysis and Development (IAD) framework to Open Innovation.
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Ling, Gabriel Hoh Teck, Pau Chung Leng, Noradila Rusli, and Wai Shin Ho. "A DSR Methodology for Conceptual Solution Development of Public Open Space Governance." Journal of Regional and City Planning 32, no. 1 (January 2, 2021): 15–35. http://dx.doi.org/10.5614/jpwk.2021.32.1.2.
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Considering the importance of the 11th Sustainable Development Goal on sustainable cities and communities and the New Urban Agenda, it is imperative to address one of today’s crucial urban planning challenges, which concerns overexploitation, mismanagement, and quality issues related to public parks and state-owned public open space (POS). Selecting an appropriate methodological framework to formulate a solution to cope with the encountered challenges is necessary; however, finding a suitable one is difficult as there is a lack of research, particularly on the step-by-step development of a conceptual countermeasure (solution). Against this background, we adopted the revised design science research (DSR) framework and its procedural methodology to formulate a conceptual solution, represented as an artifact, within the institutional-social-ecological context of Sabah, Malaysia. The data obtained for the development and validation of the solution were secondary, based on a review via content analysis of prior studies. The proposed conceptual artifact (self-governing collective action) based on the root causes (i.e. property rights and transaction costs issues) from the ‘why’ analysis was then validated via the institutional analysis and development (IAD) framework using its social-ecological system (SES) criteria. The main contribution of this study is to showcase the application and relevancy of the DSR framework for urban and environmental planning research through a problem-solution analysis by demonstrating the process of how the artifact was systematically constructed, validated and standardised. It was found that the proposed conceptual solution can be considered valid and appropriate to address the local governance issues of POS. Abstrak. Mempertimbangkan pentingnya Tujuan Pembangunan Berkelanjutan ke-11 tentang Kota dan Komunitas yang Berkelanjutan dan Agenda Perkotaan Baru, penting untuk mengatasi salah satu tantangan perencanaan kota yang krusial saat ini terkait dengan permasalahan eksploitasi yang berlebihan, salah kelola, dan kualitas taman maupun ruang terbuka milik publik/negara (POS). Mencari kerangka metodologi yang tepat untuk mengatasi tantangan tersebut dirasakan perlu, tetapi menemukan yang cocok masih sulit karena kurangnya penelitian, terutama tahapan dan langkah mengembangkan konsep tindakan penanggulangan. Dengan latar belakang ini, dalam konteks kelembagaan-sosial-ekologis Sabah, Malaysia, kami mengadopsi kerangka kerja Penelitian Ilmu Desain (DSR) yang telah direvisi dan metodologi proseduralnya untuk merumuskan solusi konseptual yang direpresentasikan sebagai artefak. Data yang diperoleh untuk pengembangan dan validasi solusi adalah data sekunder, berdasarkan tinjauan melalui analisis konten dari studi sebelumnya. Artefak konseptual yang diusulkan (tindakan kolektif yang mengatur diri sendiri) berdasarkan akar penyebab (yaitu, masalah hak milik dan biaya transaksi) dari analisis 'mengapa'yang  kemudian divalidasi melalui kerangka Analisis dan Pengembangan Kelembagaan (IAD) dengan menggunakan kriteria social-ecological system (SES). Kontribusi utama studi ini adalah penerapan dan relevansi kerangka DSR dalam penelitian perencanaan kota dan lingkungan melalui analisis solusi masalah, dengan menunjukkan proses bagaimana artefak dibangun, divalidasi, dan distandarisasi secara sistematis. Akhirnya, artikel ini menunjukkan bahwa solusi konseptual yang diusulkan dianggap valid dan sesuai untuk mengatasi masalah tata kelola lokal POS. Kata kunci. Ruang terbuka publik, design science research, sistem tata-kelola mandiri, ekonomi kelembagaan baru, solusi konseptual.Â
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Ruiz-Ballesteros, Esteban, and Eduardo Brondizio. "Building Negotiated Agreement: The Emergence of Community-Based Tourism in Floreana (Galápagos Islands)." Human Organization 72, no. 4 (November 13, 2013): 323–35. http://dx.doi.org/10.17730/humo.72.4.4767536442q23q31.
