Log in

Relevant bibliographies by topics / Regulatory compliance / Journal articles

To see the other types of publications on this topic, follow the link: Regulatory compliance.

Journal articles on the topic 'Regulatory compliance'

Author: Grafiati

Published: 4 June 2021

Last updated: 26 July 2025

Create a spot-on reference in APA, MLA, Chicago, Harvard, and other styles

Select a source type:

Consult the top 50 journal articles for your research on the topic 'Regulatory compliance.'

Next to every source in the list of references, there is an 'Add to bibliography' button. Press on it, and we will generate automatically the bibliographic reference to the chosen work in the citation style you need: APA, MLA, Harvard, Chicago, Vancouver, etc.

You can also download the full text of the academic publication as pdf and read online its abstract whenever available in the metadata.

Browse journal articles on a wide variety of disciplines and organise your bibliography correctly.

1

Frank, Nancy, and Michael Lombness. "Gaining Regulatory Compliance." Administration & Society 20, no. 1 (1988): 71–91. http://dx.doi.org/10.1177/009539978802000104.

Full text

APA, Harvard, Vancouver, ISO, and other styles

2

Anderson, Marcy. "POCT Regulatory Compliance." Critical Care Nursing Quarterly 24, no. 1 (2001): 1–6. http://dx.doi.org/10.1097/00002727-200105000-00002.

Full text

APA, Harvard, Vancouver, ISO, and other styles

3

HILEMAN, BETTE. "IMPROVING REGULATORY COMPLIANCE." Chemical & Engineering News 77, no. 42 (1999): 46–48. http://dx.doi.org/10.1021/cen-v077n042.p046.

Full text

APA, Harvard, Vancouver, ISO, and other styles

4

III, John E. Cromwell. "Regulatory Compliance Costs." Journal - American Water Works Association 86, no. 11 (1994): 24–94. http://dx.doi.org/10.1002/j.1551-8833.1994.tb06269.x.

Full text

APA, Harvard, Vancouver, ISO, and other styles

5

Coban, Mehmet Kerem. "Compliance forces, domestic policy process, and international regulatory standards: Compliance with Basel III." Business and Politics 22, no. 1 (2019): 161–95. http://dx.doi.org/10.1017/bap.2019.3.

Full text

Abstract:

AbstractThis article contributes to our understanding of how and why developing countries would comply with international banking regulatory standards, Basel standards. The article demonstrates the interplay between opportunity structures constituted by transnationalization of public policymaking and domestic institutional setting, and how forces of compliance resonate in the domestic politics of compliance. The empirical findings are based on Turkey's compliance with Basel standards. It relies on fieldwork that involves semi-structured qualitative interviews with senior regulators and bankers

APA, Harvard, Vancouver, ISO, and other styles

6

Sari, Dian Purnama, Novrida Qudsi Lutfillah, Sri Rahayu, and Yudi Rahayu. "Taxpayer's Compliance: Towards Voluntary Compliance." 12th GLOBAL CONFERENCE ON BUSINESS AND SOCIAL SCIENCES 12, no. 1 (2021): 19. http://dx.doi.org/10.35609/gcbssproceeding.2021.12(19).

Full text

Abstract:

The understanding of taxpayers' regulatory compliance still remains a big question. There have been some studies discussing about the taxpayers' regulatory compliance. Its variety of variables covers: 1) tax cognition, 2) tax understanding, 3) sunset policy, 4) tax amnesty, 5) tax sanction, 6) taxpayer awareness, 7) tax authorities service, 8) taxpayer's willingness, 9) perception on service effectiveness, 10) tax automation, 11) taxpayer's environment, 12) tax tariff, and 13) many more. A number of studies on the taxpayers' regulatory compliance mentioned indicate that this topic is still a s

APA, Harvard, Vancouver, ISO, and other styles

7

Nair, Gopakumar. "COMPLIANCE TO CONFORMANCE." INDIAN DRUGS 61, no. 12 (2024): 5–6. https://doi.org/10.53879/id.61.12.p0005.

