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Dissertations / Theses on the topic 'Investment in securities'

Author: Grafiati

Published: 30 May 2022

Last updated: 31 July 2025

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1

Shyriaieva, N. V., and A. Makarenko. "Portfolio diversification on a global scale." Thesis, Одеський національний економічний університет, 2019. http://repository.kpi.kharkov.ua/handle/KhPI-Press/43341.

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The research is aimed to analyze different types of portfolios and identify the one with the lowest level of risk. The first portfolio included US and EU securities. The other one studies crypto currency impact on portfolio riskiness.

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2

Zeise, Carl Eric. "Analysis of trade dependence and correlation of market returns to hedge portfolio risk." CSUSB ScholarWorks, 2006. https://scholarworks.lib.csusb.edu/etd-project/3036.

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The project examines the relationship between trade interdependency and correlation of market returns between the United States and the four emerging economies of Singapore, Malaysia, Thailand and the Philippines. The author analyzed statistical data for trade interdependency and market return to determine if there is a pattern that would provide the basis for increasing the return of a security portfolio without increasing the risk to the investor. The project analysis relied on mathematical formulas to measure the trade relationships between the selected countries and to calculate the measur

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3

Hui-Min, Lan. "The analysis of investment strategies in China for foreign securities firms /." Tamsui, Taipei : Tamkang University, College of Engineering, Department of Electrical Engineering, 2006. http://etds.lib.tku.edu.tw/etdservice/view_metadata?etdun=U0002-3006200618235700.

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4

Nakano, Katsura. "Corporate shareholding in Japan." Thesis, National Library of Canada = Bibliothèque nationale du Canada, 1999. http://www.collectionscanada.ca/obj/s4/f2/dsk1/tape7/PQDD_0020/NQ46397.pdf.

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5

Wong, Ying-sing Noky, and 黃應星. "The use of security market as investment tools in China and itsfuture." Thesis, The University of Hong Kong (Pokfulam, Hong Kong), 1996. http://hub.hku.hk/bib/B31267762.

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6

Hsu, Pau Chi 1974. "Rating agencies in the below investment grade commercial mortgage-backed securities market." Thesis, Massachusetts Institute of Technology, 2001. http://hdl.handle.net/1721.1/32216.

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Thesis (S.M.)--Massachusetts Institute of Technology, Dept. of Urban Studies and Planning, 2001.<br>Includes bibliographical references (leaves 69-73).<br>As the assigners of credit ratings and subordination levels, rating agencies play a critical role in the whole CMBS market. In an effort to investigate their influence in this market, we analyzed the business models, industry structure and rating methodologies of rating agencies. In addition, their functions in the capital markets and CMBS markets are discussed. These findings are then applied in an attempt to explain the variations of subor

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7

Gumbo, Victor. "Mean absolute deviation skewness model with transactions costs." Pretoria : [s.n.], 2005. http://upetd.up.ac.za/thesis/available/etd-09052005-115438.

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8

Grant, Peter. "Developing risk management strategies for stock market investment portfolio management." Thesis, Port Elizabeth Technikon, 2004. http://hdl.handle.net/10948/215.

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This study was conducted to establish whether risk management strategies could be developed to enable stock market investment portfolio managers to reduce the risk involved in stock market trading. The awareness of stock market risk elevates the requirement for risk management strategies as discussed in Chapter 1. The research scope is identified, and an overview of the study gives further guidance as to what lies ahead. The theory behind macroeconomic forces and how they influence share prices is discussed in Chapter 2. It is established that market sectors and companies within those sectors

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9

Lu, You 1972. "The significance of foreign exchange risk in the international real estate securities investment." Thesis, Massachusetts Institute of Technology, 2000. http://hdl.handle.net/1721.1/32201.

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Thesis (S.M.)--Massachusetts Institute of Technology, Dept. of Urban Studies and Planning, 2000.<br>Includes bibliographical references (leaves 111-112).<br>Traditionally, international real estate investments are mainly conducted through direct investments in foreign properties. Due to the recent securitization and globalization trends in the real estate capital markets, the international real estate securities investment has been growing fast and gaining more popularity than the direct real estate investment because of its absence of the portfolio management and monitoring problems. Foreign

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10

Weaver, Samantha. "International financial statement analysis : the reaction of the UK investment community to international accounting differences." Thesis, University of Reading, 1996. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.308086.