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Community Based Tourism (CBT) is a polysemic term referring to local involvement in the planning, development, and management of tourism. While there is no direct correspondence between CBT and positive economic and conservation outcomes, CBT is a frame widely used to reconcile tourism development with social-environmental goals. Building upon the case of the island community of Floreana, within the Galápagos National Park (GNP) in Ecuador (where tourism activities have introduced major environmental problems), this paper analyzes the emergence of CBT as part of multi-level processes of institutional crafting. Efforts to develop a new model of tourism management in Galápagos, strongly shaped by a particular community, offer a quasi-experimental case of rule-crafting aimed at developing a participatory, multi-level governance system. Our approach integrates ethnographic fieldwork and discourse analysis with the Institutional Analysis and Development (IAD) framework to identify key elements associated with the process of implementing CBT. We discuss three points of broader relevance: the inter-dependence of regional and local levels, the importance of considering worldviews and the intended outcomes envisioned by different actors, and the importance of coherence in rule-crafting (across levels and types of rules) defining control and regulation of CBT development and of tourism operations.
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Yang, Liu, Anthony Rezitis, Yuchun Zhu, and Yang Ren. "Investigating the Effects of Social Trust and Perceived Organizational Support on Irrigation Management Performance in Rural China." Water 10, no. 9 (September 14, 2018): 1252. http://dx.doi.org/10.3390/w10091252.
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Understanding the factors affecting irrigation management performance is crucial for sustainable resource use, especially with the decentralized management mode of irrigation systems being implemented in rural China. This paper contributes to the research field by incorporating different categories of social trust and perceived organization support (POS) into the analysis of irrigation management performance, by linking multiple elements that are based on the Institutional Analysis and Development (IAD) framework. We employed principal component analysis (PCA) and ordered probit regression to analyze a database covering 785 households in the upstream of the Yellow River basin. The results suggested that social trust and POS positively affected the irrigation management performance, and social trust strengthened the positive effect of POS on the performance. Furthermore, the results indicated that personal trust and institutional trust, as well as perceived emotional support and physical support, positively affected the performance. In addition, we also found that household characteristics, household cognition, group characteristics, physical conditions, and rules-in-use also had significant impact on the performance. This paper can be used to inform the government that social trust and POS need to be considered in the common-pool resources (CPRs) management.
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Abreu, Mônica Cavalcanti Sá, Maria do Socorro Silva Mesquita, and José Carlos Lazaro Silva Filho. "Análise Institucional da Gestão Ambiental Pública no Semiárido Nordestino: O Caso do Município de Independência-CE." Desenvolvimento em Questão 12, no. 26 (March 31, 2014): 108. http://dx.doi.org/10.21527/2237-6453.2014.26.108-141.
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O artigo analisa os resultados da gestão ambiental pública em um município de pequeno porte do semiárido nordestino. Partindo do Institutional Analysis and Development (IAD- Framework) de Elinor Ostrom, o trabalho discute a configuração institucional dos atores e os instrumentos da gestão ambiental, avaliando a atuação do poder local e dos representantes da sociedade civil. A pesquisa é de natureza qualitativa, descritiva e exploratória, tendo como unidade de análise o município de Independência localizado no estado do Ceará. A coleta de dados ocorreu por meio de entrevistas semi-estruturadas com 29 atores chaves, representantes do poder público e da sociedade civil. Os resultados da pesquisa indicam que prevalece, na gestão ambiental do município de Independência, uma concepção defensiva e setorial, onde a integração é viabilizada de forma parcial.
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Thompson, Gareth. "Public relations interactions with Wikipedia." Journal of Communication Management 20, no. 1 (February 1, 2016): 4–20. http://dx.doi.org/10.1108/jcom-12-2014-0083.
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Purpose – The purpose of this paper is to consider the relevance of the institutional analysis and development (IAD) framework (Ostrom, 1990) in understanding the incentives for public relations (PR) practitioners’ interactions with Wikipedia, and other common-pool media. Design/methodology/approach – This interdisciplinary conceptual paper applies the economics theory of commons governance to two case studies of PR interactions with Wikipedia. Findings – The analysis concludes that commons governance theory identifies the downside risks of opportunistic behaviour by PR practitioners in their interactions with media commons such as Wikipedia. The paper concludes that Ostrom’s IAD model is relevant to the governance of PR interactions and offers guidance on productive PR practice in common-pool media. Research limitations/implications – The analysis was applied to only two cases for which information was widely available. Practical implications – The paper includes implications for the scope of PR practice in its interactions with common-pool media. The economic value of information held by PR professionals has been undermined by the collaborative nature of common-pool media, which has consequences for the role of PR. Originality/value – The paper introduces an economic theory and related literature to PR scholarship and applies them to PR practice. The paper aims to stimulate further research into the application of economic ideas to PR practice and to encourage discussion on the place of economic theory in PR knowledge.
