Relevant bibliographies by topics / Listing rules

Contents

  1. Journal articles
  2. Dissertations / Theses
  3. Books
  4. Book chapters
  5. Conference papers
  6. Reports

Academic literature on the topic 'Listing rules'

Author: Grafiati
Published: 4 June 2021
Last updated: 6 February 2022

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Journal articles on the topic "Listing rules"

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Opiela, Nancy. "Reforming Hong Kong's Listing Rules." CFA Institute Magazine 15, no. 3 (2004): 56–57. http://dx.doi.org/10.2469/cfm.v15.n3.2871.

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MacNeil, Iain, and Alex Lau. "International Corporate Regulation: Listing Rules and Overseas Companies." International and Comparative Law Quarterly 50, no. 4 (2001): 787–810. http://dx.doi.org/10.1093/iclq/50.4.787.

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Listing rules have always played a significant role in corporate regulation by controlling the manner in which companies raise capital through the issue of securities and the subsequent trading of those securities between investors. The regulatory role of listing rules can be characterised as the top-tier in a system of regulation for listed companies in which the lower tiers are represented by securities law and general corporate law. Company law represents the bottom tier of regulation as it applies to all companies, albeit with some distinctions made between public and private companies. Wh
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Teufel, Adam, and Christopher J. Geissler. "SEC approves new continued listing standards for ETFs." Journal of Investment Compliance 18, no. 3 (2017): 21–25. http://dx.doi.org/10.1108/joic-06-2017-0037.

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Purpose To introduce and analyze recent amendments to the rules of three US securities exchanges to add specific continued listing standards applicable to exchange-traded funds (ETFs). Design/methodology/approach Provides an introduction and summary overview of the topic, summarizes the scope of the rule changes, discusses the industry reaction to the proposed rule changes and the regulator’s response, notes the applicability of the rule changes to ETFs relying on their own fund-specific regulatory relief, and identifies compliance dates. Findings Each of three US securities exchanges filed se
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McCarthy, M. "US food agency defines new rules for listing calories on menus." BMJ 349, no. 26 8 (2014): g7264. http://dx.doi.org/10.1136/bmj.g7264.

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Hannah, Les, and James Foreman-Peck. "Ownership dispersion and listing rules in companies large and small: A reply." Business History 56, no. 3 (2014): 509–16. http://dx.doi.org/10.1080/00076791.2013.867331.

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Cheng, Wai-yan, Yan-leung Cheung, and Yuen-ching Tse. "The Impact on IPO Performance of More Stringent Listing Rules with a Pre-listing Earnings Requirement: Evidence from Hong Kong." Journal of Business Finance Accounting 33, no. 5-6 (2006): 868–84. http://dx.doi.org/10.1111/j.1468-5957.2006.00612.x.

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Sharwood, Michael, and Kim Seman. "FUND RAISING AND THE PROSPECTUS." APPEA Journal 34, no. 1 (1994): 897. http://dx.doi.org/10.1071/aj93071.

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Corporate regulation of fund raising has increased steadily since the 1960s, especially since the Corporations Law commenced in 1991. As a result of the Corporations Law and of amendments to the Listing Rules of Australian Stock Exchange Limited, it is now more complex and costly to raise funds for exploration.The fund raising concept of `offer to the public' has been replaced with a general prohibition on the offering of securities, subject to certain exceptions which are inconsistent in their application and limited in their usefulness.Although the ASC's objective was to obtain uniformity of
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Brady, Andrew, Rolf Zaiss, and Nyron Persaud. "SEC proposes new compensation clawback rules." Journal of Investment Compliance 16, no. 4 (2015): 43–46. http://dx.doi.org/10.1108/joic-08-2015-0048.

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Purpose – To examine the proposed rules issued by the Securities and Exchange Commission (SEC) pursuant to Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which, if adopted, would require national stock exchanges to establish listing standards that would require listed issuers to adopt so-called clawback policies for the recovery of excess incentive-based compensation in the event that an issuer is required to prepare an accounting restatement resulting from material noncompliance with any financial reporting requirement. Design/methodology/approach – The
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M. Algebaly, Esam-Aldin, Yusnidah Ibrahim, and Nurwati A. Ahmad-Zaluki. "The determinants of involuntary delisting rate in the Egyptian IPO equity market." Review of Accounting and Finance 13, no. 2 (2014): 171–90. http://dx.doi.org/10.1108/raf-04-2012-0035.