Full text

Abstract:

Dear Reader, “Compliance” is a term used and practiced extensively in the Pharmaceutical Industry. None of us are strangers to compliance, such as regulatory compliance, GMP compliance, compliance to pharmacopoeial standards, SOPs and many more. There are extensive treatises and even research studies on compliance. On a routine practice, the reference to compliance is extensive. However, an equally or more important terminology is “conformance”. Pharmaceutical Industry needs to move on from legal and regulatory compliances to “conformance”.

APA, Harvard, Vancouver, ISO, and other styles

8

Freeman, Edward H. "Regulatory Compliance and the Chief Compliance Officer." Information Systems Security 16, no. 6 (2007): 357–61. http://dx.doi.org/10.1080/10658980701805050.

Full text

APA, Harvard, Vancouver, ISO, and other styles

9

Judy, Clark H., and Margaret I. Johnson. "MICROCOMPUTERS IN REGULATORY COMPLIANCE." Journal American Society of Mining and Reclamation 1985, no. 1 (1985): 265–67. http://dx.doi.org/10.21000/jasmr85010256.

Full text

APA, Harvard, Vancouver, ISO, and other styles

10

Judy, Clark H., and Margaret I. Johnson. "MICROCOMPUTERS IN REGULATORY COMPLIANCE." Journal American Society of Mining and Reclamation 1985, no. 1 (1985): 265–67. http://dx.doi.org/10.21000/jasmr85010265.

Full text

APA, Harvard, Vancouver, ISO, and other styles

11

Kulkarni, Vinay, Sagar Sunkle, Deepali Kholkar, Suman Roychoudhury, Rahul Kumar, and M. Raghunandan. "Toward automated regulatory compliance." CSI Transactions on ICT 9, no. 2 (2021): 95–104. http://dx.doi.org/10.1007/s40012-021-00329-4.

Full text

APA, Harvard, Vancouver, ISO, and other styles

12

Bennett, GaryF. "RCRA regulatory compliance guide." Journal of Hazardous Materials 35, no. 1 (1993): 154–55. http://dx.doi.org/10.1016/0304-3894(93)85031-9.

Full text

APA, Harvard, Vancouver, ISO, and other styles

13

Wellbrock, Wanja, Asli Ercengiz, and Daniela Ludin. "Regulatory Compliance and Innovation." Tehnički glasnik 19, Si1 (2025): 118–23. https://doi.org/10.31803/tg-20250209114959.

Full text

Abstract:

This paper examines the effects of sustainability laws on innovation, with a particular focus on the German Circular Economy Act. The study investigates whether strict environmental regulations promote technological advances and sustainable business practices. The results show a differentiated picture. While the German Circular Economy Act and similar regulations encourage companies to adopt resource-efficient practices, the level of innovation varies significantly between industries. Industries such as packaging and high technology are showing remarkable progress, including the development of

APA, Harvard, Vancouver, ISO, and other styles

14

Otieno, Geoffrey, and Ruth Kiraka. "Navigating the Regulatory Labyrinth: Compliance Dilemmas and Lead User Innovation in the Fintech Sector." Proceedings of the International Conference on Business Excellence 18, no. 1 (2024): 2581–93. http://dx.doi.org/10.2478/picbe-2024-0217.

Full text

Abstract:

Abstract This research article deals with the lead user innovation difficulties in the Kenyan financial technology sector, specifying the regulatory compliance challenges. The flourishing of fintech firms in diverse aspects and sectors have faced numerous dilemmas, particularly in intellectual property, privacy and consumer safety regulations which may lead to lack of adherence. The consequences of non-compliance can be severe, including legal penalties and reputational damage. Despite the importance of innovation in fintech companies, the dilemmas innovators face in navigating regulatory comp

APA, Harvard, Vancouver, ISO, and other styles

15

Parapalli, Shriprakashan L. "GMP Compliance and MES: Strategies for Automated Compliance Assurance." International journal of data science and machine learning 05, no. 01 (2025): 170–81. https://doi.org/10.55640/ijdsml-05-01-17.