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11

Полоз, К. С. "Інвестиційний портфель банку". Thesis, Одеський національний економічний університет, 2021. http://local.lib/diploma/Poloz.pdf.

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Доступ до роботи тільки на території бібліотеки ОНЕУ, для переходу натисніть на посилання нижче<br>У роботі розглядаються теоретичні аспекти інвестиційного портфелю банку: поняття, функції інвестиційного портфеля банку, класифікаційні ознаки інвестиційного портфеля банку, структура та оцінка якості інвестиційного портфеля банку, концепція формування інвестиційного портфеля та інвестиційна політика банку. Проаналізовано загальну характеристику АТ КБ "ПриватБанк", характеристику інвестиційного портфеля банків України, формування інвестиційного портфеля АТ КБ "ПриватБанк", оцінена якість інвести

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12

Uhumuavbi, Ikpenmosa. "The legal conceptualisation of investment securities in the Nigerian Capital Market : challenges and opportunities." Thesis, University of Bolton, 2018. http://ubir.bolton.ac.uk/2027/.

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Tensions created by continuous disruption in the financial landscape leading to increased market convergence have suddenly rekindled the age long philosophical dispute between ‘form’ and ‘function’ as it relates to the conflict between indigenous and received legal traditions. This research tests these competing theories in the conceptualisation of securities. The formalist explanation considers the degree of institutional influence a sole reliance on legal texts play in achieving statutory coherence and utility; such as applying the strict interpretation of legal letters to reduce the uncerta

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13

Chuluun, Tugsjargal. "Essays on the role of peer networks in investment banking." Diss., Atlanta, Ga. : Georgia Institute of Technology, 2009. http://hdl.handle.net/1853/29641.

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Thesis (Ph.D)--Management, Georgia Institute of Technology, 2009.<br>Committee Chair: Eun, Cheol; Committee Member: Clarke, Jonathan; Committee Member: Jayaraman, Narayanan; Committee Member: Lee, Jeongsik; Committee Member: Li, Haizheng. Part of the SMARTech Electronic Thesis and Dissertation Collection.

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14

何振林 and Albert Ho. "Chaos theory and security analysis." Thesis, The University of Hong Kong (Pokfulam, Hong Kong), 1991. http://hub.hku.hk/bib/B31264931.

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15

Пелих, С. А. "Инвестиционные возможности переходной экономики". Thesis, Українська академія банківської справи Національного банку України, 2008. http://essuir.sumdu.edu.ua/handle/123456789/61766.

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Каждая технология развивается по закону S-образной (логистической) кривой: фаза латентного (скрытого) развития, фаза резкого взлета, приносящая значительную прибыль при сравнительно небольших затратах, и, наконец, фаза отмирания, когда технология становится неэффективным объектом инвестирования.<br>Everyone technology develops according to the law of S-shaped (logistic) curve: phase latent (latent) development, phase of abrupt take-off, bringing significant profits at a relatively small cost, and finally the phase of dying when the technology becomes ineffective investing

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Ho, Albert. "Chaos theory and security analysis /." [Hong Kong] : University of Hong Kong, 1991. http://sunzi.lib.hku.hk/hkuto/record.jsp?B13055227.

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17

BRANDI, JAY THOMAS. "STATE SUBSTANTIVE SECURITIES REGULATION: AN EMPIRICAL INVESTIGATION OF EFFICIENCY AT THREE LEVELS OF STRINGENCY (INVESTMENT, RETURNS, RISK)." Diss., The University of Arizona, 1985. http://hdl.handle.net/10150/187973.

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Theoreticians and practitioners consider regulation of the capital marketplace to be an important area of concern due to the potential effects of such regulation on capital resource allocation, investment decision-making, and market efficiency. It is hypothesized that if the level of issue quality required by a state prior to public sale supplies investor benefits, such benefits should take the form of excess returns and/or less variation in return in relation to issues complying with lower standards of quality. The study utilizes an Analysis of Variance and, an analysis of average and cumulat

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18

Yueh-chen, Yu, and 游悅晨. "Research on Securities Investment Trusts Regulations." Thesis, 2005. http://ndltd.ncl.edu.tw/handle/54359768310472923058.