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Purpose – The purpose of this paper is to examine the determinants of involuntary delisting rate for the Egyptian initial public offerings (IPOs) issued over the period 1992-2009. Design/methodology/approach – A definition of survival time that considers the date when the new Egyptian listing rules were enforced to track delisting status for each IPO firm for five survival years is relied on. Binary logit regression analysis is used to identify these determinants. Total sample is divided into two subsamples: the first subsample covers the period from 1992 to 2004. It is used to estimate the lo
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Abdulaziz Homeed Aljohani, Abdulaziz Homeed Aljohani. "The grammatical predilection of the narrated recitation over irregular recitation." journal of king abdulaziz university arts and humanities 26, no. 2 (2018): 109–22. http://dx.doi.org/10.4197/art.26-2.6.

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This paper is about the choosing of irregular Quran recitation over a narrated one based on the grammar rules. The paper focuses on the irregular Quern recitations that were mentioned in the books of the Quaran interpretation and Arabic language and grammar and were chosen by Arabic grammarians over the narrated ones despite their knowledge of the superiority of the latter. These recitations were collected, arranged and studied according to the rules of Arabic syntax, morphology and phenology. The paper concluded by listing the main findings of the study.
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Dissertations / Theses on the topic "Listing rules"

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McNair, Lynn Jacqueline. "'Rules, rules, rules and we're not allowed to skip'." Thesis, University of Edinburgh, 2016. http://hdl.handle.net/1842/22942.

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Despite the breadth of research on the educational transition of young children, there has been little evidence, in Scotland, of this knowledge impacting on every day practice. The overall contention that emerges from the literature is that some children positively embrace the experience, while others face challenges and risk failure and regression. There is a need for research into the transition from the early years setting to school, which holds promise that the findings will be disseminated to stakeholders locally, nationally and internationally with the aim that the perspectives of young
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Piriyakul-Frye, Pratanphorn. "Three Essays on The Effects of The Exchange Act Rule 12h-6 on Cross-Listings of Foreign Firms in The U.S. Market." Cleveland State University / OhioLINK, 2018. http://rave.ohiolink.edu/etdc/view?acc_num=csu1545255172024426.

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Chen, Kuo-Liang, and 陳國樑. "On the Rules of Backdoor Listing." Thesis, 2014. http://ndltd.ncl.edu.tw/handle/71916382215448441340.

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碩士<br>國立高雄第一科技大學<br>金融研究所<br>102<br>Backdoor listing has long been there for years, as companies have tried evade the vigorous conditions imposed by the authority, facilitating their advantages of listing on the market. With the taxation on the IPO stocks, there will be more incentives for seeking backdoor listing. Given the great volatility of the share prices of the companies listed via backdoor deals, insider trading, and other market manipulations, this paper analyzes such backdoor listing phenomenon to enhance investors’ understanding of backdoor listing and to provide a guideline for po
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Chen, Hui-Ling, and 陳慧玲. "Research on Corporate Governance Changed by Taiwan\'s Backdoor Listing Rules Taking Gene International Events as an Example." Thesis, 2019. http://ndltd.ncl.edu.tw/handle/53qe8e.

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碩士<br>國立政治大學<br>經營管理碩士學程(EMBA)<br>107<br>Backdoor listing has become an unspoken rule of the market and takes place frequently in today's stock market operation. It is not really a bad thing if the backdoor company can run well and feed the profit back to all stakeholders (shareholders, employees, investors, suppliers, etc.). However, if the company intends to take advantage of the anticipation of the stockholders to hype the stock price, this would violate the governing criteria of honest business and normally operated company and is in conflict with the fairness and openness of stock investm
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Tang, Kung Lin, and 唐功霖. "The relationship between the earnings management of Taiwan IPO companies and the listing rules,and the introduction of earnings management in Mainland China." Thesis, 2001. http://ndltd.ncl.edu.tw/handle/38578668834329869668.

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碩士<br>東吳大學<br>會計學系<br>89<br>Abstract This study is to investigate the relationship between the degree that Taiwan listed companies manage earnings during IPO and the listing rules, and also to examine whether the factor of different industries would affect the extent that listed companies managing earnings during IPO. In addition, this study also introduces the earnings management of listed companies in Mainland China. The sample comprises 281 listed companies in Taiwan Stock Exchange and Over-The-Counter Security Exchange from 1988 to 1997. This study applies T-test and
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Sikhwivhilu, Tendani. "The appropriateness of rules-based headline earnings guidance for listed property entities on the JSE Limited." Diss., 2015. http://hdl.handle.net/10500/19154.

