Academic literature on the topic 'Securities and Exchange Commission'
Create a spot-on reference in APA, MLA, Chicago, Harvard, and other styles
Consult the lists of relevant articles, books, theses, conference reports, and other scholarly sources on the topic 'Securities and Exchange Commission.'
Next to every source in the list of references, there is an 'Add to bibliography' button. Press on it, and we will generate automatically the bibliographic reference to the chosen work in the citation style you need: APA, MLA, Harvard, Chicago, Vancouver, etc.
You can also download the full text of the academic publication as pdf and read online its abstract whenever available in the metadata.
Journal articles on the topic "Securities and Exchange Commission"
Taylor, Eileen, James Bierstaker, and Joseph Brazel. "Comments by the Auditing Standards Committee of the Auditing Section of the American Accounting Association on the Securities and Exchange Commission Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934." Current Issues in Auditing 5, no. 1 (2011): C16—C27. http://dx.doi.org/10.2308/ciia-50017.
Full textNathan, Daniel A., and Tiffany Rowe. "SEC charges broker-dealer for failure to protect against insider trading by employees." Journal of Investment Compliance 16, no. 1 (2015): 59–62. http://dx.doi.org/10.1108/joic-01-2015-0004.
Full textN, Rishab Kumar Jain, and Sarah John. "The Intersection of Cryptocurrencies with Securities Law." April-May 2023, no. 33 (May 26, 2023): 17–29. http://dx.doi.org/10.55529/ijrise.33.17.29.
Full textCampbell, M. K. "Accountability [US Securities and Exchange Commission role]." IEEE Potentials 21, no. 2(415) 2 (2002): 18–21. http://dx.doi.org/10.1109/45.998086.
Full textFeller, Robert H. "Securities and exchange commission and environmental disclosure." Journal of Cleaner Production 1, no. 2 (1993): 107–17. http://dx.doi.org/10.1016/0959-6526(93)90049-h.
Full textTrammell, Susan. "Staying Power: The Irrepressible Securities and Exchange Commission." CFA Institute Magazine 15, no. 5 (2004): 39–43. http://dx.doi.org/10.2469/cfm.v15.n5.2887.
Full textRajgopal, Shivaram, and Roger M. White. "Stock Trades of Securities and Exchange Commission Employees." Journal of Law and Economics 60, no. 3 (2017): 441–77. http://dx.doi.org/10.1086/695691.
Full textMartin, David, David Engvall, Kerry Burke, Gerald Hodgkins, Matthew Franker, and Reid Hooper. "US SEC report calls for better internal accounting controls for cyber-related threats." Journal of Investment Compliance 20, no. 1 (2019): 5–9. http://dx.doi.org/10.1108/joic-12-2018-0055.
Full textCressey, Donald R., and Susan P. Shapiro. "Wayward Capitalists: Target of the Securities and Exchange Commission." Contemporary Sociology 15, no. 4 (1986): 627. http://dx.doi.org/10.2307/2069325.
Full textSchuck, Peter H., and Susan Shapiro. "Wayward Capitalists: Target of the Securities and Exchange Commission." Journal of Policy Analysis and Management 4, no. 2 (1985): 297. http://dx.doi.org/10.2307/3324678.
Full textDissertations / Theses on the topic "Securities and Exchange Commission"
Shin, Hyundan. "The securities and exchange commission and equity issues." The Ohio State University, 1995. http://rave.ohiolink.edu/etdc/view?acc_num=osu1259088014.
Full textShin, Hyun-Han. "The Securities and Exchange Commission and Equity Issues /." The Ohio State University, 1995. http://rave.ohiolink.edu/etdc/view?acc_num=osu1487928649988513.
Full textSpansk, Mattis. "Europe Calls →FEBI eller ESEC? : - Financial European Bureau of InvestigationellerEuropean Securities and Exchange Commission." Thesis, Uppsala universitet, Företagsekonomiska institutionen, 2021. http://urn.kb.se/resolve?urn=urn:nbn:se:uu:diva-439573.
Full textConac, Pierre-Henri. "La régulation des marchés boursiers par la Commission des opérations de bourse (COB) et la "Securities and Exchange Commission" (SEC)." Paris 1, 1999. http://www.theses.fr/1999PA010257.
Full textConac, Pierre-Henri. "La régulation des marchés boursiers par la Commission des opérations de bourse, COB et la Securities and exchange commission, SEC /." Paris : LGDJ, 2002. http://catalogue.bnf.fr/ark:/12148/cb389268212.
Full textDUBEUX, JULIO RAMALHO. "BRAZILIAN SECURITIES AND EXCHANGE COMMISSION AND THE MAIN LEGAL INSTRUMENTS USED TO REGULATE BRAZILIAN CAPITAL MARKET." PONTIFÍCIA UNIVERSIDADE CATÓLICA DO RIO DE JANEIRO, 2005. http://www.maxwell.vrac.puc-rio.br/Busca_etds.php?strSecao=resultado&nrSeq=7668@1.