Full text

Abstract:

Current Good Manufacturing Practice (cGMP) regulations emphasize stringent control over production processes, personnel, equipment, and documentation in pharmaceutical manufacturing. Meeting cGMP requirements involves meticulous recordkeeping, comprehensive quality control, and robust oversight—processes that are prone to human error when relying on traditional, paper-based approaches. Against this backdrop, Manufacturing Execution Systems (MES) offer a powerful solution for managing production workflows and ensuring regulatory adherence. This paper explores the integration of MES in a cGMP en

APA, Harvard, Vancouver, ISO, and other styles

16

Bisola Beatrice Oguejiofor, Adedolapo Omotosho, Kehinde Mobolaji Abioye, et al. "A REVIEW ON DATA-DRIVEN REGULATORY COMPLIANCE IN NIGERIA." International Journal of Applied Research in Social Sciences 5, no. 8 (2023): 231–43. http://dx.doi.org/10.51594/ijarss.v5i8.571.

Full text

Abstract:

In Nigeria's dynamic regulatory landscape, compliance challenges pose formidable obstacles to businesses and organizations across various sectors. This research explores Nigeria's multifaceted world of compliance, highlighting the intricacies of regulatory requirements, bureaucratic complexities, and resource constraints that organizations face. Amid these challenges, the pivotal role of data-driven approaches and technology in enhancing compliance efforts emerges as a central theme. The study's key findings reveal the complexity of Nigeria's regulatory environment, characterized by multiple a

APA, Harvard, Vancouver, ISO, and other styles

17

Schwartz, Teresa. "Regulatory Standards and Products Liability: Striking the Right Balance Between the Two." University of Michigan Journal of Law Reform, no. 30.2.2.3 (2025): 431. https://doi.org/10.36646/mjlr.30.2.3.regulatory.

Full text

Abstract:

Common law courts have a long tradition of borrowing legislative and regulatory standards to define standards of care under the tort system. Treating such standards as setting minimum levels of care and safety under tort law, the courts uniformly have ruled that violations of standards constitute negligence per se, while compliance is merely evidence of negligence. Although critics of the tort system have urged legislatures and courts to adopt rules giving greater weight to regulatory compliance in products liability cases, the drafters of the Restatement (Third) of Torts: Products Liability h

APA, Harvard, Vancouver, ISO, and other styles

18

Manvitha Potluri. "Secure DevSecOps for financial compliance: Building compliant cloud-native pipelines." World Journal of Advanced Research and Reviews 26, no. 2 (2025): 324–33. https://doi.org/10.30574/wjarr.2025.26.2.1618.

Full text

Abstract:

The integration of secure DevSecOps practices within financial institutions presents a transformative approach to addressing the dual imperatives of regulatory compliance and technological innovation. Financial organizations operate under extraordinarily complex regulatory frameworks while facing mounting pressure to modernize legacy systems and deliver enhanced digital experiences. The traditional separation between development, security, and compliance functions creates substantial operational friction, extending deployment cycles and increasing risk exposure. A comprehensive DevSecOps frame

APA, Harvard, Vancouver, ISO, and other styles

19

Fahrudin, Rifqi, Firdaus Dwi Yulian, Ahmad Yadi Fauzi, Ashley Wilson, and Taavi Kuusk. "Addressing Regulatory Risks in Fintech through Decentralized Technologies." APTISI Transactions on Management (ATM) 8, no. 3 (2024): 204–12. http://dx.doi.org/10.33050/atm.v8i3.2356.

Full text

Abstract:

The fintech industry, characterized by rapid innovation and disruption of traditional financial services, faces significant regulatory challenges that can hinder its growth and sustainability. Managing these regulatory risks is crucial to ensuring compliance and maintaining trust within the industry. Decentralized technologies, particularly blockchain, have emerged as potential solutions for enhancing regulatory compliance through increased transparency, security, and automation. This study aims to analyze the role of decentralized technologies in addressing regulatory risks in the fintech sec

APA, Harvard, Vancouver, ISO, and other styles

20

Ramesh, Betha. "Regulatory Compliance by Design: Building GxP-Compliant Data Platforms on Modern Cloud Infrastructure." International Journal of Leading Research Publication 3, no. 11 (2022): 1–17. https://doi.org/10.5281/zenodo.15026332.

