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Dissertations / Theses on the topic 'Investment banking'

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1

Abrahamson, Mark. "Conflicts of Interest in Investment Banking." Thesis, University of Oxford, 2010. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.508627.

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2

Huang, Zhangkai. "Finance, investment and monetary policy." Thesis, University of Oxford, 2002. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.270515.

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3

Gehle, Nadja. "Variable Vergütungssysteme im Investment Banking in Deutschland." Hamburg Diplomica Verlag, 2008. http://www.wiso-net.de/r%5Febook/webcgi?START=A60&DOKV%5FDB=DIPL,ADIP&DOKV%5FNO=9783836607520139&DOKV%5FHS=0&PP=1.

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4

Huang, Xian Qi. "The development of investment banking in China." Thesis, University of Macau, 1999. http://umaclib3.umac.mo/record=b1636228.

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5

Gehle, Nadja. "Variable Vergütungssysteme im Investment-Banking in Deutschland." Hamburg Diplomica-Verl, 2007. http://d-nb.info/987716735/04.

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6

Taniai, Tatsuya 1966. "IT investment allocation in Japanese banking industry." Thesis, Massachusetts Institute of Technology, 2003. http://hdl.handle.net/1721.1/17004.

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Thesis (S.M.M.O.T.)--Massachusetts Institute of Technology, Sloan School of Management, Management of Technology Program, 2003.<br>Includes bibliographical references (leaves 108-110).<br>This electronic version was submitted by the student author. The certified thesis is available in the Institute Archives and Special Collections.<br>In this study, we investigate and discuss IT investment and related issues in the Japanese banking industry. And we insist that banks should take account of technology trend as one of heavy IT users and switch long-term-strategy and IT-migration-strategy appropr
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7

Tipping, Malvern. "British banking-halls as a property investment." Thesis, Anglia Ruskin University, 2011. http://arro.anglia.ac.uk/211745/.

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This research is related to British banking-halls as a class of real estate investment. Sale-and-leaseback has become an increasingly common approach during the last two decades for the holding of British banking-halls. One measure used in making property investment decisions is the all risks yield (ARY). Investors and their advisors have a need for a predictive framework which they can use for predicting those retail bank premises likely to achieve the highest ARY when assembling investment portfolios of such properties. A predictive framework necessitates the identification of those factors
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8

Tipping, Malvern. "British banking-halls as a property investment." Thesis, Anglia Ruskin University, 2011. https://arro.anglia.ac.uk/id/eprint/211745/1/Tipping_Thesis_2011.pdf.

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This research is related to British banking-halls as a class of real estate investment. Sale-and-leaseback has become an increasingly common approach during the last two decades for the holding of British banking-halls. One measure used in making property investment decisions is the all risks yield (ARY). Investors and their advisors have a need for a predictive framework which they can use for predicting those retail bank premises likely to achieve the highest ARY when assembling investment portfolios of such properties. A predictive framework necessitates the identification of those factors
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9

Al-Deehani, Talla Moh'd F. F. "Understanding corporate capital investment decisions in Kuwait." Thesis, University of Bath, 1990. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.293377.

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10

Memtsa, Chrysi D. "Factor models, risk management and investment decisions." Thesis, Durham University, 1999. http://etheses.dur.ac.uk/4606/.

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The recent extending empirical evidence regarding the power of factor models versus the traditional CAPM has motivated the research in the current thesis. Substantial controversy has been raised over two issues: 1) Are the new factors, market value and book-to-market equity, the most important sources of risk? and 2) Is it time to consider CAPM as a useless model? Effectively, these are the main questions we attempt to address in the current research within a unified framework of firm attributes and more aspects of the econometrical applied approaches. The main findings of the empirical resear
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11

Wen, Zhe. "Three essays on equity issuance and investment banking." Thesis, University of Manchester, 2015. https://www.research.manchester.ac.uk/portal/en/theses/three-essays-on-equity-issuance-and-investment-banking(a6d68ec8-45e4-4f27-b73d-3f32099ad223).html.

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This thesis presents three empirical essays in the areas of equity issuance and investment banking. In the first essay, I document that an increasing number of initial public offering (IPO) firms have been allowed by their lead underwriters to conduct a seasoned equity offering (SEO) before IPO lockup expiry (pre-expiry SEO). I examine the determinants of pre-expiry SEOs and their impact on issuers' firm value. I find that issuers with stronger post-IPO stock performance and more reputable lead underwriters are more likely to issue pre-expiry SEOs. The three-day average abnormal return around
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12

Suehiro, Yasutaka 1962. "Strategic challenges of the Japanese investment banking industry." Thesis, Massachusetts Institute of Technology, 2004. http://hdl.handle.net/1721.1/17900.

