Academic literature on the topic 'Securities and Exchange Commission'

Create a spot-on reference in APA, MLA, Chicago, Harvard, and other styles

Select a source type:

Consult the lists of relevant articles, books, theses, conference reports, and other scholarly sources on the topic 'Securities and Exchange Commission.'

Next to every source in the list of references, there is an 'Add to bibliography' button. Press on it, and we will generate automatically the bibliographic reference to the chosen work in the citation style you need: APA, MLA, Harvard, Chicago, Vancouver, etc.

You can also download the full text of the academic publication as pdf and read online its abstract whenever available in the metadata.

Journal articles on the topic "Securities and Exchange Commission"

1

Taylor, Eileen, James Bierstaker, and Joseph Brazel. "Comments by the Auditing Standards Committee of the Auditing Section of the American Accounting Association on the Securities and Exchange Commission Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934." Current Issues in Auditing 5, no. 1 (2011): C16—C27. http://dx.doi.org/10.2308/ciia-50017.

Full text
Abstract:
SUMMARY: Recently, the Securities and Exchange Commission (“SEC” or “Commission”) proposed rules and forms to implement Section 21F of the Securities Exchange Act of 1934 (“Exchange Act”), entitled Securities Whistleblower Incentives and Protection, and sought comment thereon. The Dodd-Frank Wall Street Reform and Consumer Protection Act, enacted on July 21, 2010 (“Dodd-Frank”), established a whistleblower program that requires the Commission to pay an award, under regulations prescribed by the Commission and subject to certain limitations, to eligible whistleblowers who voluntarily provide th
APA, Harvard, Vancouver, ISO, and other styles
2

Nathan, Daniel A., and Tiffany Rowe. "SEC charges broker-dealer for failure to protect against insider trading by employees." Journal of Investment Compliance 16, no. 1 (2015): 59–62. http://dx.doi.org/10.1108/joic-01-2015-0004.

Full text
Abstract:
Purpose – To alert broker-dealers to Securities and Exchange Commission charges brought against a broker-dealer for ineffective controls over employee use of confidential information and to provide guidance regarding development and implementation of controls to protect against improper use of material non-public information by employees. Design/methodology/approach – Reviews Securities and Exchange Commission settlement order with broker-dealer for violations of securities laws for failure to adequately prevent insider trading by employees and provides guidance for implementing control to pre
APA, Harvard, Vancouver, ISO, and other styles
3

N, Rishab Kumar Jain, and Sarah John. "The Intersection of Cryptocurrencies with Securities Law." April-May 2023, no. 33 (May 26, 2023): 17–29. http://dx.doi.org/10.55529/ijrise.33.17.29.

Full text
Abstract:
The Intersection of Cryptocurrency and Securities Law has been discussed in various legal contexts in the present scenario. The rise of cryptocurrencies has put forth fresh challenges for investors as well as regulators and there is a need for clear direction on how to interpret the transactions that include digital currencies. The advent of crypto exchanges has formed an entire ecosystem of services and participants, who are looking to provide liquidity, exploit price differences for profit, and support the investments. The focus of the study is to investigate the legal and regulatory steps t
APA, Harvard, Vancouver, ISO, and other styles
4

Campbell, M. K. "Accountability [US Securities and Exchange Commission role]." IEEE Potentials 21, no. 2(415) 2 (2002): 18–21. http://dx.doi.org/10.1109/45.998086.

Full text
APA, Harvard, Vancouver, ISO, and other styles
5

Feller, Robert H. "Securities and exchange commission and environmental disclosure." Journal of Cleaner Production 1, no. 2 (1993): 107–17. http://dx.doi.org/10.1016/0959-6526(93)90049-h.

Full text
APA, Harvard, Vancouver, ISO, and other styles
6

Trammell, Susan. "Staying Power: The Irrepressible Securities and Exchange Commission." CFA Institute Magazine 15, no. 5 (2004): 39–43. http://dx.doi.org/10.2469/cfm.v15.n5.2887.