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19

Kuo, Yi-Ting, and 郭以廷. "Legal Problems of Securities Investment Trust Companies." Thesis, 2009. http://ndltd.ncl.edu.tw/handle/81913612419679559938.

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碩士<br>國立臺北大學<br>法律學系一般生組<br>97<br>Our country promulgated the Securities Investment Trust and Consulting Law on June 30, 2004, putting an end to the predicament created by regulating the securities investment trust system only by administrative order at the time of the old law. However, the Securities Investment Trust and Consulting Law is still not adequate with respect to relevant regulations such as those on the structure and positioning of the securities trust industry under securities investment trust. For this reason, this article focuses on exploring the obligations and typification of

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20

Lin, Chieh-Cheng, and 林界政. "The diversification effect of international securities investment." Thesis, 2001. http://ndltd.ncl.edu.tw/handle/10156800241888518052.

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碩士<br>國立臺灣大學<br>財務金融學研究所<br>89<br>The diversification benefits from exposure to foreign equity markets recently have attracted much attention. In this paper, I examine the integration between American and Taiwan stock markets trying to find out whether the relationship exists. The result indicates that Taiwan equity markets do not integrate with the U.S. Taiwan investors can gain diversification benefits by investing in the U.S. I also study another issue: is it possible to achieve the home-made diversification by investing capital assets traded in domestic markets? I try to conduct

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Chiu, Yi-Hua, and 邱怡華. "The Research of the Securities Investment Trust." Thesis, 2010. http://ndltd.ncl.edu.tw/handle/40099926575219655340.

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碩士<br>朝陽科技大學<br>財務金融系碩士班<br>98<br>As the concept of wealth management changes, the traditional savings cannot satisfy the demand of investors, starting the trend of professional financial services. After the system of the security investment trust funds introduced and implemented in Taiwan since 1983, investing the security investment trust funds is very common and it is undoubtedly an important method to invest either overseas or Taiwan market. The major function of Securities Investment Trust Enterprises is based on the ability of professional managers to raise fund from the public and to i

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22

Wei-YanChen and 陳威延. "A Study of the Protection of Securities Investment Trust Investors- Focusing upon the Fiduciary Duties in Securities Investment Trust Industry." Thesis, 2014. http://ndltd.ncl.edu.tw/handle/c4aaw2.

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碩士<br>國立成功大學<br>法律學系<br>102<br>The Securities Investment Trust System was introduced to Taiwan in 1983. It has been developed about thirty years in Taiwan up to now. The number of securities investment trust funds in Taiwan was six hundred and twenty-seven and the amount of investment was about two trillion in July 2013. Securities investment trust funds become a popular investment target in securities market. The amount of securities investment trust funds is so enormous that it is sometimes used in illegal way. For example, some people take advantage of operating funds to getting kickback or

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23

Cheng, Hui-Fang, and 鄭惠芳. "The Investment Benefit of Foreign Real Estate Securities." Thesis, 2006. http://ndltd.ncl.edu.tw/handle/44329257614841226751.

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碩士<br>國立雲林科技大學<br>財務金融系碩士班<br>94<br>We exam the following two issues: First, when the return is controlled to be constant, is it possible for investors to reduce the risk of entire portfolio by adding foreign real estate securities? Second, what percentage of international real estate securities should be hold in an efficient portfolio? To examine the mixed portfolio which contains the international real estate securities or not within different holding periods, we take 1-, 3-, and 5-years as representatives of short, middle, and long-term holding periods and using the way of “rolling” to esti

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24

Chen, Po-Jen, and 陳柏任. "The Strategries of Investment in Derivative Securities Market." Thesis, 1996. http://ndltd.ncl.edu.tw/handle/57817222296755007987.

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25

Wang, Wen-Fan, and 王文範. "Analyzing Fiduciary Duty of Securities Investment Trust Companies." Thesis, 2012. http://ndltd.ncl.edu.tw/handle/33443919780035834870.