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Thesis (S.M.)--Massachusetts Institute of Technology, Sloan School of Management, 2004.<br>Includes bibliographical references (leaves 86-89).<br>Since the collapse of the bubble economy in 1990, Japanese securities houses have suffered serious damage and have not been able to keep up with the progress of the global investment banking industry. During this period, foreign investment banks have grown rapidly, diversified the coverage of business, and expanded to the global market. Japanese investment banks were first developed in the late 1990s, after the "lost decade". They have competed with
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13

RADIC, NEMANJA. "Efficiency and competition in the investment banking industry." Doctoral thesis, Università degli Studi di Roma "Tor Vergata", 2010. http://hdl.handle.net/2108/1301.

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Questa tesi tratta sostanzialmente tre temi principali, inerenti l’efficienza e la competizione nell’ambito dell’investment bank, ognuno dei quali costituisce un capitolo della stessa. Il primo dei temi (Cap.2) ripercorre e recensisce la letteratura sull’argomento investment banking e fornisce una indicazione sulle tendenze più recenti nell’industria. Il secondo tema (Cap.3) analizza costo e guadagno di efficienza relativamente al caso di un investment banks per i paesi del G7 (Canada, Francia, Germania, Italia, Giappone, Gran Bretagna e Stati uniti d’America) e la Svizzera prima della recent
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14

Okposen, Samuel. "The determinants of direct overseas investment from Singapore." Thesis, London Metropolitan University, 1993. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.358237.

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15

Chen, Jinghan. "Foreign direct investment in China : policies and performance." Thesis, Lancaster University, 1991. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.332056.

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16

Qasim, Amer. "The use of the internet as an investor relations tool : the case of Jordan." Thesis, University of Aberdeen, 2010. http://digitool.abdn.ac.uk:80/webclient/DeliveryManager?pid=114451.

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This research extends our understanding of disclosure on the internet by considering a different research setting, namely Jordon. Two main objectives were addressed in this thesis; (1) to explore online status of listed companies and the extent to which websites are utilized to disclose IR-related information, and (2) to investigate factors influencing companies to have websites and to disclose IR information. The first objective involved a survey analysis in 2007. This showed that out of the 187 companies included in the survey, only 105 had active websites. A web-based scoring sheet was used
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17

Read, Tony J. "Strategic Information Technology Investment Decisions in the Banking Industry." NSUWorks, 2005. http://nsuworks.nova.edu/gscis_etd/794.

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Spending on IT has continually increased over the last 10 years within the North American retail banking industry, but debate remains as to whether organizations have seen the expected value from these IT investments. Greater management focus is being placed on evaluating and realizing shareholder value from IT investments. The challenge is to reduce IT costs from operational infrastructure and move spending to strategic IT investments for business growth and shareholder value. Banks need to develop and implement improved techniques for planning, investing, value realization, and governing str
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18

Walton, Kenya Monica. "Strategies Investment Banking Leaders Use to Retain Frontline Employees." ScholarWorks, 2019. https://scholarworks.waldenu.edu/dissertations/7443.

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Banking leaders face the loss of profitability because of low employee retention in their organizations. Retention issues negatively affect business operations and market performance. The purpose of this multiple case study was to explore strategies that investment-banking leaders use to retain frontline employees. Herzberg's 2-factor theory was the conceptual framework for this study. Data were collected through semistructured interviews with 5 banking leaders in New York and through a review of company documents on retention strategies. The data were analyzed using Yin's 5-step process of co
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19

Strüver, Sven-Carsten. "Standardbasiertes EAI-Vorgehen am Beispiel des Investment Bankings." Berlin Gito, 2006. http://deposit.d-nb.de/cgi-bin/dokserv?id=2864233&prov=M&dok_var=1&dok_ext=htm.

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20

Altinkilic, Oya. "An Examination of Seasoned Equity Offer Placement Effort." Diss., Virginia Tech, 2001. http://hdl.handle.net/10919/27301.

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Altinkiliç and Hansen (2000) show that underwriter spreads in seasoned equity offerings (SEOs) overwhelmingly reflect variable costs. This research attempts to begin filling the gap created by this result, as to what are the important constituents of the variable costs. In particular, I investigate the hypothesis that an important part of underwriter compensation is partial payment for anticipated market making activities in the secondary market, once the offer begins. I show that lead underwriter market making activities following an SEO are partly paid through the spread. The lower bound co
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21

Ursacki, Terry. "Foreign direct investment in the Japanese and Korean banking sectors." Thesis, University of British Columbia, 1990. http://hdl.handle.net/2429/32180.