Full text
APA, Harvard, Vancouver, ISO, and other styles
7

Rajgopal, Shivaram, and Roger M. White. "Stock Trades of Securities and Exchange Commission Employees." Journal of Law and Economics 60, no. 3 (2017): 441–77. http://dx.doi.org/10.1086/695691.

Full text
APA, Harvard, Vancouver, ISO, and other styles
8

Martin, David, David Engvall, Kerry Burke, Gerald Hodgkins, Matthew Franker, and Reid Hooper. "US SEC report calls for better internal accounting controls for cyber-related threats." Journal of Investment Compliance 20, no. 1 (2019): 5–9. http://dx.doi.org/10.1108/joic-12-2018-0055.

Full text
Abstract:
Purpose To summarize and explain the US Securities and Exchange Commission’s (Commission) recent report of investigation cautioning public companies to consider cyber-related threats when designing and implementing internal accounting controls. Design/methodology/approach Explains that the Commission’s report arose out of a Commission enforcement investigation into the internal accounting controls of nine unidentified public companies that were victims of email scams, explains that the Commission issued the report to emphasize that cybersecurity remains a high priority for the Commission and t
APA, Harvard, Vancouver, ISO, and other styles
9

Cressey, Donald R., and Susan P. Shapiro. "Wayward Capitalists: Target of the Securities and Exchange Commission." Contemporary Sociology 15, no. 4 (1986): 627. http://dx.doi.org/10.2307/2069325.

Full text
APA, Harvard, Vancouver, ISO, and other styles
10

Schuck, Peter H., and Susan Shapiro. "Wayward Capitalists: Target of the Securities and Exchange Commission." Journal of Policy Analysis and Management 4, no. 2 (1985): 297. http://dx.doi.org/10.2307/3324678.

Full text
APA, Harvard, Vancouver, ISO, and other styles
More sources

Dissertations / Theses on the topic "Securities and Exchange Commission"

1

Shin, Hyundan. "The securities and exchange commission and equity issues." The Ohio State University, 1995. http://rave.ohiolink.edu/etdc/view?acc_num=osu1259088014.

Full text
APA, Harvard, Vancouver, ISO, and other styles
2

Shin, Hyun-Han. "The Securities and Exchange Commission and Equity Issues /." The Ohio State University, 1995. http://rave.ohiolink.edu/etdc/view?acc_num=osu1487928649988513.

Full text
APA, Harvard, Vancouver, ISO, and other styles
3

Spansk, Mattis. "Europe Calls →FEBI eller ESEC? : - Financial European Bureau of InvestigationellerEuropean Securities and Exchange Commission." Thesis, Uppsala universitet, Företagsekonomiska institutionen, 2021. http://urn.kb.se/resolve?urn=urn:nbn:se:uu:diva-439573.

Full text
Abstract:
Min ambition är att med aktuellt material samt med en handfull adekvata metoder pröva mintes om att det krävs en central europeisk myndighet, med såväl polis, åklagare som domstol,som är underställd justitiedepartementen med fullt mandat för att komma tillrätta med en utavvår tids största globala organiserade brottsligheter, Penningtvätt. Detta hotar samhälletsförtroende för kapitalmarknaderna, kan leda till finansiell systemkris och på det stora helasåledes vårt moderna sätt att leva. Samhällskontraktet mellan staten och dess medborgareutmanas. Människans innersta väsen, med en epigenetisk ti
APA, Harvard, Vancouver, ISO, and other styles
4

Conac, Pierre-Henri. "La régulation des marchés boursiers par la Commission des opérations de bourse (COB) et la "Securities and Exchange Commission" (SEC)." Paris 1, 1999. http://www.theses.fr/1999PA010257.