Full textLawal, Bello. "Securities and exchange commission code of best practices and the quality of corporate governance in Nigeria." Thesis, Glasgow Caledonian University, 2014. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.636818.
Full textGrobecker, Reeve. "The Effect of Shifting Cases from District Courts to Administrative Proceedings at the Securities and Exchange Commission." Scholarship @ Claremont, 2019. https://scholarship.claremont.edu/cmc_theses/2274.
Full textGrosjean, Sophie. "La règlementation et la régulation de la Securities and Exchange Commission américaine : réflexions sur les dynamiques de la mondialisation." Thesis, Paris 1, 2016. http://www.theses.fr/2016PA01D068.
Full textLyford, Henry. "Conflict of Interest?: Executive-Auditor Relationship and the Likelihood of a SEC-Prompted Restatement." Scholarship @ Claremont, 2010. http://scholarship.claremont.edu/cmc_theses/39.
Full textBooks on the topic "Securities and Exchange Commission"
Philippines. Securities and Exchange Commission. Securities and Exchange Commission. CD Asia, 2000.
Find full textUnited States. Government Accountability Office. Securities and Exchange Commission: Programs and operations. Nova Science Publishers, 2008.
Find full textUnited States. General Accounting Office, ed. Securities and Exchange Commission: Anti-manipulation rules concerning securities offerings. The Office, 1997.
Find full textEkiran, Oba. Nigerian Securities and Exchange Commission: Two decades of operation. Intervention Finance Co. Ltd., 2002.
Find full textH, Strouse Robert, and Thomas Eliot B, eds. Securities practice handbook. 5th ed. American Law Institute-American Bar Association Committee on Continuing Professional Education, 1987.
Find full textPointer, Larry Gene. An introduction to the Securities and Exchange Commission. Business Publications, 1986.
Find full textUnited States. Securities and Exchange Commission., ed. Securities Act Of 1993... United States Securities And Exchange Commission... 09/94. s.n., 1999.
Find full textNigeria. Securities and Exchange Commission. 20 years of securities market regulation in Nigeria. Securities and Exchange Commission, 2000.
Find full textJ, Wilder Brian, ed. The Securities and Exchange Commission (SEC): Background, issues, bibliography. Novinka Books, 2003.
Find full textCommission, United States Securities and Exchange. Rules and regulations of the Securities and Exchange Commission. Bowne, 1995.
Find full textBook chapters on the topic "Securities and Exchange Commission"
Kim, Unhee, and John F. Falkenbury. "Securities And Exchange Commission." In Environmental and Safety Auditing. CRC Press, 2024. http://dx.doi.org/10.1201/9781003578918-10.
Full textBockmann, Roland. "USA: Securities and Exchange Commission." In Internationale Koordinierung nationaler Enforcement-Aktivitäten. Gabler Verlag, 2012. http://dx.doi.org/10.1007/978-3-8349-4228-9_8.
Full textUstaoğlu, Murat. "Securities and Exchange Commission (SEC)." In The Palgrave Encyclopedia of Islamic Finance and Economics. Springer Nature Switzerland, 2025. https://doi.org/10.1007/978-3-030-93703-4_243-1.
Full textSchwartz, Robert A., Larry Tabb, and Michael S. Piwowar. "Fireside Chat: Michael S. Piwowar, Commissioner, Securities and Exchange Commission." In Liquidity. Springer International Publishing, 2023. http://dx.doi.org/10.1007/978-3-031-36914-8_6.
Full textMaco, Paul S., and Cristy C. Edwards. "The Role of the Securities and Exchange Commission." In The Handbook of Municipal Bonds. John Wiley & Sons, Inc., 2015. http://dx.doi.org/10.1002/9781119198093.ch23.
Full textMaco, Paul S. "Sarbanes-Oxley and the Securities and Exchange Commission." In The Handbook of Municipal Bonds. John Wiley & Sons, Inc., 2015. http://dx.doi.org/10.1002/9781119198093.ch24.
Full textFunk, William. "Securities and Exchange Commission v. Jarkesy: New Limits on Administrative Adjudication." In SCOTUS 2024. Springer Nature Switzerland, 2025. https://doi.org/10.1007/978-3-031-78551-1_7.
Full textKiefer, Marcus. "Einleitung und Problemstellung." In Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission. Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_1.
Full textKiefer, Marcus. "Gründe zur Neuordnung des deutschen Kapitalmarkts durch die Errichtung einer enforcement-Instanz." In Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission. Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_2.
Full textKiefer, Marcus. "Die SEC als gesetzliches Gremium zur Regulierung des Kapitalmarkts." In Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission. Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_3.
Full textConference papers on the topic "Securities and Exchange Commission"
Özel, Çağlar. "Portfolio Management Contract." In International Conference on Eurasian Economies. Eurasian Economists Association, 2018. http://dx.doi.org/10.36880/c10.02050.
Full textFully, Roberto Miranda Pimentel, Anderson de Souza Oliveira, Octavio Locatelli, and Oscar Lopes da Silva. "Effect of regulation on analysts’ forecast error in the Brazilian capital market." In I Seven Applied Social Sciences Congress. Seven Congress, 2024. http://dx.doi.org/10.56238/icongresssevenappliedsocialsciences-028.