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Akinola, Dr Samson Ranti. "Restructuring the Public Sphere for Social Order in the Niger Delta through Polycentric Planning: What Lessons for Africa?" African and Asian Studies 9, no. 1-2 (2010): 55–82. http://dx.doi.org/10.1163/156921010x491263.
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Abstract The increasing deprivation, neglect and orchestrated politics of exclusion by the Nigerian-state against the people of the Niger Delta can be traced to the structurally-defective and centralized governance arrangements in the Niger Delta. The consequent stiff resistance, violent reactions, militancy and hostage taking triggered by this politics of exclusion in the region have confirmed that people matter in politics. This paper argues that in some ways, the weakness of centralized and structurally-defective governance in the Niger Delta provides an opportunity for community self-governing institutions to play the role that governments and their agencies have abandoned. Using the Institutional Analysis and Development (IAD) framework, this paper engages in problem solving and solution seeking strategies that could help restructure the public sphere in the Niger Delta. This paper demonstrates principles and practices needed to make polycentric planning, self-governance and adaptive development strategies resolve socio-economic and political crisis. It is in light of this exigency that this paper develops an African Public Sphere Restructuring Model (APSRM) that derives inspirations and workability mechanisms from twelve (12) African development models that cut across several sectors of the economy in the Niger Delta.
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BAZZAN, Giulia. "Effective governance of food safety regulation across EU Member States: Towards operationalization." European Journal of Risk Regulation 8, no. 3 (September 2017): 565–72. http://dx.doi.org/10.1017/err.2017.37.
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AbstractThis article seeks to make a contribution to the food safety regulation literature, and to the broader framework of risk regulation, in the attempt to establish both theoretically and empirically what can be intended as effective governance of food safety regulation. The aim is to review existing measures of effectiveness of food safety governance, and to give a preliminary definition of effectiveness, together with a theoretical perspective on how to operationalise it, eventually proposing an empirical measurement. Effectiveness of food safety governance can be measured – on the one hand – as the capacity of consumers’ protection, and thus, as the minimisation of risk related to food, and – on the other hand – as the capacity of protection of producers’ interests, in order to ensure competitiveness within the market. Distinguishing food safety delivered from food safety perceived, the article seeks to analyse dimensions of effectiveness related to both the protection of consumers and producers, and to the minimisation of risk, drawing upon Elinor Ostrom’s Institutional Analysis and Development Framework (IAD) and, particularly, her conceptualisation of opportunistic behaviour.
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Omobhude, Christian, and ShihHsin Chen. "Institutional process for infrastructural development in Nigeria." Progress in Development Studies 20, no. 3 (July 2020): 223–42. http://dx.doi.org/10.1177/1464993420937852.
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Infrastructural development is characteristically multifaceted, but studies tend to be focused on limited context which has shed more light on structural issues at the cost of increased ambiguity as regards institutional factors that influence infrastructural development. Combining institutional theory and institutional analysis and development framework (IADF), this research studies how institutional factors influence infrastructural development. In particular, it explores three questions: what are the main differences that exist in policymaking processes? How do stakeholders interact in infrastructural development in Nigeria? How can institutions enhance infrastructural development? The findings show that institutional arrangements and legitimacy pressures are the main reasons for organizational passivity which produce under-performing infrastructures. Initially, mimetic pressures influenced infrastructural development practices as companies imitated other company’s structures that were perceived to be beneficial to attain certain goals. However, coercive pressures by government and normative pressures wielded through professional network of actors appear to be more potent institutional instruments for reducing unresponsiveness. We concluded that favourable institutional pressures support infrastructural development practices, which indicates the need for more structured decision-making process based on collective participation of relevant stakeholders.
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Ma, Libang, Meimei Chen, Xinglong Che, and Fang Fang. "Farmers’ Rural-To-Urban Migration, Influencing Factors and Development Framework: A Case Study of Sihe Village of Gansu, China." International Journal of Environmental Research and Public Health 16, no. 5 (March 10, 2019): 877. http://dx.doi.org/10.3390/ijerph16050877.