Full text
Abstract:
La securities and exchange commission (SEC), aux États-Unis, et la commission des opérations de bourse (COB), en France, ont été créées pour assurer une mission de régulation des marchés boursiers. La régulation administrative consiste, dans le domaine des marchés boursiers, à assurer, de manière neutre c'est-à-dire non partisane politiquement, l'encadrement par le droit de cette sphère d'activité économique afin de veiller à son bon fonctionnement, spécialement en luttant contre les fraudes, et à la développer. Il n'est pas contestable que la SEC et la COB, chacune avec une propension particu
APA, Harvard, Vancouver, ISO, and other styles
5

Conac, Pierre-Henri. "La régulation des marchés boursiers par la Commission des opérations de bourse, COB et la Securities and exchange commission, SEC /." Paris : LGDJ, 2002. http://catalogue.bnf.fr/ark:/12148/cb389268212.

Full text
APA, Harvard, Vancouver, ISO, and other styles
6

DUBEUX, JULIO RAMALHO. "BRAZILIAN SECURITIES AND EXCHANGE COMMISSION AND THE MAIN LEGAL INSTRUMENTS USED TO REGULATE BRAZILIAN CAPITAL MARKET." PONTIFÍCIA UNIVERSIDADE CATÓLICA DO RIO DE JANEIRO, 2005. http://www.maxwell.vrac.puc-rio.br/Busca_etds.php?strSecao=resultado&nrSeq=7668@1.

Full text
Abstract:
As últimas décadas têm se caracterizado pela intervenção estatal na economia mediante a atuação de diversas entidades administrativas reguladoras. A presente dissertação tem por objetivo analisar a estrutura legal da Comissão de Valores Mobiliários (CVM) e os principais instrumentos usados para a regulação do mercado de capitais brasileiro. Seguindo o modelo regulatório norte- americano, a CVM possui desenho institucional de entidade reguladora independente. A regulação que ela estabelece segue os princípios da política de disclosure. Para cumprir o seu papel, a CVM se vale de instrument
APA, Harvard, Vancouver, ISO, and other styles
7

Lawal, Bello. "Securities and exchange commission code of best practices and the quality of corporate governance in Nigeria." Thesis, Glasgow Caledonian University, 2014. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.636818.

Full text
Abstract:
This thesis examines the effects of board structure characteristics on firm performance within the context of the recommendations offered in the Securities and Exchange Commission's Code of Corporate Governance. The study adopts an integrated research framework combining four distinct theories including agency, stewardship, stakeholders and resource dependency models. The analyses were based on data drawn from a sample of 127 listed companies on the Nigerian Stock Exchange covering a twelve-year period (1999-2010), an era of significant corporate governance evolution in Nigeria. Consistent wit
APA, Harvard, Vancouver, ISO, and other styles
8

Grobecker, Reeve. "The Effect of Shifting Cases from District Courts to Administrative Proceedings at the Securities and Exchange Commission." Scholarship @ Claremont, 2019. https://scholarship.claremont.edu/cmc_theses/2274.

Full text
Abstract:
Using a set of 4708 observations, we analyze the impact of Dodd-Frank on shifting cases from federal courts to administrative courts. Overall, we find that there is a higher probability of a case being an administrative proceeding post Dodd-Frank. In addition, we find a higher average total payment for administrative proceedings post Dodd-Frank, and a lower average total payment for federal court cases post Dodd-Frank. We also find a higher average disgorgement payment for administrative proceedings post Dodd-Frank. While this finding could be the result of the SEC shifting more complex and th
APA, Harvard, Vancouver, ISO, and other styles
9

Grosjean, Sophie. "La règlementation et la régulation de la Securities and Exchange Commission américaine : réflexions sur les dynamiques de la mondialisation." Thesis, Paris 1, 2016. http://www.theses.fr/2016PA01D068.