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Foreign direct investment (FDI) in banking (i.e., the establishment of branches, representative offices, agencies, subsidiaries, or affiliates abroad) is one of the key features of the international monetary system, yet it has received relatively little attention, particularly from empirical researchers. This thesis first reviews the existing work on FDI in banking, and then proposes a theoretical framework for understanding the sources of competitive advantage which lead to multinational banking. This framework integrates earlier work on the theory of financial intermediation with Durming's e
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22

Majury, Niall Charles. "Local knowledge, global markets and the geography of investment banking." Thesis, National Library of Canada = Bibliothèque nationale du Canada, 1999. http://www.collectionscanada.ca/obj/s4/f2/dsk1/tape8/PQDD_0003/NQ41226.pdf.

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23

Trees, Hans. "The political economy of financial regulation of US investment banking." Thesis, Durham University, 2017. http://etheses.dur.ac.uk/12265/.

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This thesis analyses the political economy of the financial regulation of US investment banking, which is an under-researched topic within the IPE of finance. Various academics claim investment banks – or “Wall Street” – have significant influence on regulatory decision-making as well as policy making more generally so that they can shape the outcomes to suit their preferences. As this thesis will show, the vast majority of these claims are not rooted in empirics. The dissertation examines the factors and circumstances that led to a de-regulatory outcome in the area of financial regulation of
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24

Chuluun, Tugsjargal. "Essays on the role of peer networks in investment banking." Diss., Atlanta, Ga. : Georgia Institute of Technology, 2009. http://hdl.handle.net/1853/29641.

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Thesis (Ph.D)--Management, Georgia Institute of Technology, 2009.<br>Committee Chair: Eun, Cheol; Committee Member: Clarke, Jonathan; Committee Member: Jayaraman, Narayanan; Committee Member: Lee, Jeongsik; Committee Member: Li, Haizheng. Part of the SMARTech Electronic Thesis and Dissertation Collection.
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25

Chiang, Derek Mi-Hsiu. "Contingent claims analysis to irreversible, non-tradable output investment problems under uncertainty." Thesis, Imperial College London, 1999. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.312138.

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26

Cho, Yong-Doo. "Financial factors and corporate investment : a microeconometric analysis of Korean manufacturing firms." Thesis, University of Oxford, 1994. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.260062.

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27

Chensavasdijai, Varapat. "An empirical analysis of corporate investment behaviour and financing patterns in Thailand." Thesis, University of Oxford, 1999. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.310147.

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28

Al-Saeed, Mansour. "The legal protection of private foreign investment in the state of Kuwait." Thesis, University of Aberdeen, 1998. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.272267.

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Chapter III is dedicated to the discussion of the regulation of foreign investment under the Kuwaiti Commercial Laws (KCLs) concerning foreign investment, forms and legal procedures for establishing such investment in Kuwait and the appropriate legal forms for establishing private foreign investment in Kuwait are also examined. In addition, the incentives that are offered to foreign investors, according to KCLs and double taxation treaties, to which Kuwait is a party in Kuwait territory, are examined here. Chapter IV is devoted to discussing the scope and standards of protection of private for
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29

Abdulla, Jasim. "Dividends, external borrowings, and investment behaviour of the corporate sector in Kuwait." Thesis, University of Exeter, 1990. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.289799.

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30

Fan, Weiwei. "Household savings, relationship banking, and urbanization : three essays in economic development and finance /." View Abstract or Full-Text, 2003. http://library.ust.hk/cgi/db/thesis.pl?ECON%202003%20FAN.

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31

Wenzel, Jens. "Rechtsfragen internationaler Konsortialkreditverträge : deutsches und englisches Recht /." Baden-Baden : Nomos [u.a.], 2006. http://www.gbv.de/dms/spk/sbb/recht/toc/516807250.pdf.

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32

Samakovitis, Georgios. "Technology investment decision making : an integrated analysis in UK Internet banking." Thesis, University of Edinburgh, 2007. http://hdl.handle.net/1842/25148.

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The research addresses the problem of technological investment decision making (TIDM) in UK Banks. It focuses on Internet banking technologies and uses interviews with bank executives and industry practitioners to form a coherent understanding of how technological decisions are practically made and what, in that process, is the role of evaluation techniques. Aims are (1) to identify and explain the discord between formal and practical evaluations of technologies, (2) to review the role of expert professional groups in defining the norms of evaluation, and (3) to develop a model to reflect the
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33

Cook, Audrey Ciceley Heloise. "A study of identity formation in the London investment banking sector." Thesis, University of Warwick, 2008. http://wrap.warwick.ac.uk/1947/.