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Farmers are the major participants in rural development process and their willingness to settle in urban areas directly affects the implementation of rural revitalization strategy. Based on Ostrom’s institutional analysis and development (IAD) framework, we analyzed farmers’ willingness to settle in urban areas and its influencing factors by binary Logistic regression and cluster analysis of survey data of 190 rural households in Sihe village of Gansu Province of China. The results show that: (1) In Sihe village, farmers’ willingness to settle in urban areas was low in general and influenced by their neighbors’ decisions or behaviors. Households willing and unwilling to migrate to urban areas both presented significant spatial agglomeration. (2) The factors influencing farmers’ willingness to settle in urban areas were analyzed from six aspects: individual characteristics, family characteristics, residence characteristics, cognitive characteristics, institutions, and constraints. The main influencing factors were found to be age, occupation, number of non-agricultural workers in the family, household cultivated land area, annual household income, house building materials, degree of satisfaction with social pension, homestead and contracted land subsidies, income constraints, and other constraints. (3) Individual heterogeneity and difference in economic basis determined the difference in farmers’ willingness to settle in urban areas. Institutions and constraints played different roles in the migration willingness of different groups of farmers (Note: More details on the sample as well as further interpretation and discussion of the surveys are available in the associated research article (“Village-Scale Livelihood Change and the Response of Rural Settlement Land Use: Sihe Village of Tongwei County in Mid-Gansu Loess Hilly Region as an Example” (Ma, L.B.; Liu, S.C.; Niu, Y.W.; Chen, M.M., 2018)).
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Mathevet, Raphaël, Aurélien Allouche, Laurence Nicolas, Veronica Mitroi, Christo Fabricius, Chloé Guerbois, and John Anderies. "A Conceptual Framework for Heuristic Progress in Exploring Management Regime Shifts in Biodiversity Conservation and Climate Change Adaptation of Coastal Areas." Sustainability 10, no. 11 (November 13, 2018): 4171. http://dx.doi.org/10.3390/su10114171.
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Social conflicts related to biodiversity conservation and adaptation policy to climate change in coastal areas illustrate the need to reinforce understanding of the “matters of concern” as well as the “matters of fact”. In this paper, we argue that we must rethink adaptation from a new perspective, considering that humans together function as both ecological actors and social actors. Using international examples from the UNESCO world biosphere reserve network, we show that an ontological perspective may provide a simple and compact way to think about coupled infrastructure systems and systematic formalism, allowing for understanding of the relational matrix between actors, institutions and ecosystems. We contend that our formalism responds to three challenges. First, it encompasses the different regional contexts and policies that rely on the same ontology. Second, it provides a method to relate any local adaptation plan to the conservation paradigms that originate from the ecological modernization of policies. Third, it facilitates the discovery of drivers and processes involved in adaptation and management regime shifts by highlighting the way contextual factors configure, determine the structure of the action situation of the Institutional Analysis and Development framework (IAD) (Ostrom 2005), and how it operates.
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Ayunda, Nisa, Aceng Hidayat, and Zuzy Anna. "Efektivitas Kelembagaan Awig-Awig dalam Mengelola Sumber Daya Perikanan Pantai di Kabupaten Lombok Timur." Journal of Agriculture, Resource and Environmental Economics 1, no. 1 (April 23, 2014): 12–27. http://dx.doi.org/10.29244/jaree.v1i1.11283.
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Some institution arrangements are developed to manage the fishery resources, one of which is a communitybased management. Over the past few years, this community has been believed to be one of the effective management. According to Schlager and Ostrom (1992); Imperial and Yandle (2005), this management was usually the adoption of local knowledge of communities around their resources. Awig Awig growing in East Lombok is one of a growing community based management in Indonesia in managing fishery resources. Based on this information, this research aimed to (1) diagnose the awig awig institution growing in East Lombok, (2) identify and analyze the external factors influencing the institution, and (3) evaluate awig awig institution linkages to sustainable coastal fisheries. This study used the approach of the Institutional Analysis and Development (IAD) framework and GS production surplus bioeconomy. The results showed that so far awig awig institution has not been able to overcome the pressure from the inside and from the outside in the form of appropriation externality, technology externality, and assignment problem, therefore, this caused the decline of fishery resources.