Full text
Abstract:
La mondialisation, qui n’est ni l’internationalisation ni la globalisation, est un phénomène en perpétuelle mouvance mû par diverses dynamiques, interactions et interdépendances. La SEC, avec une stratégie unilatéraliste marquée, s’est elle-même adaptée aux évolutions et réactions internationales. Des vecteurs internes d’adaptation ont abouti au développement des caractéristiques de la réglementation de la SEC et sur l’interrégulation de celle-ci. Marques prégnantes d’un nationalisme juridique offensif, l’acculturation juridique de la SEC, ainsi que le développement tentaculaire et subtil de l
APA, Harvard, Vancouver, ISO, and other styles
10

Lyford, Henry. "Conflict of Interest?: Executive-Auditor Relationship and the Likelihood of a SEC-Prompted Restatement." Scholarship @ Claremont, 2010. http://scholarship.claremont.edu/cmc_theses/39.

Full text
Abstract:
This study examines the relationship between executives and their independent auditor to see if there is a conflict of interest in their interaction. This study was motivated by the meltdowns, partially caused by fraudulent accounting, of many public companies in the late 1990s and early 2000s and the consequent passage of the Sarbanes-Oxley Act. This study examines the variables of audit fees, fees for other services, and auditor tenure to see if they are connected with the occurrence of an SEC-prompted restatement. The results show no significant correlation between amount of fees and the
APA, Harvard, Vancouver, ISO, and other styles
More sources

Books on the topic "Securities and Exchange Commission"

1

Philippines. Securities and Exchange Commission. Securities and Exchange Commission. CD Asia, 2000.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
2

United States. Government Accountability Office. Securities and Exchange Commission: Programs and operations. Nova Science Publishers, 2008.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
3

United States. General Accounting Office, ed. Securities and Exchange Commission: Anti-manipulation rules concerning securities offerings. The Office, 1997.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
4

Ekiran, Oba. Nigerian Securities and Exchange Commission: Two decades of operation. Intervention Finance Co. Ltd., 2002.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
5

H, Strouse Robert, and Thomas Eliot B, eds. Securities practice handbook. 5th ed. American Law Institute-American Bar Association Committee on Continuing Professional Education, 1987.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
6

Pointer, Larry Gene. An introduction to the Securities and Exchange Commission. Business Publications, 1986.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
7

United States. Securities and Exchange Commission., ed. Securities Act Of 1993... United States Securities And Exchange Commission... 09/94. s.n., 1999.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
8

Nigeria. Securities and Exchange Commission. 20 years of securities market regulation in Nigeria. Securities and Exchange Commission, 2000.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
9

J, Wilder Brian, ed. The Securities and Exchange Commission (SEC): Background, issues, bibliography. Novinka Books, 2003.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
10

Commission, United States Securities and Exchange. Rules and regulations of the Securities and Exchange Commission. Bowne, 1995.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
More sources

Book chapters on the topic "Securities and Exchange Commission"

1

Kim, Unhee, and John F. Falkenbury. "Securities And Exchange Commission." In Environmental and Safety Auditing. CRC Press, 2024. http://dx.doi.org/10.1201/9781003578918-10.

Full text
APA, Harvard, Vancouver, ISO, and other styles
2

Bockmann, Roland. "USA: Securities and Exchange Commission." In Internationale Koordinierung nationaler Enforcement-Aktivitäten. Gabler Verlag, 2012. http://dx.doi.org/10.1007/978-3-8349-4228-9_8.

Full text
APA, Harvard, Vancouver, ISO, and other styles
3

Ustaoğlu, Murat. "Securities and Exchange Commission (SEC)." In The Palgrave Encyclopedia of Islamic Finance and Economics. Springer Nature Switzerland, 2025. https://doi.org/10.1007/978-3-030-93703-4_243-1.

Full text
APA, Harvard, Vancouver, ISO, and other styles
4

Schwartz, Robert A., Larry Tabb, and Michael S. Piwowar. "Fireside Chat: Michael S. Piwowar, Commissioner, Securities and Exchange Commission." In Liquidity. Springer International Publishing, 2023. http://dx.doi.org/10.1007/978-3-031-36914-8_6.