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The disclosure of headline earnings is one of the JSE Limited (JSE)’s listing requirements. All listed entities are required to comply with this disclosure requirement. Guidance in the form of The Circular on headline earnings is issued by the South African Institute of Chartered Accountants (SAICA), and is updated every time when there are changes to the International Financial Reporting Standards (IFRS). The Circular adopts a rules-based approach and specifies what is included and excluded in the calculation of headline earnings. The rules consist of general rules, which apply to all entitie
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Fan, May Jing-ying, and 范靜瀅. "The Effect of Teaching Connected Speech Rules on English Listening Comprehension." Thesis, 2003. http://ndltd.ncl.edu.tw/handle/88264890472837265014.

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碩士<br>淡江大學<br>英文學系<br>91<br>Compared with the careful and slowed down classroom English, English in real life is often connected and much faster. Such a gap often causes listening comprehension difficulty to students, even though they have studied the language for many years. This research attempted to investigate if an awareness of connected speech rules could facilitate the connected-speech listening comprehension of students at different proficiency levels. The subjects included the top and bottom 27% of three freshman language lab classes in Tamkang University, according to their English s
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Chang, Ching-Lan, and 張蜻蘭. "IPO’s Performance: A Study on the Regulation Change in TSEC Rules Governing Review of Securities Listings in 2007." Thesis, 2014. http://ndltd.ncl.edu.tw/handle/86730719363275145792.

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碩士<br>國立高雄第一科技大學<br>會計資訊研究所<br>102<br>Group firms applying for IPOs are heavily regulated regarding the profitability of other group affiliates and the magnitude of related party transactions to avoid the tunneling activities among group affiliates. In 2007, however, the regulation was lifted to boost the market. This study tries to investigate if the regulation change impacts the behavior of group firms. Exploiting this natural experiment and combined with the family-dominance characteristics in Taiwan, empirical evidence shows that related-party transactions are not significantly affected by
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Chen, Yen-Jui, and 陳彥睿. "Instrumental Modernity in Taiwanese Literati’s Listening Experiences under Japanese Colonial Rule." Thesis, 2011. http://ndltd.ncl.edu.tw/handle/41757835944579919292.

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碩士<br>國立臺灣大學<br>音樂學研究所<br>99<br>Traditional researches of sensational experience put more emphasis on the visual aspect. Auditory senses were igored from living experiences due to the fleeting features of sounds. In recent years, the gap is getting narrower when the issues of interaction between sensation and environment attract more attention. The thought of “sounds exist as a matter of course” is re-considered in cultural and historical context. Under this context, modernization is the key factor to change acoustic space. Taiwanese literati under Japanese Rule did confront to this situation.
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Mhute, Isaac. "The Shona subject relation." Thesis, 2011. http://hdl.handle.net/10500/4840.

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This study delves into the syntactic notion of subject relation in Shona with the aim of characterizing and defining it. This is done through analysing data collected from two of the Shona speaking provinces in Zimbabwe, namely, Harare and Masvingo. The data collection procedures involved the tape recording of oral interviews as well as doing selective listening to different speeches. The data were then analysed using the projection principle, noun phrase movement transformational rule as well as the selectional principles established for the subject relation in the other well researched natur
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Books on the topic "Listing rules"

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Authority, Financial Services. The listing rules. FSA, 2000.

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Authority, Financial Services. The listing rules. FSA, 2001.

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Exchange, International Stock. The listing rules. Stock Exchange, 1993.

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Authority, Financial Services. The listing rules. Financial Services Authiryt, 1993.

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The SIX Swiss exchange listing rules. Stèampfli, 2014.

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Börse, Schweizer. Listing rules of the Swiss Exchange. [Schweizer Börse], 1996.

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Board, Auditing Practices. Stock Exchange listing rules regarding disclosure of directors' remuneration. Auditing Practices Board, 1996.

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Garrod, Douglas R. The Vancouver Stock Exchange: Listing rules, policies and procedures. Butterworths, 1990.

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Luxembourg, Bourse de. A listing on the Luxemburg Stock Exchange: Rules and regulations. Bourse de Luxembourg], 1985.

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Exchange, Icelandic Stock. Rules on listing of securities on the Icelandic Stock Exchange. Icelandic Stock Exchange, 1997.