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Slavíková, Lenka, Ralf-Uwe Syrbe, Jan Slavík, and Astrid Berens. "Local environmental NGO roles in biodiversity governance: a Czech-German comparison." GeoScape 11, no. 1 (June 1, 2017): 1–15. http://dx.doi.org/10.1515/geosc-2017-0001.
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AbstractRecently, the role of nongovernmental organizations (NGOs)s in environmental governance has been widely investigated, especially regarding the issue of mandatory public participation in policy-making within a European context. This paper aims to redirect scientific attention from their pure participation to their field actions, i.e., to the role they play in actual natural resource management, especially at the local level, and reframe local environmental NGO roles and positions based on the criteria for scale and influence. More specifically, this paper seeks to identify factors that promote NGOs as effective complements in the protection of state biodiversity and stresses local impacts of different governance schemes.Determining factors were investigated through a series of in-depth case studies undertaken in the Czech-German border region of the eastern Krušné hory Mts. (Erzgebirge, Ore Mts.). Rather than a quantitatively oriented survey among NGOs, this study focused primarily on a specific territory and, subsequently, on the identification of relevant actor performance (including NGO representatives) within this territory. The method applied for comparison was the Institutional Analysis and Development Framework (IAD Framework). This design enabled a comparison of different social practices in the homogeneous ecosystem present on both sides of the border and captured the influence of specific social and historical cross-border features on environmental NGO performance.
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Molenveld, Astrid, and Arwin van Buuren. "Flood Risk and Resilience in the Netherlands: In Search of an Adaptive Governance Approach." Water 11, no. 12 (December 5, 2019): 2563. http://dx.doi.org/10.3390/w11122563.
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In the Netherlands, dealing with the risk of flooding in the face of the current climate change requires a governance approach that is less based upon the long-standing tradition of prevention and protection, and more oriented toward ideas of resilience and adaptivity. Such an approach is assumed to be more resilient compared to static approaches and better equipped to deal with the indeterminate character of a problem like flood risk. This article presents the Dutch attempt to introduce a more polycentric and adaptive governance approach in flood management, called multilayered safety (MLS). We studied this approach via interviews and an extensive document study, and analyzed the institutions governing the issue using the Institutional Analysis and Development (IAD) framework of Elinor Ostrom. For years, the issue was in the hands of a small network of actors, mainly occupied by water experts and governed by a strong lead organization and permanent bodies. While introducing a new, more adaptive policy concept the government encountered both resistance and inability within the existing policy regime. This article shows that the issue of flood safety was successfully ‘tamed’ for decades. Adopting a more adaptive and polycentric approach necessitates ‘untaming’ the issue of flood safety.
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Faridah, Lia, Fedri Ruluwedrata Rinawan, Nisa Fauziah, Wulan Mayasari, Angga Dwiartama, and Kozo Watanabe. "Evaluation of Health Information System (HIS) in The Surveillance of Dengue in Indonesia: Lessons from Case in Bandung, West Java." International Journal of Environmental Research and Public Health 17, no. 5 (March 10, 2020): 1795. http://dx.doi.org/10.3390/ijerph17051795.
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This study was performed to evaluate the health information system regarding the dengue surveillance system in Indonesia. Major obstacles to the implementation of an effective health information system regarding dengue cases in Bandung are examined, and practical suggestions on measures to overcome them are discussed. The study utilized a mixed-method research design using qualitative approaches: document analysis, key informants and focus group interviews. Thirty key informants were selected, comprised of policymakers, senior managers, and staff at the Ministry of Health. Data from documents and transcripts were evaluated through a modified Institutional Analysis and Development (IAD) framework described by Ostrom. Through this study, we have identified several issues that hinder the effective implementation of the health information system in the case of dengue in Bandung. In the end, we propose several recommendations for reform that encompasses motivational, strategic, and structural approaches to each component of the analysis. Through evaluation of the health information system for dengue surveillance in Indonesia, we conclude that well-coordination in multi-level governance in a country as large as Indonesia is the key in the implementation of the health information system in different levels of agencies. Furthermore, the adaptability of human resources in adopting a new information system also plays an important part.
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Yang, Liu, and Yang Ren. "Moral Obligation, Public Leadership, and Collective Action for Epidemic Prevention and Control: Evidence from the Corona Virus Disease 2019 (COVID-19) Emergency." International Journal of Environmental Research and Public Health 17, no. 8 (April 15, 2020): 2731. http://dx.doi.org/10.3390/ijerph17082731.