Full text

Abstract:

The life sciences and healthcare industries face unprecedented regulatory scrutiny alongside the pressure to innovate through digital transformation. This white paper explores the emerging paradigm of "compliance by design" in cloud-based GxP-regulated data platforms. We analyze how modern cloud infrastructure can be leveraged to address the seemingly contradictory demands of regulatory compliance and rapid innovation. By embedding compliance requirements into the architectural foundation of cloud platforms, organizations can transform regulatory burdens into strategic advantages. This paper p

APA, Harvard, Vancouver, ISO, and other styles

21

Joyce Efekpogua Fiemotongha, Abbey Ngochindo Igwe, Chikezie Paul-Mikki Ewim, and Ekene Cynthia Onukwulu. "Global Regulatory Compliance and Its Impact on Trading Efficiency: Key Best Practices for Oil and Gas Traders in the 21st Century." International Journal of Scientific Research in Science and Technology 12, no. 3 (2025): 815–46. https://doi.org/10.32628/ijsrst2512393.

Full text

Abstract:

Global regulatory compliance plays a crucial role in shaping the operational efficiency of oil and gas trading. This study examines how international regulatory frameworks impact trading efficiency, highlighting key best practices for oil and gas traders in the 21st century. With increasing regulatory oversight, traders must navigate complex compliance landscapes to mitigate risks, streamline operations, and enhance transactional efficiency. This paper explores the direct correlation between regulatory adherence and operational performance, demonstrating how compliance strategies reduce transa

APA, Harvard, Vancouver, ISO, and other styles

22

Nutalapati, Pavan. "Compliance and Regulatory Challenges in Public Sector Cloud Adoption." International Journal of Science and Research (IJSR) 11, no. 2 (2022): 1362–66. http://dx.doi.org/10.21275/sr24903075206.

Full text

APA, Harvard, Vancouver, ISO, and other styles

23

Widaningrum, Ambar. "Public Trust and Regulatory Compliance." Jurnal Ilmu Sosial dan Ilmu Politik 21, no. 1 (2017): 1. http://dx.doi.org/10.22146/jsp.28679.

Full text

Abstract:

Several studies have proven that public trust in government improves the level of policy or regulation acceptance and reduce administrative costs. In contexts where trust in government is high, citizens tend to be more willing to voluntarily comply with public policies. This article aims to explore issues of trust and distrust toward government, seen from the aspect of public compliance, both to rules or policies. The level of public trust toward government is expressed by giving its support through its conduct which complies with the existing rules. This study employed a case study research d

APA, Harvard, Vancouver, ISO, and other styles

24

Greenberg, Mary Anne. "Serialization: Benefits Beyond Regulatory Compliance." Therapeutic Innovation & Regulatory Science 48, no. 6 (2014): NP22—NP27. http://dx.doi.org/10.1177/2168479014553034.

Full text

APA, Harvard, Vancouver, ISO, and other styles

25

MAKKAI, TONI, and JOHN BRAITHWAITE. "CRIMINOLOGICAL THEORIES AND REGULATORY COMPLIANCE*." Criminology 29, no. 2 (1991): 191–220. http://dx.doi.org/10.1111/j.1745-9125.1991.tb01064.x.

Full text

APA, Harvard, Vancouver, ISO, and other styles

26

Michael, Arthur E. "Regulatory Compliance-The Real World." IEEE Aerospace and Electronic Systems Magazine 1, no. 4 (1986): 8–10. http://dx.doi.org/10.1109/maes.1986.5005086.

Full text

APA, Harvard, Vancouver, ISO, and other styles

27

HAGLAND AMSI MIMgt, GARY. "EFFECTIVE COMPLIANCE V REGULATORY GESTATION." Journal of Financial Regulation and Compliance 2, no. 1 (1993): 11–21. http://dx.doi.org/10.1108/eb024789.

Full text

APA, Harvard, Vancouver, ISO, and other styles

28

Gingerich, Barbara Stover. "Continual Compliance and Regulatory Readiness." Home Health Care Management & Practice 13, no. 6 (2001): 482–83. http://dx.doi.org/10.1177/108482230101300612.

Full text

APA, Harvard, Vancouver, ISO, and other styles

29

Subhan, Arif. "Regulatory Compliance and Quality Assurance." Journal of Clinical Engineering 30, no. 4 (2005): 187–90. http://dx.doi.org/10.1097/00004669-200510000-00004.