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This thesis seeks to investigate identity formation within the London investment banking sector in the context of career development. The sector has undergone a host of changes in the past two decades. The ‘Old City’ was distinguished by trust, reputation and stability which was informally regulated through a kinship network comprised of a social elite. De-regulation in 1986 ushered in the ‘New City’ characterised by individualistic competition, inflated capital sums, truncated careers, volatility and diversification. Existing research concerning identity has largely focussed on how ‘Old City’
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34

Kirikkaleli, Dervis. "Foreign direct investment in the banking sector : empirical evidence from Turkey." Thesis, University of Stirling, 2013. http://hdl.handle.net/1893/19308.

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Multinational bank activities have gradually risen in developing countries since the beginning of the globalisation process. Rising foreign bank activities in developing countries have motivated researchers to investigate foreign banks, comprehensively. Turkey is a typical example of a developing country that achieved a tremendous growth rate in foreign bank asset, especially throughout the last decade. The aim of this thesis is to examine two-way linkage; (1) between foreign bank penetration (FBP) and banking variables; (2) between FBP and country risk and (3) between FBP, foreign direct inve
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35

Afanasieva, Olha Borysivna, Ольга Борисівна Афанасьєва, Ольга Борисовна Афанасьева, et al. "Risk management, corporate governance and investment banking: the role of CRO." Thesis, Українська академія банківської справи Національного банку України, 2013. http://essuir.sumdu.edu.ua/handle/123456789/59596.

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After recent events of global financial crisis and further recession bank boards became more disturbed about the risk governance issues. The lesson was learned that timely risk oversight and measures to its minimization would lead to stability of a bank. That’s why the foundation and ensuring of effective functioning of Risk Management Committee in bank is one of the primary goals in this context.
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36

Koczwara, Anna Irena. "Leadership and diversity in investment banking : explaining male and femal potential." Thesis, Goldsmiths College (University of London), 2007. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.497898.

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Although women are now entering the professions in equal numbers to men, they are still less likely to occupy senior positions, particularly in higher paid private sector organisations. This is of particular concern to many financial services organisations who have already sought to enhance opportunities for women. Despite these efforts there is a growing recognition of a need for more detailed understanding of the processes contributing to differential career progression. A socio-cognitive model of unfair discrimination (Silvester& Chapman, 1996) applied to appraisal contexts suggests two pot
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37

Vick, Sondra Kay. "Investment centers that are feasible in a credit union." CSUSB ScholarWorks, 2000. https://scholarworks.lib.csusb.edu/etd-project/1758.

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This project will identify the options available to a credit union desiring to open an office of the securities industry to provide investment products and advisory services to its member. The three options identified are becoming a branch office of an established broker/dealer, becoming an introducing broker/dealer, or purchasing an existing broker/dealer. An analysis will identify the required needs of an account executive in a computer system, client statements, and client confirmations. It will also analysis the capital requirements, the expenses of opening and running an office, fees char
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38

Turner, Neil J. K. "Tenant environmental performance and property investment : the use of environmental management systems in reducing risk." Thesis, University of South Wales, 1995. https://pure.southwales.ac.uk/en/studentthesis/tenant-environmental-performance-and-property-investment(bba421ea-ccf8-448f-96cd-331424b58016).html.

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Within the property research community consideration of environmental risk in relation to a tenant's polluting activities has received little attention. Whilst the profession has begun to address environmental issues through various research initiatives, the study of current land uses causing environmental problems and, m particular, the consequences for property investors, is at a very early stage. Through the literature review, and the major empirical project undertaken in the course of this research, significant advancements have been made in this area. It has been possible to establish the
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39

Fifield, Suzanne G. M. "Portfolio investment in emerging stock markets : an empirical analysis of the gains from diversification." Thesis, University of Dundee, 1999. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.340672.

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40

Nieuwoudt, M. M. "The strategy of PSG investment bank." Thesis, Stellenbosch : Stellenbosch University, 2003. http://hdl.handle.net/10019.1/49391.