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To investigate the effect of villagers’ moral obligation and village cadres’ public leadership on villagers’ collective action for epidemic prevention and control, against the background of the corona virus disease 2019 (COVID-19) emergency in China, we constructed models based on the institutional analysis and development (IAD) framework and employed principal component analysis (PCA) and ordered probit regression, drawing on survey data from 533 villagers in Henan province adjacent to the COVID-19 origin province, Hubei, China. The results indicate that: (1) generally, both moral obligation and public leadership as well as their constituent indicators contributed positively to collective action for COVID-19 prevention and control; (2) moreover, moral obligation and public leadership can strengthen each other’s positive role in collective action for COVID-19 prevention and control. Based on the above findings, this paper suggests that villagers’ moral obligation can be perfected through internalizing epidemic prevention and control norms into the villagers’ moral norms by the way of villagers mastering the rural public health governance scheme. In addition, public leadership can be improved through professional training of village cadres and by motivating village elites to run for village cadres. With improved villagers’ moral obligation and village cadres’ public leadership, collective action for epidemic prevention and control could be more likely to be realized.
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Ouedraogo, Lala, and Patrick Mundler. "Local Governance and Labor Organizations on Artisanal Gold Mining Sites in Burkina Faso." Sustainability 11, no. 3 (January 24, 2019): 616. http://dx.doi.org/10.3390/su11030616.
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This paper based on the institutional analysis and development framework (IAD) is to discuss the local governance and labor organizations on artisanal gold mining camps in Burkina Faso; a West African country that in recent years has been increasingly exploiting its gold reserves. Field data were collected from three sites in the villages of Diosso, Siguinoguin and Zincko in accordance with the purposive sampling. One major finding gleaned from the on-site research is that forms of governance vary along a continuum from flexible (enforced by a joint powers: artisanal miners’ union, customary authorities and landowners) to rigid (enforced by landowner). Another finding is that the type of relationship between indigenous communities and miners depend on the importance of the authocthony of the artisanal miners. Indeed, they are harmonious in Zincko, where miners originate from the village, whereas they are tense in Siguinoguin, which is populated by migrants. Eventually, this paper relies on the French school of proximity to enrich the definitions given to the attributes of the physical world and the attributes of the community highlighted by Ostrom’s theory as geographical proximity fails to detail forms of relational proximity that clearly structure the way governance is organized on the mining camps.
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Chenboonthai and Watanabe. "Cooperation Intensity for Effective Policy Development and Implementation: A Case Study of Thailand’s Alternative Energy Development Plan." Energies 12, no. 13 (June 26, 2019): 2469. http://dx.doi.org/10.3390/en12132469.
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This research examined cooperation among core Thai government organizations involved in achieving the energy-from-waste (EFW) targets stipulated in the country’s 2015 Alternative Energy Development Plan (AEDP). To this end, we used the institutional analysis and development (IAD) framework to illuminate the intricacies of such collaboration, which reflects interactions that flow logically from the decisions and measures taken by actors as they deliberate over relevant situations. Data were obtained mainly from government documents and in-depth interviews with employees of the collaborators that are directly involved in the development and implementation of AEDP 2015. The concept of cooperation intensity was used to inquire into the cooperative interactions of the aforementioned government organizations and analyze the factors and conditions that influence these actors’ decision to work with one another. We focused on the effects of institutions on cooperation under the AEDP policy process. To strengthen the novelty of this work, we categorized cooperation intensity into five levels, which can serve as guidance in the evaluation and improvement of collaborative endeavors. These levels are reflected in collaboration through (1) the pursuit of common goals and mutual benefits, (2) the pooling of resources, (3) the sharing of responsibilities, (4) the synchronization of activities, and (5) the monitoring of partners. Using the proposed cooperation intensity levels, we identified the following causes of ineffective cooperation: Differences in perceptions of problems related to municipal solid waste (MSW) and the prioritization of solutions put forward by the individual actors; the actors’ commitment to different solutions; the inconsistency among responsibilities, actions, and control over the expected outcomes of the actors; the failure of the actors to clarify and synchronize related and duplicate policy activities; and the unwillingness of the actors to undergo checking and monitoring. Overcoming these problems necessitates the enhancement of communication, which would reinforce cooperation given that effective communication leads to perfect information and an improved understanding of other actors.