Full text

APA, Harvard, Vancouver, ISO, and other styles

30

Subhan, Arif. "Regulatory Compliance & Quality Assurance." Journal of Clinical Engineering 31, no. 2 (2006): 66–68. http://dx.doi.org/10.1097/00004669-200604000-00004.

Full text

APA, Harvard, Vancouver, ISO, and other styles

31

Lawrence, Christian, George E. Sanders, Zoltan M. Varga, et al. "Regulatory Compliance and the Zebrafish." Zebrafish 6, no. 4 (2009): 453–56. http://dx.doi.org/10.1089/zeb.2009.0595.

Full text

APA, Harvard, Vancouver, ISO, and other styles

32

Mihaylov, Boyan, Lucian Onea, and Klaus Marius Hansen. "Architecture-based regulatory compliance argumentation." Journal of Systems and Software 119 (September 2016): 1–30. http://dx.doi.org/10.1016/j.jss.2016.04.057.

Full text

APA, Harvard, Vancouver, ISO, and other styles

33

Makkai, Toni, and John Braithwaite. "Procedural justice and regulatory compliance." Law and Human Behavior 20, no. 1 (1996): 83–98. http://dx.doi.org/10.1007/bf01499133.

Full text

APA, Harvard, Vancouver, ISO, and other styles

34

Jiang, Jie, Huib Aldewereld, Virginia Dignum, Shuzheng Wang, and Ziv Baida. "Regulatory compliance of business processes." AI & SOCIETY 30, no. 3 (2014): 393–402. http://dx.doi.org/10.1007/s00146-014-0536-9.

Full text

APA, Harvard, Vancouver, ISO, and other styles

35

Blamey, Russell D., and Trevor Sutton. "Social Marketing and Regulatory Compliance." Social Marketing Quarterly 5, no. 3 (1999): 25–33. http://dx.doi.org/10.1080/15245004.1999.9961056.

Full text

APA, Harvard, Vancouver, ISO, and other styles

36

Andarge, Tihitina, and Erik Lichtenberg. "Regulatory compliance under enforcement gaps." Journal of Regulatory Economics 57, no. 3 (2020): 181–202. http://dx.doi.org/10.1007/s11149-020-09405-0.

Full text

APA, Harvard, Vancouver, ISO, and other styles

37

Méndez, Fabio. "Can corruption foster regulatory compliance?" Public Choice 158, no. 1-2 (2012): 189–207. http://dx.doi.org/10.1007/s11127-012-9958-4.

Full text

APA, Harvard, Vancouver, ISO, and other styles

38

Pontius, Frederick W. "Regulatory Compliance Using Membrane Processes." Journal - American Water Works Association 88, no. 5 (1996): 12–14. http://dx.doi.org/10.1002/j.1551-8833.1996.tb06549.x.

Full text

APA, Harvard, Vancouver, ISO, and other styles

39

Nieminski, Eva C. "Regulatory compliance versus self-regulation." Journal - American Water Works Association 92, no. 2 (2000): 64–65. http://dx.doi.org/10.1002/j.1551-8833.2000.tb08810.x.

Full text

APA, Harvard, Vancouver, ISO, and other styles

40

Shaffer, Sherrill. "Regulatory compliance with nonlinear penalties." Journal of Regulatory Economics 2, no. 1 (1990): 99–103. http://dx.doi.org/10.1007/bf00139365.

Full text

APA, Harvard, Vancouver, ISO, and other styles

41

Miglionico, Andrea. "Automated Regulation and Supervision: The Impact of RegTech on Banking Compliance." European Business Law Review 31, Issue 4 (2020): 641–62. http://dx.doi.org/10.54648/eulr2020025.

Full text

Abstract:

Regulatory technologies (RegTech) are the new paradigm of supervision and compliance in the banking sector. However, the application of technological solutions to reduce compliance costs in supervising financial activities can interfere with the intervention of regulators. The extent to which compliance with the regulation can be automated by technologies raises the question whether the manual intervention is still required. This article examines the potential of RegTech solutions to automate rules and principles. Addressing the challenges of regulatory compliance with the use of technology al

APA, Harvard, Vancouver, ISO, and other styles

42

Karassin, Orr, and Aviad Bar-Haim. "How Regulation Effects Corporate Social Responsibility: Corporate Environmental Performance under Different Regulatory Scenarios." World Political Science 15, no. 1 (2019): 25–53. http://dx.doi.org/10.1515/wps-2019-0005.

