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Dissertations / Theses on the topic 'Stock law'

Author: Grafiati
Published: 28 May 2022
Last updated: 31 July 2025

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1

Haentjens, Matthias. "Harmonisation of securities law : custody and transfer of securities in European private law /." Alphen aan den Rijn : Kluwer Law International, 2007. http://www.loc.gov/catdir/toc/fy0803/2008270798.html.

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2

Ben, Hamida Amal. "Uncovering stock market insights : the predictive power of Benford’s Law in stock returns." Electronic Thesis or Diss., Lyon 1, 2025. http://www.theses.fr/2025LYO10002.

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Cette thèse traitera de trois sujets concernant l'utilisation de la loi de Benford sur les marchés financiers, en mettant l'accent sur : (1) le lien entre les nombres anormaux et les mouvements de prix des titres financiers : comment la loi de Benford prédit-elle les rendements des actions ?, (2) l'écart par rapport à la loi de Benford améliore-t-il la prévision des rendements des actions intra-journaliers ? et, (3) l'amélioration des prévisions des rendements des actions intra-journaliers : combinaison de la loi de Benford avec des techniques d'apprentissage automatique. Tout d'abord, nous co
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3

Olkkonen, Sanna. "The Law of One Price : Evidence from Three European Stock Exchanges." Thesis, Linköping University, Department of Management and Engineering, 2009. http://urn.kb.se/resolve?urn=urn:nbn:se:liu:diva-53114.

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<p>For the last decades the Efficient Market Hypothesis (EMH) has had a vital role in the financial theory. According to the theory assets, independent of geographic location, always are correctly priced due to the notion of information efficiency across financial markets. A consequence of EMH is the Law of One Price, hereafter simply the Law, which is the main concept of this thesis. The Law extends the analysis by stating that in a perfectly integrated and competitive market crosstraded assets should trade for the same common-currency price in every country. This becomes a fact due to the pr
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4

Ko, Sai-hong, and 高世康. "An analysis of the legal framework relating to the securities and futures sector of the Hong Kong SAR: a devicefor protecting market participants." Thesis, The University of Hong Kong (Pokfulam, Hong Kong), 1999. http://hub.hku.hk/bib/B43894082.

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5

Luff, John Alfred. "A critical review of the present securities & futures compensation arrangements in Hong Kong." Thesis, View the Table of Contents & Abstract, 1991. http://sunzi.lib.hku.hk/hkuto/record.jsp?B13028388.

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6

Aleid, Mohammed S. "A critical analysis of investor protection under Saudi Stock market regulations." Thesis, University of Essex, 2018. http://repository.essex.ac.uk/22110/.

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As the government of Saudi Arabia begins a major evolutionary process of economic expansion, the Saudi stock market has become the focus of increased attention. The legal framework that regulates the stock market is still considered to be underdeveloped, as only recently, in 2003, did the Saudi legislator issue a Capital Market Law (2003) and create a regulatory body vested with its enforcement. The securities market was built around this legislation, which helped to stimulate the economy by attracting investor. However, the Saudi stock market experienced a big crash in February 2006, which ha
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7

Ibnrubbian, Abdullah K. "Effect of regulation, Islamic law and noise traders on the Saudi stock market." Thesis, Brunel University, 2012. http://bura.brunel.ac.uk/handle/2438/6546.

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Saudi stock market (SSM) has witnessed various market regulations and transformations taking place over the past decade. However, the impact of these reforms on market efficiency has not been addressed in the literature. Furthermore, idiosyncratic features of the market can play an important role on the market performance, yet these features have not been fully investigated. The aim of this thesis is to tackle these issues by empirically examining the market efficiency hypothesis and volatility behaviour of the Saudi stock market. Specifically, in order to better understand the relationship be
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8

Rahmani, Ataollah. "Majority rule and minority shareholder protection in joint stock companies in England and Iran." Thesis, University of Glasgow, 2007. http://theses.gla.ac.uk/1848/.