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Lewis, Dave, and Joss Moorkens. "A Rights-Based Approach to Trustworthy AI in Social Media." Social Media + Society 6, no. 3 (July 2020): 205630512095467. http://dx.doi.org/10.1177/2056305120954672.
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Social media platforms increasingly use powerful artificial intelligence (AI) that are fed by the vast flows of digital content that may be used to analyze user behavior, mental state, and physical context. New forms of AI-generated content and AI-driven virtual agents present new forms of risks in social media use, the harm of which will be difficult to predict. Delivering trustworthy social media will therefore be increasingly predicated on effectively governing the trustworthiness of its AI components. In this article, we examine different approaches to the governance AI and the Big Data processing that drives it being explored. We identify a potential over-reliance on individual rights at the expense of consideration of collective rights. In response, we propose a collective approach to AI data governance grounded in a legal proposal for universal, non-exclusive data ownership right. We use the Institutional Analysis and Development (IAD) framework to explore the relative costs and benefits on stakeholders in two use cases, one focused on digital content consumers the other focused on digital content knowledge workers. Following an analysis that looks at self-regulation and industry-state co-regulation, we propose governance through shared data ownership. In this way, future social media platforms may be able to maintain trust in their use of AI by committing to no datafication without representation.
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Ward, Kevin D., Danielle M. Varda, Diana Epstein, and Barbara Lane. "Institutional Factors and Processes in Interagency Collaboration: The Case of FEMA Corps." American Review of Public Administration 48, no. 8 (January 1, 2018): 852–71. http://dx.doi.org/10.1177/0275074017745354.
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This article details the development and implementation of the Federal Emergency Management Agency (FEMA) Corps program, a federal interagency partnership. While many federal agencies partner through fee-for-service arrangements and contracts, few contemporary examples of interagency program creation and implementation are available. This article develops an interagency collaboration framework by drawing from the collaboration literature, as well as literature on institutions, to examine the development of this unique partnership. This research draws on key informant interviews and content analysis of documentation, including the interagency agreement (IAA), historical records, memos, meeting minutes, and participant observations. Findings suggest that even in formal IAAs, a strong history of informal institutional collaboration may be an important antecedent of forming and implementing collaborative arrangements. Similarly, the presence of a champion may play an important role in cultivating and developing both informal and formal institutions that create an opportunity to collaborate. Finally, the rules-in-use and the rules-in-form may vary at different levels of management. As the federal government increasingly employs interagency partnerships, this article provides lessons for developing relationships, identifying and understanding roles, crossing organizational boundaries, and merging both agency cultures and administrative processes.
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Da Silva, Antonio Paulo, Maria João Simas Guerreiro, Samíria Maria Oliveira Da Silva, and Carlos Henrique da Silva Sousa. "The IAD-SES-ILT model in assessing the governance of a river basin." South Florida Journal of Development 2, no. 2 (May 18, 2021): 2201–14. http://dx.doi.org/10.46932/sfjdv2n2-084.
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This paper presents the IAD-SES-ILT heuristic model built from the combination of the Institutional Analyzes Development (IAD) framework of Elinor Ostrom and the Institutional Legal Theory (ILT). Using the grammatical syntax for the examination of institutional statements, proposed by Crawford and Ostrom, the structure of the Action Situation levels (Constitutional, Collective and Operational Choice) that make up the governance of the Hydrographic Basin of the Metropolitan Region of Fortaleza was analyzed . It was possible to show that the legal view introduced to the IAD-SES by ILT added new values to the institutional approach, allowing an assessment of governance regarding the respect for the principles indicated by the OECD as necessary for good governance of water resources.
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DIBABA, BEKALU, and ABEJE BERHANU. "Incentives and challenges for local institutions in coffee forest management: The case of Bilo-Nopha Woreda, Ethiopia." Asian Journal of Ethnobiology 1, no. 1 (May 1, 2018): 31–46. http://dx.doi.org/10.13057/asianjethnobiol/y010104.