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碩士<br>國立臺北大學<br>法律學系一般生組<br>101<br>Our country promulgated Securities Investment Trust and Consulting Act on June 30, 2004, which was more complete regarding the development of the capital market and also the protection of the investor rights and interests. However, Securities Investment Trust and Consulting Act was not yet adequate with respect to regulating the fiduciary duties of securities investment trust companies, especially when it came to the issue of management fee charged by securities investment trust companies on which this article would mainly focus and examine further. Outline

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26

Chen, Jyun-hao, and 陳軍豪. "The Study of IPO Stocks and Investment Behavior of Securities Investment Trust Companies." Thesis, 2016. http://ndltd.ncl.edu.tw/handle/20541116613045381148.

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碩士<br>國立高雄第一科技大學<br>金融系碩士班理財組<br>104<br>The study tries to examine the investment behavior of securities investment trust companies after IPO stocks listing during 2009 to 2014 and to observe how different factors impact their investment behavior. The factors are related to the variables of IPO event, corporate governance, and firm characteristics. The empirical results show that the change of IPO stocks holdings in the listing quarter for securities investment trust companies has significantly positive relation with IPO underpricing. And, the IPO stocks net overbought position in the listing

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Lin, Chuan Shia, and 林春霞. "Data mining in the securities industry investment risk property classification model - a domestic securities companies." Thesis, 2012. http://ndltd.ncl.edu.tw/handle/76543491882772420472.

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碩士<br>輔仁大學<br>企業管理學系管理學碩士在職專班<br>100<br>Since Lehman Brothers announced bankruptcy in 2008, Taiwan financial institutions have been suffered with financial trading disputes which the total amount reached over 20 billion N.T. dollars. Among those disputes, most cases are over-estimating clients’ risk attributes of property and complaints of inappropriate selling process. It indicates necessary improvements in selecting and estimating target customers for financial Institutions. Correct and qualified clients list may decrease marketing cost and bring gorgeous profit. On the contrast, unidentifie

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Chang, Chi-chin, and 張啟晉. "Classification Decisions of Investment Securities under Fair Value Accounting." Thesis, 2008. http://ndltd.ncl.edu.tw/handle/59962546952408163575.

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碩士<br>國立成功大學<br>會計學系碩博士班<br>96<br>The Taiwan’s Statement of Financial Accounting Standard No.34, ‘‘Financial Instruments: Recognition and Measurement’’ changes the valuation of investment securities from lower of cost or market to fair value. This paper investigates whether security classification decisions of our sample firms in 2006 and 2007 (banking and non-finance industry) are associated with firm-specific characteristics that reflect the tolerance of accounting volatility, desired liquidity requirement, regulatory risk, operational risk and hedgeing. The empirical results indicate th

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毛治文. "The Effect of Pension Fund Investment on Securities Markets." Thesis, 2007. http://ndltd.ncl.edu.tw/handle/03694451802289965285.

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博士<br>國立政治大學<br>財政研究所<br>95<br>This paper analyzes the impact of pension fund investment on securities markets using a panel threshold model (PTM) and a robust panel threshold model (ROPTM) which combines a panel threshold model with a robust regression model. We use panel data for some OECD countries and Taiwan to test the validity of our propositions. The data is divided into low and high investment regions based on the value of securities as a percentage of total financial assets of the pension fund. Our results are the following. In the high stock investment region, pension funds have a po

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Ho, Pei-fen, and 何佩芬. "The Modernization of the Regulation of Securities Investment Trust." Thesis, 1998. http://ndltd.ncl.edu.tw/handle/17786716873701994774.

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Chen, Pei-Yuan, and 陳培元. "The Study of Securities Investment Trust System of Taiwan." Thesis, 2010. http://ndltd.ncl.edu.tw/handle/35669264597402619132.

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碩士<br>銘傳大學<br>財務金融學系碩士在職專班<br>98<br>The investment trust is on the basis of the principle of dispersing the investment risk. For purpose of reaching the economy of scale operated, transferring to the specialized investment institution, such as securities investment trust companies, investing in several of securities, in order to obtain the investment returns, and distribute the returns to the investors. Due to the characteristic described above, investors can disperse the investment risk, save the spare time for managing investment; reduce the transaction cost, etc. through the professional op

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WANG, KUEI-HSIANG, and 王桂香. "A Study of the Impact of Securities Firms' Investment Briefing on Clients' Investment Behavior." Thesis, 2018. http://ndltd.ncl.edu.tw/handle/mm432r.