Full text
APA, Harvard, Vancouver, ISO, and other styles
5

Maco, Paul S., and Cristy C. Edwards. "The Role of the Securities and Exchange Commission." In The Handbook of Municipal Bonds. John Wiley & Sons, Inc., 2015. http://dx.doi.org/10.1002/9781119198093.ch23.

Full text
APA, Harvard, Vancouver, ISO, and other styles
6

Maco, Paul S. "Sarbanes-Oxley and the Securities and Exchange Commission." In The Handbook of Municipal Bonds. John Wiley & Sons, Inc., 2015. http://dx.doi.org/10.1002/9781119198093.ch24.

Full text
APA, Harvard, Vancouver, ISO, and other styles
7

Funk, William. "Securities and Exchange Commission v. Jarkesy: New Limits on Administrative Adjudication." In SCOTUS 2024. Springer Nature Switzerland, 2025. https://doi.org/10.1007/978-3-031-78551-1_7.

Full text
APA, Harvard, Vancouver, ISO, and other styles
8

Kiefer, Marcus. "Einleitung und Problemstellung." In Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission. Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_1.

Full text
APA, Harvard, Vancouver, ISO, and other styles
9

Kiefer, Marcus. "Gründe zur Neuordnung des deutschen Kapitalmarkts durch die Errichtung einer enforcement-Instanz." In Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission. Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_2.

Full text
APA, Harvard, Vancouver, ISO, and other styles
10

Kiefer, Marcus. "Die SEC als gesetzliches Gremium zur Regulierung des Kapitalmarkts." In Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission. Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_3.

Full text
APA, Harvard, Vancouver, ISO, and other styles

Conference papers on the topic "Securities and Exchange Commission"

1

Özel, Çağlar. "Portfolio Management Contract." In International Conference on Eurasian Economies. Eurasian Economists Association, 2018. http://dx.doi.org/10.36880/c10.02050.

Full text
Abstract:
This document aims to explain the portfolio management contract. Portfolio Management Contract is constitutive of a mouth certain value of wealth and portfolio called is integrally managed. By the contract, the aim is that financier wealth value direct to market expectation investment, mainly in commerce. The contract usually forms through the transport of Securities and Exchange Commission Notices. Portfolio Management Companies, whose major business line is established and management and as be found incorporated company securities and exchange commission, stockbrokers and banks, which are no
APA, Harvard, Vancouver, ISO, and other styles
2

Fully, Roberto Miranda Pimentel, Anderson de Souza Oliveira, Octavio Locatelli, and Oscar Lopes da Silva. "Effect of regulation on analysts’ forecast error in the Brazilian capital market." In I Seven Applied Social Sciences Congress. Seven Congress, 2024. http://dx.doi.org/10.56238/icongresssevenappliedsocialsciences-028.

Full text
Abstract:
This article aimed to understand whether regulation affects the analyst's task of forecasting information on companies operating in the capital market in Brazil, listed and active with the Securities and Exchange Commission (CVM), in the period from 2010 to 2020. The Panel Analysis approach was used, which emerges as a statistical instrument in the evaluation and understanding of temporal dynamics and individual variations in financial contexts and which allows a statistical approach that examines data over time and between different observation units. Thus, it can deal with longitudinal data,
APA, Harvard, Vancouver, ISO, and other styles
3

Chaves, Rubens Marques, André Luis Debiaso Rossi, and Luís Paulo Faina Garcia. "A Financial Distress Prediction using a Non-stationary Dataset." In Encontro Nacional de Inteligência Artificial e Computacional. Sociedade Brasileira de Computação - SBC, 2023. http://dx.doi.org/10.5753/eniac.2023.234013.