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Abstract. Dibaba B, Berhanu A. Incentives and challenges for local institutions in coffee forest management: the case of Bilo-Nopha Woreda, Ethiopia. Asian J For 2: 31-46. Because woodland biodiversity is threatened by various anthropogenic factors, the role of institutions in administrating natural provenances in general and woodland provenances in specific increases over time. Therefore, this is the right time to find out the role of institutions in administrating natural provenances. An assessment of the role of local institutions in the management of coffee forests, by taking the case of Bilo-Nopha Woreda, Illu Abba Bora zone as its object, became the main objective of this study. This study attempts to describe the utilization of regulation attributes, community attributes, and attributes of woodland provenances influencing the management of coffee forests in this study region, using the institutional analysis and development framework (IAD) adopted from Ostrom (2006). This study uses qualitative and quantitative research methods in the form of triangulation. From 16 Kebeles in the study region, the researchers purposively selected 3 Kebeles that were adjacent to the plantation woodland region. Using a systematic random sampling technique, 125 households were selected from three Kebeles for quantitative interviews. In addition to conducting in-depth interviews, key informant interviews and FGDs were conducted to support and strengthen data obtained through household surveys. The results reveal that both official and informal institutions take part in the management of coffee forests at the local level. Rules established by the government to secure coffee woodland areas decrease woodland utilization by local communities and make their ownership rights unsafe. This, in turn, will negatively affect their participation in coffee woodland management activities. Community contributions and forest provenances also influence management activities both positively and negatively. Some of them operate as incentives that increase management activities including compactness, homogeneity and topography, and goods and services derived from forests while others operate as disincentives for management activities including group size, distance, and inadequacy of clear boundaries. In addition to the challenges of administrating coffee forests, lack of ownership, illegal encroachment and inadequacy of coordination between various stakeholders are the main difficulties that must be resolved to preserve coffee forests in the study region.
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Imperial, Mark T. "Institutional Analysis and Ecosystem-Based Management: The Institutional Analysis and Development Framework." Environmental Management 24, no. 4 (November 1, 1999): 449–65. http://dx.doi.org/10.1007/s002679900246.
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Whaley, Luke. "The Critical Institutional Analysis and Development (CIAD) Framework." International Journal of the Commons 12, no. 2 (May 2018): xx. http://dx.doi.org/10.18352/ijc.848.
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Ostrom, Elinor. "Background on the Institutional Analysis and Development Framework." Policy Studies Journal 39, no. 1 (February 2011): 7–27. http://dx.doi.org/10.1111/j.1541-0072.2010.00394.x.
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Eufemia, Luca, Michelle Bonatti, Stefan Sieber, Barbara Schröter, and Marcos A. Lana. "Mechanisms of Weak Governance in Grasslands and Wetlands of South America." Sustainability 12, no. 17 (September 3, 2020): 7214. http://dx.doi.org/10.3390/su12177214.
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Weak governance is a major threat to sustainable development, especially in rural contexts and within ecosystems of great social and economic value. To understand and compare its arrangement in the grasslands and wetlands of the Colombian Llanos and the Paraguayan Pantanal, we build upon the Institutional and Development Framework (IAD) as we explore the role of political, economic, and social institutions and combine components of the theory of common-pool resources (CPR) and new institutional economics (NIE). This hybrid conceptualization provides a synthesis of how top-down hierarchical and market-based systems of community-based and natural resource management negatively affect sustainable development in both study areas. Our findings suggest three underlying mechanisms causing a situation of weak governance: centralized (economic and political) power, the role of central and local governments, and social exclusion. Understanding these multidimensional contextual mechanisms improves the understanding that institutional structures supporting arrangements that handle grasslands and wetlands in a sustainable way are needed to protect the ecosystem’s social and economic values, especially in rural and marginalized contexts.
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Kilbourne, William E., Michael J. Dorsch, and Anastasia Thyroff. "Theorizing materialism through the Institutional Analysis and Development framework." Marketing Theory 18, no. 1 (August 11, 2017): 55–74. http://dx.doi.org/10.1177/1470593117724610.
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Materialism in Western societies has been examined at both individual and cultural levels. However, the underlying institutions that engender and perpetuate materialism as an orientation toward consumption are left unexamined. Therefore, the overall purpose of this study is to explore the relationship between institutions constituting the dominant social paradigm (DSP) (deep-rooted belief structures and practices) of societies and materialism. The model proposed to carry this out is the Institutional Analysis and Development framework. This article contributes to marketing theory by developing a conceptual model that explains and offers transformative implications pertaining to the relationship between materialism and the institutional elements of the DSP of Western industrial societies.