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碩士<br>靜宜大學<br>管理碩士在職專班<br>106<br>The fierce competition in the securities industry has made wealth management business the second engine of profitability in addition to its brokerage business. The maintenance of client relationships and the increase in adhesiveness have played an increasingly more important role. This study explored whether securities firms can effectively guide clients to increase their investment amount or change their investment targets through investment briefing which aims to maintain client loyalty and enhance their adherence. The study also explored the effectiveness of

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33

Chiu, Yi-Jung, and 邱薏蓉. "The Study of Strategic management for Securities Investment Trust Company under Financial Holding in Taiwan : A Case Study of T Securities Investment Trust Company." Thesis, 2016. http://ndltd.ncl.edu.tw/handle/r66t6a.

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碩士<br>淡江大學<br>管理科學學系企業經營碩士在職專班<br>104<br>The government of Republic of China deregulate SITEs(Securities Investment Trust Enterprises) industry and the first investment trust company was established in 1983 and expanded rapidly to 38 firms in 33 years. However the SITEs industry stands on the edge of a number of fundamental shifts that will shape the future of the industry. SITEs industry is along with the situation of limited and overlapping market, most of mutual fund products are similar. Therefore, the firms are facing severe competition in nowadays. This thesis use Porter five forces a

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FU, YU PEI, and 傅鈺佩. "The M&A Research Of Securities Investment Trust Industry In Taiwan-Case Study HSBC Asset Management (Taiwan) Limited And Prudential Securities Investment Trust." Thesis, 2005. http://ndltd.ncl.edu.tw/handle/76438787894917702860.

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碩士<br>元智大學<br>管理研究所<br>93<br>ABSTRACT This research is to use case study methodology to compare the merging efficiency between Prudential Securities Investment Trust and HSBC Asset Management （Taiwan）Limited. The purposes are 1). Analyze the reasonability of the acquisition price in each case. 2). To compare the efficiency and performance before and after combination. 3). To understand the factors of failure and success goes through the analysis of different business strategy. Evaluating it by the market approach, Performance analysis was identified by 5 force indices, an

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Yeh, Ching-Hai, and 葉清海. "Comparative Analysis of Urban Renew Investment Trust System and Securities Investment Trust System in Taiwan." Thesis, 2000. http://ndltd.ncl.edu.tw/handle/21225900437623724402.

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碩士<br>國立臺灣大學<br>財務金融學研究所<br>88<br>Thesis Abstract TITLE : Comparative Analysis of Urban Renew Investment Trust System and Securities Investment Trust System in Taiwan INSTITUTE : Graduate Institute of finance, National Taiwan University GRADUATE DATE : June, 2000 DEGREE CONFERRED : Master STUDENT : Yeh, Ching-Hai ADVISOR : Liao, Hsien-Hsing , Ph.d. The securititation of real estate made a big progress for urban renew investment trust system. However, until now no one applies for the licenses of

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Lin, Sheng-Sheng, and 林昇聖. "Performance Evaluation of the Securities Investment Trust Companies in Taiwan." Thesis, 2008. http://ndltd.ncl.edu.tw/handle/xgb859.

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碩士<br>銘傳大學<br>管理學院高階經理碩士學程<br>96<br>Due to the rapid changes in the international stock market, new financial products have constantly been introduced to the market. Mutual funds provide steady returns and can be taken care of by specialists have started to attract more and more investors. Mutual funds, issued by securities investment trust companies, are the money that is gathered from a number of investors and invested by mutual fund managers. The results of investment are shared and shouldered jointly by the investors. Different securities investment trust companies have different forms of

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Yeh, Lung-Chu, and 葉龍珠. "Applying the ROA in Internet Securities Trading Business Investment Decision." Thesis, 2008. http://ndltd.ncl.edu.tw/handle/2xf3v9.

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博士<br>銘傳大學<br>管理研究所博士班<br>96<br>This dissertation presents decision models that use real options analysis to evaluate the optimal thresholds for entering or exiting the Internet securities trading business and withdrawing from the conventional securities trading business in the face of both technological and economic uncertainties. Hence, this dissertation adopts two main decision criteria variables to construct ROA decision models. Besides, the proposed evaluation models consider a start-up time to complete the entry project’s procedure. Additionally, the differences between the real options

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Yang, Hsiu-hua, and 楊琇樺. "A Case Study on Internal Control of Securities Investment Trust." Thesis, 2013. http://ndltd.ncl.edu.tw/handle/24662072482762768235.