Full text
Abstract:
Financial distress prediction (FDP) is crucial to companies, investors, and authorities. However, most FDP studies have been based on stationary models, disregarding important challenges present on financial distress data such as non-stationarity. Therefore, the lack of real-world datasets of economic-financial indicators organized in a timeline manner is a gap to be addressed. This study proposes a comprehensive dataset of 84 economic-financial indicators from the Brazilian Securities and Exchange Commission (CVM) organized in a non-stationary manner and validated by experiments using classif
APA, Harvard, Vancouver, ISO, and other styles
4

Harrell, D. R., and T. L. Gardner. "Significant Differences in Proved Reserves Volumes Estimated Using SPE/WPC Reserves Compared to United States Securities and Exchange Commission (SEC) Definitions." In SPE Annual Technical Conference and Exhibition. Society of Petroleum Engineers, 2003. http://dx.doi.org/10.2118/84145-ms.

Full text
APA, Harvard, Vancouver, ISO, and other styles
5

Cline, William B., Shane Kenneth Hattingh, and Brian Rhodes. "The Material Issues Involved in the Discussion Surrounding the Virtues of the SPE/WPC Definition of Proved Oil and Gas Reserves vs. the Corresponding Definition Set Out by United States Securities and Exchange Commission (SEC)." In SPE Annual Technical Conference and Exhibition. Society of Petroleum Engineers, 2005. http://dx.doi.org/10.2118/96382-ms.

Full text
APA, Harvard, Vancouver, ISO, and other styles
6

Narayanan, Keshav, Peter Gale, J. P. Blangy, and Elliott Young. "Establishing Reasonable Certainty for Reserves Estimates by Utilizing a Combination of Reliable Technologies." In SPE Annual Technical Conference and Exhibition. SPE, 2022. http://dx.doi.org/10.2118/210358-ms.

Full text
Abstract:
Abstract The Petroleum Resources Management System (PRMS) (PRMS, 2018) and many regulatory agencies (e.g. US Securities and Exchange Commission – US SEC) require "Reasonable Certainty" for Proved Reserves estimates. The PRMS states that Reasonable Certainty can be demonstrated by use of "definitive geoscience, engineering, or performance data", while the SEC allows the application of reliable technology which they define as a "grouping of one or more technologies (including computational methods) that has been field tested to provide reasonably certain results with consistency and repeatabilit
APA, Harvard, Vancouver, ISO, and other styles
7

Perdomo, Lilibeth Chiquinquira, Carlos Alvarez, Maria Edith Gracia, Guillermo Danilo Salomone, Gilberto Ventuirini, and Gustavo Adolfo Selva. "Adapted Methodology for Evaluating EOR Reserves and Resources, Incorporated and Applied at an Oil and Gas Company." In SPE Europec featured at 82nd EAGE Conference and Exhibition. SPE, 2021. http://dx.doi.org/10.2118/205215-ms.

Full text
Abstract:
Abstract As other companies registered in the US stock market, the company reports oil and gas reserves, in compliance with the definitions of the Securities and Exchange Commission (SEC). In addition, it complies internally with the guidelines established by the Petroleum Resources Management System to certify its resources. The PRMS focuses on supporting consistent evaluation of oil resources based on technically sound industry practices, providing fundamental principles for the assessment and classification of oil reserves and resources, but does not provide specific guidance for the classi
APA, Harvard, Vancouver, ISO, and other styles
8

Sprague, S. M., and W. J. Lee. "PUD Reserves Converted in Practice: Impact of the SEC’s Final Rule." In SPE Annual Technical Conference and Exhibition. SPE, 2024. http://dx.doi.org/10.2118/220797-ms.