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Book chapters on the topic "Listing rules"

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Casper, Matthias, and Niklas Gasse. "Delisting Rules in the Context of Corporate Governance: Can the Protection of Shareholders Be Effected by a Competition of Listing Rules or Are State-Made Provisions Required?" In Corporate Governance Codes for the 21st Century. Springer International Publishing, 2017. http://dx.doi.org/10.1007/978-3-319-51868-8_10.

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Theobald, Theo, and Cary Cooper. "Writing — the rules of the tools." In Shut Up and Listen. Palgrave Macmillan UK, 2012. http://dx.doi.org/10.1057/9780230362987_6.

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Theobald, Theo, and Cary Cooper. "New technologies — new rules, old adages." In Shut Up and Listen. Palgrave Macmillan UK, 2012. http://dx.doi.org/10.1057/9780230362987_7.

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Theobald, Theo, and Cary Cooper. "Listening and talking — the rules of the tools." In Shut Up and Listen. Palgrave Macmillan UK, 2012. http://dx.doi.org/10.1057/9780230362987_10.

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Neenan, Michael, and Windy Dryden. "Listing The Advantages And Disadvantages Of A Rule Or Assumption." In Cognitive Behaviour Therapy. Routledge, 2020. http://dx.doi.org/10.4324/9781003134053-87.

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Weiler, Joseph H. H. "Not on Bread Alone Doth Man Liveth (Deut. 8:3; Mat 4:4): Some Iconoclastic Views on Populism, Democracy, the Rule of Law and the Polish Circumstance." In Defending Checks and Balances in EU Member States. Springer Berlin Heidelberg, 2021. http://dx.doi.org/10.1007/978-3-662-62317-6_1.

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AbstractPolarization in today’s politics, pre- and post COVID, transcends nations, states regions and continents. It’s a feature of politics which, in and on itself, when played to extremes by demonizing one’s opponents, it threatens democracy itself—since it frays the demos some cohesion of which is necessary for the legitimacy of majoritarianism, one of the pillars of national democracies. Its lexical manifestation is to be found with expressions such as ‘traitors’ or ‘not real’ Americans, Italians, Israelis—take your pick and fill in the gap.It has, lamentably in my view, a spillover effect also into the academic world of scholarship. A word of criticism of, say, the European Court of Justice instantly brands you a ‘Eurosceptic’ and one of ‘them’. To speak of Universal Values, casts you as an enemy of this or that national cause. This is not to say, not at all, that one cannot bring to one’s scholarship a fully engaged normative and ethical commitment, especially in the field of law which has, or should have, at its roots a commitment to justice. But it militates against careful listening, complex reasoning and understanding and more fine grained normative judgments. Justice is oftentimes not black and white.It is particularly so when it comes to dealing with the phenomenon of Populism which has moved from the fringe to the center of politics. Trying to understand Populism is not akin to justifying it.
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"The Listing Rules and directors." In Insider Dealing. Routledge-Cavendish, 2012. http://dx.doi.org/10.4324/9781843142270-49.

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Steketee, Gail, and Randy O. Frost. "Making Decisions About Saving and Discarding." In Treatment for Hoarding Disorder. Oxford University Press, 2013. http://dx.doi.org/10.1093/med:psych/9780199334940.003.0007.

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Chapter 7 teaches clients about the role of avoidance and habituation of discomfort in discarding. A thought listing exercise helps clarify thoughts that occur during decision-making about whether to keep or discard items. Clients develop questions to use and personal rules for when to keep or discard items. Imagined discarding helps with gradual saving and discarding exercises. Behavioural experiments help test beliefs, and clients learn to practice thought listing during in-home practice. Potential assistance in cleaning out clutter is discussed.
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Steketee, Gail, and Randy O. Frost. "Making Decisions About Saving and Discarding." In Treatment for Hoarding Disorder. Oxford University Press, 2013. http://dx.doi.org/10.1093/med:psych/9780199334964.003.0009.

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Chapter 9 helps facilitate clients’ discarding decisions. After reviewing the role of avoidance and habituation of discomfort, clinicians help clients engage in a thought listing exercise to clarify the thoughts that occur to them during decision-making about whether to keep or discard items. Clinicians help clients list questions to use and establish rules for keeping and discarding to facilitate decision-making. Other strategies include behavioural experiments to test beliefs, and practicing thought listing during in-home practice. Imagined discarding is part of a process of graduated saving and discarding exercises. Potential assistance in cleaning out clutter is discussed.
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Emir, Astra. "22. The Law Relating to Trade Unions." In Selwyn's Law of Employment. Oxford University Press, 2020. http://dx.doi.org/10.1093/he/9780198836636.003.0022.