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Hsu, Chih-Yu, and 許芝瑜. "The Competitive Strategies of Securities Investment Trust Industry in Taiwan." Thesis, 2008. http://ndltd.ncl.edu.tw/handle/38513534332675628522.

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碩士<br>國立臺灣大學<br>國際企業學研究所<br>96<br>The purpose of this thesis is to examine the competition environment of the securities investment trust industry in Taiwan, with analytical techniques such as value chain, five forces, key success factors and diamond models. We have collected secondary information and conducted interviews with senior managers of the industry to accomplish the thesis. With value chain model, we have identified four value activities and they are: (1) understanding the market demands; (2) formation of fund products; (3) marketing fund products; and (4) customer services. These f

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Pi-Fang, Hsieh, and 謝碧芳. "The study for strategies of C Securities Investment Trust Company." Thesis, 2002. http://ndltd.ncl.edu.tw/handle/77324353377634851974.

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碩士<br>國立政治大學<br>經營管理碩士學程<br>90<br>Summary This research paper is based on a case study, which is in compliance with Dr. Wu Se Hwa’s theory in his book called “The Nine Theories with the Strategy” to discuss the C Securities Investment Trust Company’s (Company C) change in business scope, core resources and relationship network strategies, and the coordination between them; finally, the progression of the dynamic competence frontier. The Taiwan Government officially announced the “Rules Governing Securities Investment Trust Enterprises” in 1983, and it opened up the setup

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Lin, Wen-Yen, and 林文彥. "A Study of Strategic Management for Securities Investment Trust Corporations." Thesis, 2014. http://ndltd.ncl.edu.tw/handle/40655316958486182327.

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碩士<br>國立中山大學<br>高階經營碩士班<br>102<br>In Taiwan, Mutual fund has been being developed for over 30 years. With intensive competition, the number of investment trust companies has soared from 4 to 38.Since 2005, both foreign and indigenous companies have the same guiding directions—raising new funds, creating new products, more marketing budget, and developing SIP(Systematic Investment Plan)—to expand the scale of funds management. However, hit by the problems caused by subprime mortgages, the scale had decreased instead of increasing. Till now, it has yet fully recovered in terms of scale. During t

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Ya-Hui, Yang, and 楊雅惠. "Behavior Study of Taiwan's Securities Investment Trust Corporations Using Derivatives." Thesis, 2005. http://ndltd.ncl.edu.tw/handle/20224949714126161992.

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碩士<br>輔仁大學<br>金融研究所<br>93<br>Investment trust business is about professional investment and risk diversification. This study aims for the use of derivatives for unit trust after the establishment for Taiwan Futures Exchange, and further investigation about the main reason and preferential selection of how fund managers choose derivatives. The sample is from types of mutual funds launched by various companies and surveys have been distributed to those mutual fund companies. Those who makes decisions, e.g., managers from fund management and investment research departments and mutual fund m

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HUNG, KUO-YUAN, and 洪國淵. "Name of thesis: The relationship between investment behaviors and investment performance on securities investors in Kaohsiung." Thesis, 2019. http://ndltd.ncl.edu.tw/handle/2uf2zj.

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碩士<br>國立高雄師範大學<br>成人教育研究所<br>107<br>Abstract In the stock market, for investors, satisfaction of investment performance is one of the most important issue among them. The study wanted to emphasize the satisfaction of investment performance, and adopted investment behaviors which represented positive indicators of investment performance. The satisfaction of investment performance contained profit construct and self-growth construct; simultaneously, fundamental construct, technical construct, psychological construct, and economic construct were included in investment behaviors. Survey data were

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Huang, Ming-yang, and 黃銘揚. "A Comparative Study on Wealth Management： Citibank, Yuanta Securities, Cathay Life Insurance, Good Securities Investment Consultant as Examples." Thesis, 2013. http://ndltd.ncl.edu.tw/handle/66861113119020969747.