Full text
Abstract:
Abstract This paper offers new methods to navigate the United States Securities and Exchange Commission (SEC) modernized reserves regulations to help oil and gas companies understand and minimize the negative financial implications of overbooking Proved Undeveloped (PUD) reserves. We show how revising SEC disclosures to represent PUD volumes in two parts, (1) development for the next three years and (2) development beyond three years, aligns with both SEC disclosures and lending requirements, thus reducing uncertainty. Since 2009, roughly half of all exploration and production (E&P) SEC fi
APA, Harvard, Vancouver, ISO, and other styles
9

Fong, C. M., C. T. Ho, and H. L. Nguyen. "Using AHP in decision analysis - the case of vietnam state securities commission." In 2007 IEEE International Conference on Industrial Engineering and Engineering Management. IEEE, 2007. http://dx.doi.org/10.1109/ieem.2007.4419168.

Full text
APA, Harvard, Vancouver, ISO, and other styles
10

"Exchange Rate Regime Impacts on Real Estate Securities Returns: the Euro Conversion." In 10th European Real Estate Society Conference: ERES Conference 2003. ERES, 2003. http://dx.doi.org/10.15396/eres2003_165.

Full text
APA, Harvard, Vancouver, ISO, and other styles

Reports on the topic "Securities and Exchange Commission"

1

Lazonick, William, and Matt Hopkins. Why the CHIPS Are Down: Stock Buybacks and Subsidies in the U.S. Semiconductor Industry. Institute for New Economic Thinking Working Paper Series, 2021. http://dx.doi.org/10.36687/inetwp165.

Full text
Abstract:
The Semiconductor Industry Association (SIA) is promoting the Creating Helpful Incentives to Produce Semiconductors (CHIPS) for America Act, introduced in Congress in June 2020. An SIA press release describes the bill as “bipartisan legislation that would invest tens of billions of dollars in semiconductor manufacturing incentives and research initiatives over the next 5-10 years to strengthen and sustain American leadership in chip technology, which is essential to our country’s economy and national security.” On June 8, 2021, the Senate approved $52 billion for the CHIPS for America Act, ded
APA, Harvard, Vancouver, ISO, and other styles
2

Binz, Oliver, and John Graham. The Information Content of Corporate Earnings: Evidence from the Securities Exchange Act of 1934. National Bureau of Economic Research, 2022. http://dx.doi.org/10.3386/w29747.

Full text
APA, Harvard, Vancouver, ISO, and other styles
3

Tirapat, Sunti, and Anant Chiarawongse. Trading behavior in volatile markets: an exploratory investigation into Thai markets. Chulalongkorn University, 2007. https://doi.org/10.58837/chula.res.2007.21.

Full text
Abstract:
This study is an exploratory investigation into trading behavior within volatile markets. It examines several aspects of trading behavior by various types of market participants (local retail investors, local institutional investors and foreign investors) during volatile markets. Issues investigated in the study include abnormal trading activity, the impact of trading activity, and the causality between prices and volumes of securities on the foreign board compared to that seen on the main board, as well as with warrants and their underlying assets. The quality of the market during volatility
APA, Harvard, Vancouver, ISO, and other styles
4

Toporowski, Jan. Monetary Policy and Illiquidity. Institute for New Economic Thinking Working Paper Series, 2024. http://dx.doi.org/10.36687/inetwp218.

Full text
Abstract:
The discussion of financial stability, and the role of monetary policy, is incoherent because there is very little agreement on what constitutes financial stability (and, by implication, instability) - exchange rate stability, asset price stability, absence of debt default. By implication, there is a gap between the claims of various authors to the general applicability of their respective analyses, and the actual applicability of their conclusions, let alone the usefulness of some of their policy recommendations. The paper argues that the key issue is the regulation of the liquidity of all fi
APA, Harvard, Vancouver, ISO, and other styles
5

Shapovalova, Daria, Tavis Potts, John Bone, and Keith Bender. Measuring Just Transition : Indicators and scenarios for a Just Transition in Aberdeen and Aberdeenshire. University of Aberdeen, 2023. http://dx.doi.org/10.57064/2164/22364.