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Thesis (MBA)--Stellenbosch University, 2003.<br>ENGLISH ABSTRACT: PSG Investment Bank started out of the PSG Group in 1998. It was a successful enterprise that was rated highly by the public, institutions and employees. Through 1999, there was a struggle on executive level over the strategy that PSG Investment Bank should follow. The struggle culminated in 2000 with the resignation of the founder of PSG Investment Bank. The remaining executives put their strategy in action during 2000 and 2001. External factors made the environment difficult during late 2001 and 2002 and PSG Investment
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41

Ageba, Gebrehiwot. "Financial liberalisation in Ethiopia : a firm level analysis of credit allocation, financial constraints and investment." Thesis, University of Oxford, 1998. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.243464.

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42

Hsia, Marshall. "Corporate investment strategies and the demand for commercial property : the implications of European market integration." Thesis, University of Reading, 1992. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.359251.

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43

McGrath, Michael Peter. "Decision making in unfamiliar problem domains : evidence from the investment banking industry." Thesis, Cranfield University, 2004. http://hdl.handle.net/1826/3857.

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This research explores the determinants of risk behaviour when an organisation operates outside its normal operational domain. Organisations are being forced outside their normal operational domains with ever-increasing frequency. Through studying a banking acquisition, an area which has not been studied before, the research identifies the risks faced by the organisation, the apparent irrational management of the risks, and the reasons for this behaviour. The research applies multiple research methods, which include the review of company documentation, interviews with key managers and external
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44

Dobra-Kiel, Alexandra. "Emotions and behavioural ethics : the case of asset management and investment banking." Thesis, University of Warwick, 2017. http://wrap.warwick.ac.uk/102075/.

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This PhD Dissertation, structured by essays, aims to contribute to the field of emotions and behavioural ethics by spanning across disciplinary boundaries and methodological approaches. The ‘General Introduction’ provides a background as well as an overview of the contributions of this PhD Dissertation. The first essay provides the first systematic review on emotions and ethical decision-making, based on 38 empirical studies published between 2008 and 2017. At a methodological level, it reflects on the research methods that have been deployed so far to validate the study of the role of emotion
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45

Delmenico, Giorgio Dario. "Disinvestments predictive model in the banking sector." Master's thesis, Instituto Superior de Economia e Gestão, 2021. http://hdl.handle.net/10400.5/23401.

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Mestrado Bolonha em Mathematical Finance<br>The churn rate, also known as the rate of attrition or customer churn, is the rate at which customers stop doing business with an entity. It is most commonly expressed as the percentage of service subscribers who discontinue their subscriptions within a given time period. It is also the rate at which employees leave their jobs within a certain period. For a company to expand its clientele, its growth rate (measured by the number of new customers) must exceed its churn rate. This phenomenon applies in the bank industry in two different ways: - Of cour
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46

Sawitzki, Martin. "The Effects of Structured Products." St. Gallen, 2007. http://www.biblio.unisg.ch/org/biblio/edoc.nsf/wwwDisplayIdentifier/05600523001/$FILE/05600523001.pdf.

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47

Mark, Daniel L. "Investment technolgy for trading business delineating requirements, processes, and design decisions for order-management systems /." [Denver, Colo.] : Regis University, 2008. http://165.236.235.140/lib/DMark2008.pdf.

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48

Voridis, Hercules. "Consequences of pervasive regulation in the financial system : the example of private fixed investment in Greece 1958-1985." Thesis, London School of Economics and Political Science (University of London), 1990. http://etheses.lse.ac.uk/1096/.

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This thesis examines the impact of pervasive regulation in the financial system on the economy, in general, and on private investment activity, in particular. A survey of the relevant literature concentrates on the issue of the arguments for, and against, financial deregulation. A macroeconomic growth model is analysed which focuses on the implications of an abrupt rise in the (private) debt service burden, following a removal of interest rate ceilings. Subsequently, selected models of investment are estimated on Greek annual data covering the period 1958-1985. The aim of the empirical work is
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49

Sheikh, Abod Sheikh Ghazali. "Mobilisation of Muslim financial resources for investment in the Malaysian capital market : an analysis of the Bumiputera investors." Thesis, Durham University, 1995. http://etheses.dur.ac.uk/1122/.

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50

Kosek, Jiří. "Analysis of investment products of domestic and foreign banks." Master's thesis, Vysoká škola ekonomická v Praze, 2014. http://www.nusl.cz/ntk/nusl-192610.

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The objective of this thesis is to show different types of investment opportunities that a small investor has on a standard banking market. Subsequently they are analyzed from both theoretical and practical aspects. The reader will be able to see pros and cons of e.g. traditional saving products, mutual funds and many others. Services will be among other assessed from an international perspective. The main intention of this analysis is to find such financial products, to which a small investor has access and that can be recommended as a meaningful investment.
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