Full text

Abstract:

AbstractIn a multilevel corporate social performance model we examine the effects of three different regulatory scenarios on corporate environmental performance (CEP) (relating to compliance and beyond compliance behaviors) as a measure of CSR. The empirical state defined as a “cooperative regulator” is assessed against three simulated scenarios: a “coercive regulator” (more punitive), a “demanding regulator” (strengthened standards) and a “lax regulator” (less punitive and less demanding). The relative effect of different regulatory scenarios is examined within a multilevel multivariate model

APA, Harvard, Vancouver, ISO, and other styles

43

Prorokowski, Lukasz, and Hubert Prorokowski. "Organisation of compliance across financial institutions." Journal of Investment Compliance 15, no. 1 (2014): 65–76. http://dx.doi.org/10.1108/joic-12-2013-0041.

Full text

Abstract:

Purpose – Compliance is defined as conforming to a rule, such as a policy framework, standard or law. Regulatory compliance encompasses all processes that require an entity to be aware of and conform to relevant regulations. As a result, organisation of compliance function remains complex due to the overwhelming set of compliance requirements that exert pressure on various business segments. This report aims to investigate how banks and financial services firms are responding to the regulatory-driven changes to the current compliance landscape, with particular attention paid to nascent challen

APA, Harvard, Vancouver, ISO, and other styles

44

Botchway, Cynthia N. A. "Analysis of the Influence of Regulatory Enforcement Shifts from Coercive to Collaborative on Compliance Behaviors within the Pre-Tertiary Education Regulatory Environment." Psychology & Psychological Research International Journal 8, no. 2 (2023): 1–13. http://dx.doi.org/10.23880/pprij-16000343.

Full text

Abstract:

The use of the coercive (traditional enforcement) approach in enforcing regulatory compliance to aspects of the Education Regulatory Act, 2020 (Act 1023), that is overseen by the National Schools Inspectorate Authority (NaSIA), led to media clamor and a high level of non-compliance, which necessitated the development of a new collaborative approach to change non-compliance behavior in the education regulatory environment. With critics raising alarm over the tendency of the new approach to deepen the level of non-compliance instead of solving the problem, there was a need to explore this new ap

APA, Harvard, Vancouver, ISO, and other styles

45

Oluwatobi Opeyemi Adeyelu, Chinonye Esther Ugochukwu, and Mutiu Alade Shonibare. "AUTOMATING FINANCIAL REGULATORY COMPLIANCE WITH AI: A REVIEW AND APPLICATION SCENARIOS." Finance & Accounting Research Journal 6, no. 4 (2024): 580–601. http://dx.doi.org/10.51594/farj.v6i4.1035.

Full text

Abstract:

This scholarly paper delves into the transformative realm of Artificial Intelligence (AI) in financial regulatory compliance, offering a classical and engaging exploration of its multifaceted impact. Against an increasingly complex financial landscape backdrop, the study aims to unravel the intricacies of AI integration in compliance models, juxtaposing traditional methodologies with cutting-edge AI-driven approaches. The scope of the paper encompasses a systematic literature review and qualitative analysis, focusing on the evolution of AI in financial services, its necessity for enhanced comp

APA, Harvard, Vancouver, ISO, and other styles

46

Godwin Nzeako, Michael Oladipo Akinsanya, Oladapo Adeboye Popoola, Excel G Chukwurah, Chukwuekem David Okeke, and Ijeoma Scholastica Akpukorji. "Theoretical insights into IT governance and compliance in banking: Perspectives from African and U.S. regulatory environments." International Journal of Management & Entrepreneurship Research 6, no. 5 (2024): 1457–66. http://dx.doi.org/10.51594/ijmer.v6i5.1094.