Full text
Abstract:
The North East of Scotland is at the forefront of the global energy transition. With the transformation of the UK’s energy sector over coming decades, the lives of communities and workers in the North East will be directly affected as we collectively transition to a Net Zero economy. A Just Transition refers to a fair distribution of the burdens and benefits as society and the economy shifts to a sustainable low-carbon economy. It calls for action on providing decent green jobs, building community wealth, and embedding participation. While it is a well-established concept in the academic liter
APA, Harvard, Vancouver, ISO, and other styles
6

Financial Markets Report - Second Quarter 2023. Banco de la República, 2024. http://dx.doi.org/10.32468/rmf.eng2-trim.2023.

Full text
Abstract:
Throughout the second quarter of the year, high inflation levels continued to ease, benefiting both the local public debt and that of counterparts in the region (Brazil, Mexico, Chile, and Peru). Conversely, amid stronger-than-anticipated economic activity in developed economies and expectations of a more contractionary monetary policy path, public debt in these countries depreciated. Riskier assets were favored by an increase in risk appetite. Global inflationary pressures remain high, although showing a downward trend, while economic activity demonstrated greater resilience than expected. Ma
APA, Harvard, Vancouver, ISO, and other styles
7

Payment Systems Report - June of 2020. Banco de la República de Colombia, 2021. http://dx.doi.org/10.32468/rept-sist-pag.eng.2020.

Full text
Abstract:
With its annual Payment Systems Report, Banco de la República offers a complete overview of the infrastructure of Colombia’s financial market. Each edition of the report has four objectives: 1) to publicize a consolidated account of how the figures for payment infrastructures have evolved with respect to both financial assets and goods and services; 2) to summarize the issues that are being debated internationally and are of interest to the industry that provides payment clearing and settlement services; 3) to offer the public an explanation of the ideas and concepts behind retail-value paymen
APA, Harvard, Vancouver, ISO, and other styles
8

Financial Stability Report - September 2015. Banco de la República, 2021. http://dx.doi.org/10.32468/rept-estab-fin.sem2.eng-2015.

Full text
Abstract:
From this edition, the Financial Stability Report will have fewer pages with some changes in its structure. The purpose of this change is to present the most relevant facts of the financial system and their implications on the financial stability. This allows displaying the analysis more concisely and clearly, as it will focus on describing the evolution of the variables that have the greatest impact on the performance of the financial system, for estimating then the effect of a possible materialization of these risks on the financial health of the institutions. The changing dynamics of the ri
APA, Harvard, Vancouver, ISO, and other styles
9

Payment Systems Report - June of 2021. Banco de la República, 2022. http://dx.doi.org/10.32468/rept-sist-pag.eng.2021.

Full text
Abstract:
Banco de la República provides a comprehensive overview of Colombia’s finan¬cial infrastructure in its Payment Systems Report, which is an important product of the work it does to oversee that infrastructure. The figures published in this edition of the report are for the year 2020, a pandemic period in which the con¬tainment measures designed and adopted to alleviate the strain on the health system led to a sharp reduction in economic activity and consumption in Colom¬bia, as was the case in most countries. At the start of the pandemic, the Board of Directors of Banco de la República adopted
APA, Harvard, Vancouver, ISO, and other styles
10

Financial Infrastructure Report 2022. Banco de la República, 2023. http://dx.doi.org/10.32468/rept-sist-pag.eng.2022.

Full text
Abstract:
Banco de la República's monitoring of the local financial market infrastructure is an additional contribution to the country's financial stability. One of the products of that monitoring has been the Payment Systems Report, which is now known as the Financial Infrastructure Report. The change in name, as of this edition, is intended to reflect in a broader way the issues that are addressed in the report. The 2022 edition includes several changes that are the result of a comparative study of financial infrastructure reports prepared by other central banks. These changes seek to make the report
APA, Harvard, Vancouver, ISO, and other styles
We offer discounts on all premium plans for authors whose works are included in thematic literature selections. Contact us to get a unique promo code!