Full textChaves, Rubens Marques, André Luis Debiaso Rossi, and Luís Paulo Faina Garcia. "A Financial Distress Prediction using a Non-stationary Dataset." In Encontro Nacional de Inteligência Artificial e Computacional. Sociedade Brasileira de Computação - SBC, 2023. http://dx.doi.org/10.5753/eniac.2023.234013.
Full textHarrell, D. R., and T. L. Gardner. "Significant Differences in Proved Reserves Volumes Estimated Using SPE/WPC Reserves Compared to United States Securities and Exchange Commission (SEC) Definitions." In SPE Annual Technical Conference and Exhibition. Society of Petroleum Engineers, 2003. http://dx.doi.org/10.2118/84145-ms.
Full textCline, William B., Shane Kenneth Hattingh, and Brian Rhodes. "The Material Issues Involved in the Discussion Surrounding the Virtues of the SPE/WPC Definition of Proved Oil and Gas Reserves vs. the Corresponding Definition Set Out by United States Securities and Exchange Commission (SEC)." In SPE Annual Technical Conference and Exhibition. Society of Petroleum Engineers, 2005. http://dx.doi.org/10.2118/96382-ms.
Full textNarayanan, Keshav, Peter Gale, J. P. Blangy, and Elliott Young. "Establishing Reasonable Certainty for Reserves Estimates by Utilizing a Combination of Reliable Technologies." In SPE Annual Technical Conference and Exhibition. SPE, 2022. http://dx.doi.org/10.2118/210358-ms.
Full textPerdomo, Lilibeth Chiquinquira, Carlos Alvarez, Maria Edith Gracia, Guillermo Danilo Salomone, Gilberto Ventuirini, and Gustavo Adolfo Selva. "Adapted Methodology for Evaluating EOR Reserves and Resources, Incorporated and Applied at an Oil and Gas Company." In SPE Europec featured at 82nd EAGE Conference and Exhibition. SPE, 2021. http://dx.doi.org/10.2118/205215-ms.
Full textSprague, S. M., and W. J. Lee. "PUD Reserves Converted in Practice: Impact of the SEC’s Final Rule." In SPE Annual Technical Conference and Exhibition. SPE, 2024. http://dx.doi.org/10.2118/220797-ms.
Full textFong, C. M., C. T. Ho, and H. L. Nguyen. "Using AHP in decision analysis - the case of vietnam state securities commission." In 2007 IEEE International Conference on Industrial Engineering and Engineering Management. IEEE, 2007. http://dx.doi.org/10.1109/ieem.2007.4419168.
Full text"Exchange Rate Regime Impacts on Real Estate Securities Returns: the Euro Conversion." In 10th European Real Estate Society Conference: ERES Conference 2003. ERES, 2003. http://dx.doi.org/10.15396/eres2003_165.
Full textReports on the topic "Securities and Exchange Commission"
Lazonick, William, and Matt Hopkins. Why the CHIPS Are Down: Stock Buybacks and Subsidies in the U.S. Semiconductor Industry. Institute for New Economic Thinking Working Paper Series, 2021. http://dx.doi.org/10.36687/inetwp165.
Full textBinz, Oliver, and John Graham. The Information Content of Corporate Earnings: Evidence from the Securities Exchange Act of 1934. National Bureau of Economic Research, 2022. http://dx.doi.org/10.3386/w29747.
Full textTirapat, Sunti, and Anant Chiarawongse. Trading behavior in volatile markets: an exploratory investigation into Thai markets. Chulalongkorn University, 2007. https://doi.org/10.58837/chula.res.2007.21.
Full textToporowski, Jan. Monetary Policy and Illiquidity. Institute for New Economic Thinking Working Paper Series, 2024. http://dx.doi.org/10.36687/inetwp218.
Full textShapovalova, Daria, Tavis Potts, John Bone, and Keith Bender. Measuring Just Transition : Indicators and scenarios for a Just Transition in Aberdeen and Aberdeenshire. University of Aberdeen, 2023. http://dx.doi.org/10.57064/2164/22364.
Full textFinancial Markets Report - Second Quarter 2023. Banco de la República, 2024. http://dx.doi.org/10.32468/rmf.eng2-trim.2023.
Full textPayment Systems Report - June of 2020. Banco de la República de Colombia, 2021. http://dx.doi.org/10.32468/rept-sist-pag.eng.2020.
Full textFinancial Stability Report - September 2015. Banco de la República, 2021. http://dx.doi.org/10.32468/rept-estab-fin.sem2.eng-2015.
Full textPayment Systems Report - June of 2021. Banco de la República, 2022. http://dx.doi.org/10.32468/rept-sist-pag.eng.2021.
Full textFinancial Infrastructure Report 2022. Banco de la República, 2023. http://dx.doi.org/10.32468/rept-sist-pag.eng.2022.
Full text