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碩士<br>國立臺灣大學<br>經濟學研究所<br>102<br>In 2007, subprime mortgage crisis occurred in the U.S, which worsened to affect financial organizations in 2008. Because of lacking financial supervision and regulations, it led to banking liquidity crisis and later financial tsunami. In September, 2008, the financial tsunami caused recession in several European countries, leading to reduction of tax revenue and increase of social welfare expenditure. Besides, due to the poor financial discipline in several countries, the debts among European countries increased drastically and in turn caused debt crisis. FED a

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Yang, Shou Feng, and 楊秀鳳. "Investors’ Optimal Investment Strategy On Real Estate Securities Under Existing Taxes." Thesis, 2000. http://ndltd.ncl.edu.tw/handle/16699646745186893759.

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碩士<br>逢甲大學<br>土地管理學系<br>88<br>ABSTRACT Real estate securitization in effect from 1970 to now, are getting more and more welcomed by investors in America. Due to the tax — free privileged for real estate investment trusts under tax law, implementation of the real estate securitization has been successfully developed. In this study, I review several kinds of American real estate securities and their tax regulations. Taking factors of Taiwan’s taxes into consideration, I find that the lowest tax burden of securiization type for investors is mutual- fund. Hence, I suggest inv

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Lu, Hsin-yi, and 盧欣怡. "A Case study on Bussiness Strategy of Securities Investment Trust Company." Thesis, 2012. http://ndltd.ncl.edu.tw/handle/6684mj.

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碩士<br>國立臺灣科技大學<br>財務金融研究所<br>100<br>The government of Republic of China planned to deregulate SITEs (Securities Investment Trust Enterprises) industry since 1983 to stabilize as well as to internationalize Taiwan financial market. The development over the last 25 years of this financial market has expanded from 4 firms in the beginning to nearly 40 firms at present time. Because of the regulatory restrictions, firms in this industry provide similar products and services, along with the situation of limited and overlapping market, firms are facing severe competition in nowadays. Therefore the u

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Lee, Huei-Huei, and 李慧慧. "Securities Investment Trust Fund Governance: The Fiduciary Duty and Independent Entity." Thesis, 2014. http://ndltd.ncl.edu.tw/handle/52020986642171596434.

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碩士<br>國立臺灣大學<br>科際整合法律學研究所<br>102<br>As a kind of portfolio management and risk diversification vehicle, Security Investment Trust Fund has become an indispensable investment tool and plays influential roles in asset management and financial market. However, no matter the fund structure is corporate or contractual, the separation of the ownership of the funds carries the potential for the interests of the fund managers and investors to diverge. From the perspective of theory of Institutional Economics, the “principal-agent” relationship under the assumptions of self-interest and limited ra

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Lan, Hui-Min, and 藍慧敏. "The Analysis of Investment Strategies in China for Foreign Securities Firms." Thesis, 2004. http://ndltd.ncl.edu.tw/handle/23378159502159716219.

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碩士<br>淡江大學<br>國際貿易學系國際企業學碩士在職專班<br>94<br>Although China is fulfilling its promise for WTO to allow Qualified Foreign Institutional Investors to invest on A shares under applied quota. There are still many unnecessary restrictions on the trade of A shares in China. Due to the astounding economic growth, more and more companies are expected to go public. Besides, with the completion of the reform of allotting ownership structure in A share market, the circulation of the stocks is also expected to rise up in the near future. In response to the improvement in stock market, the foreign are eager to

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Ching-Ying, Lin, and 林青穎. "Study of The Trust Enterprise Concurrently Operates Securities Discretionary Investment Services." Thesis, 2006. http://ndltd.ncl.edu.tw/handle/96697344243375012239.

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Chiu, Chien-Ching, and 邱謙清. "A Study of Ethical Issues in the Securities Investment Trust Industry." Thesis, 2006. http://ndltd.ncl.edu.tw/handle/47189582479056339903.

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碩士<br>國立中央大學<br>財務金融學系碩士在職專班<br>94<br>Abstract The mutual fund originated from Europe and boomed in the United States where a-hundred-year development nevertheless has produced a series of scandals. In Taiwan during these 23 years some drawbacks happen yet in strong business competition, including overstating fund performances, fictitious advertisements, late trading, market timing, and fund manager’s ethical problems, and absence of completed legal controls and industrial self regulations, and the one eventually suffering losses is the fund investor(principal). Although scandals among mu

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