Full text

Abstract:

This review paper provides a comprehensive comparative analysis of IT governance and compliance within the banking sectors of Africa and the U.S., highlighting the intricacies of navigating diverse regulatory environments. Through examining governance strategies, compliance mechanisms, and best practices, the paper underscores the adaptation of frameworks like COBIT, ISO/IEC 27001, and ITIL to meet regional regulatory demands and operational challenges. Key insights reveal significant differences in regulatory landscapes, technological maturity, and cybersecurity and risk management approaches

APA, Harvard, Vancouver, ISO, and other styles

47

Matari, Davis Festo. "Impact of Dynamic Compliance Framework on the Integration and Application of Generative Artificial Intelligence in Financial Regulatory Technology (Regtech), Tanzania." International Journal of Research and Innovation in Social Science VIII, no. IV (2024): 880–86. http://dx.doi.org/10.47772/ijriss.2024.804064.

Full text

Abstract:

This study investigates the impact of dynamic compliance frameworks on the integration and application of Generative Artificial Intelligence within financial regulatory technology (RegTech) in Tanzania. Through a mixed-methods approach comprising literature review, case studies, and expert interviews, the research assesses the potential benefits, challenges, and regulatory considerations associated with leveraging dynamic compliance frameworks and Generative AI in the Tanzanian financial landscape. The findings highlight the transformative role of dynamic compliance frameworks in enhancing reg

APA, Harvard, Vancouver, ISO, and other styles

48

Ishwardat, Sarwesh, Elianne van Steenbergen, Tessa Coffeng, and Naomi Ellemers. "Stimulating Regulatory Compliance and Ethical Behavior of Organizations: A Review." Business Ethics and Leadership 8, no. 3 (2024): 151–72. https://doi.org/10.61093/bel.8(3).151-172.2024.

Full text

Abstract:

Regulators are responsible for overseeing organizations. Organizational behavior should be in line with laws and regulations. Therefore, regulators aim to influence behavior of regulatees, such as compliance (i.e., following rules and regulations), but also ethical behavior (i.e., doing the right thing, irrespective of the rules and regulations). However, little empirical evidence exists on the effectiveness of different types of regulatory actions. Also, most evidence focuses on compliance, despite an increasing demand for ethical behavior of organizations. A literature review was conducted t

APA, Harvard, Vancouver, ISO, and other styles

49

Olawale, Habeeb Olatunji, Adegbola Oluwole Ogedengbe, Maxwell Nana Ameyaw, Temitayo Oluwaseun Jejeniwa, and Solomon Christopher Friday. "Standardizing Compliance Practices across AML, ESG, and Transaction Monitoring for Financial Institutions." Journal of Frontiers in Multidisciplinary Research 5, no. 2 (2024): 75–93. https://doi.org/10.54660/.jfmr.2024.5.2.75-93.

Full text

Abstract:

In today’s complex regulatory landscape, financial institutions face mounting pressure to standardize compliance practices across Anti-Money Laundering (AML), Environmental, Social, and Governance (ESG), and transaction monitoring frameworks. Fragmented compliance efforts often lead to operational inefficiencies, regulatory breaches, and reputational damage. This study proposes an integrated compliance standardization framework that unifies AML, ESG, and transaction monitoring through data-driven governance, cross-functional controls, and risk-based alignment. The goal is to develop a cohesive

APA, Harvard, Vancouver, ISO, and other styles

50

Florence Ifeanyichukwu Olinmah, Bisayo Oluwatosin Otokiti, Olayinka Abiola-Adams, and Benjamin Monday Ojonugwa. "Designing Regulatory Risk Reporting Frameworks Using Automation Tools in Banking Sector Compliance." International Journal of Scientific Research in Science, Engineering and Technology 11, no. 5 (2024): 353–67. https://doi.org/10.32628/ijsrset24105476.

Full text

Abstract:

In the evolving landscape of banking sector compliance, regulatory risk reporting has become increasingly complex due to heightened international standards and the proliferation of digital operations. This paper proposes a comprehensive framework for designing regulatory risk reporting systems leveraging automation tools to address persistent challenges such as data fragmentation, reporting delays, and human error. It systematically integrates core design principles including accuracy, transparency, timeliness, and traceability with automation technologies such as robotic process automation an

APA, Harvard, Vancouver, ISO, and other styles

We offer discounts on all premium plans for authors whose works are included in thematic literature selections. Contact us to get a unique promo code!