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This chapter focuses on the law as it affects the running of a trade union. All the relevant law is consolidated by the Trade Union and Labour Relations (Consolidation) Act 1992, as amended. The discussions cover the definition of a trade union, their listing, and certification; the rules of a trade union including disciplinary action and conduct of union affairs; the executive committee, election of candidates to the executive committee; rules for accounts, records, etc; the requirements before a trade union can have a political fund and pursue political objects; breach of union rules; amalgamation and transfers; and employers’ associations.
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Conference papers on the topic "Listing rules"

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Barrette, Paul, Denise Sudom, and Hossein Babaei. "Protecting Offshore Pipelines Against Drifting Ice: A Discussion on Standards and Guidelines." In ASME 2015 34th International Conference on Ocean, Offshore and Arctic Engineering. American Society of Mechanical Engineers, 2015. http://dx.doi.org/10.1115/omae2015-42090.

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In freezing waters, seabed gouging ice features (icebergs, pressure ridges) are a threat to offshore pipelines, which must be buried to a safe depth. Several standards and guidelines addressing this issue are examined and compared. The type of information that each code deems significant varies considerably — factors that are important to some code writers are not to others. API RP 2N, CSA-ISO 19906, CSA Z662 and DNV OS F101 direct the users to specific factors that either must or could be considered for design, but do not indicate what is to be done with them. In contrast, the RMRS rules are
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Jia, Qianqian, Yang Liu, and Liangju Zhang. "A Design of the Alarm System in Digital Control Room of HTR-PM." In 2013 21st International Conference on Nuclear Engineering. American Society of Mechanical Engineers, 2013. http://dx.doi.org/10.1115/icone21-15546.

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A design of alarm system which includes both annuciator tiles and VDU alarm displays is proposed of the digital control room in HTR-PM (high temperature reactor pebble-bed module). Important and system-level alarms are located as fixed tiles, most of which are shared alarms. A shared alarm is a combination of several alarm causes associated with a single plant system or component. In the VDU displays, icons which stand for alarm tiles are developed. The tile icons obey the same coding rules of the real alarm tiles. A special VDU display is designed, in which the alarm list function and the til
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Berezovski, Robert, and Eugenia Jianu. "Using QR Codes as Compensatory Measure for Students with TSI." In ATEE 2020 - Winter Conference. Teacher Education for Promoting Well-Being in School. LUMEN Publishing, 2021. http://dx.doi.org/10.18662/lumproc/atee2020/05.

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In the context of new informational and communicative technologies (NTIC), the support for students with specific learning disabilities (TSI) should become increasingly easy to offer and implement. In accordance with the legal provisions of the methodological rules and their objectives, among the compensatory measures that can be offered to students with TSI during the teaching-learning process, is the use of computer / tablet with a software - vocal synthesizer, that turns the reading theme into a listening theme. In this category should also be included a smartphone with an application that
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Andersone, Rudite, and Ineta Helmane. "Citizenship Education in the Mathematics Curriculum after the Reform of the Education Content in Latvia." In 14th International Scientific Conference "Rural Environment. Education. Personality. (REEP)". Latvia University of Life Sciences and Technologies. Faculty of Engineering. Institute of Education and Home Economics, 2021. http://dx.doi.org/10.22616/reep.2021.14.002.

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Immense transformations occur in the modern society. Values, human rights, democracy, engagement in the life of the local community, school and the society at large are the content issues to be learnt at school which help to develop into responsible citizens of the country. The issues of citizenship education have been more extensively included both in the teaching/learning content and its implementation in all school subjects, including mathematics. Citizenship education is viewed in three aspects: knowledge about the society, skills to form relations with other people, to establish a safe an
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Reports on the topic "Listing rules"

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Colomb, Claire, and Tatiana Moreira de Souza. Regulating Short-Term Rentals: Platform-based property rentals in European cities: the policy debates. Property Research Trust, 2021. http://dx.doi.org/10.52915/kkkd3578.

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Short-term rentals mediated by digital platforms have positive and negative impacts that are unevenly distributed among socio-economic groups and places. Detrimental impacts on the housing market and quality of life of long-term residents have been particular contentious in some cities. • In the 12 cities studied in the report (Amsterdam, Barcelona, Berlin, Brussels, Lisbon, London, Madrid, Milan, Paris, Prague, Rome and Vienna), city governments have responded differently to the growth of short-term rentals. • The emerging local regulations of short-term rentals take multiple forms and exhibi
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