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Principally, joint stock companies are governed by the principle of majority rule, which means that while they are formed and continue to work through participation of every shareholder, only those who hold a majority of voting shares can make decisions in companies. The principle relies on contract and is often supported by company law. In the main, it is advantageous to companies, the Judiciary and the economy. It facilitates collective action, allows management to focus on the daily running of the company business and encourages corporate financing, which is decisively important for corpora
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9

Mwenda, Kenneth Kaoma. "Legal aspects of corporate finance : the case for an emerging stock market." Thesis, University of Warwick, 2000. http://wrap.warwick.ac.uk/2474/.

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This work argues that the development of the Lusaka Stock Exchange into a competitive stock market has been constrained by a number of factors which include inadequate liquidity on the market and weaknesses in the legal framework for regulating public distribution of securities in Zambia. Proposals to overcome these constraints are spelt out in the work. The need to establish a regional stock exchange and promote multiple listings and cross-border trade in securities - so as to stimulate increased liquidity on markets in Eastern and Southern Africa - is noted. The study also provides a compara
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10

Mendoza, Jose Miguel. "Transitional strategies for institutional reform in Latin America." Thesis, University of Oxford, 2013. http://ora.ox.ac.uk/objects/uuid:0f328cba-8a44-4775-889f-ff12a13b8148.

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This dissertation seeks to improve the current understanding of the ways in which institutional reform can promote the development of stock markets in Latin America. Over the past decade, policymakers sought to stimulate the growth of capital markets in the region through the promotion of a standardized set of formal institutions. An example of this approach in the field of company law was the introduction of modern corporate governance practices into nations without a solid enforcement infrastructure. By most accounts, these efforts did not deliver on their promise of stock market development
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11

Klausinger, Hansjörg. "Walras' Law in stochastic macro models. The example of the optimal monetary instrument." Inst. für Volkswirtschaftstheorie und -politik, WU Vienna University of Economics and Business, 2002. http://epub.wu.ac.at/914/1/document.pdf.

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This note demonstrates that the shocks explicitly modeled as well as those implicitly present in stochastic macro-models must obey a restriction derived from Walras' law. In the standard case of statistical independence of real and monetary shocks there must be a financial shock to bond demand that mirrors those shocks, bond holdings thus acting in fact as buffer stocks. As an example the choice of the optimal monetary instrument is examined for the converse case of buffer-stock money and compared with the standard case.<br>Series: Department of Economics Working Paper Series
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12

Eliasson, Stefan. "Optioner till anställda : med särskild inriktning på optionens värdepappersstatus." Thesis, Linköping University, Department of Management and Economics, 2000. http://urn.kb.se/resolve?urn=urn:nbn:se:liu:diva-714.

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13

Nkerebuka, Eliya John. "Trading stock : a critical analysis of the application of Section 1 of the Income Tax Act no 58 of 1962." Master's thesis, University of Cape Town, 2015. http://hdl.handle.net/11427/19790.

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The right to tax is traditionally based on connection to jurisdiction. Taxation is divided into international and domestic systems. An international tax system subjects its residents to tax on their income from all around the world while a domestic tax system subjects its residents to tax only on income arising out of a source within the borders of such a State. Under the international tax system, a State's right to tax firstly depends on whether the taxpayer deriving the said taxable income is a resident of that country or not. With respect to an entity or enterprise, its place of effective m
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14

Alhomaidi, Asem. "Social norms and stock trading." ScholarWorks@UNO, 2017. http://scholarworks.uno.edu/td/2373.

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The dissertation consists of two essays. In the first essay we compare the performance of Islamic and conventional stock returns in Saudi Arabia in order to determine whether the Saudi market exhibits characteristics that are consistent with segmented markets and investor recognition effects. We sample the daily stock returns of all Saudi firms from September 2002 to 2015 and calculate important measures, including idiosyncratic volatility (Ang et al, 2006), market integration (Pukthuanthong and Roll, 2009), systematic turnover (Loughran and Schultz, 2005), and stock turnover and liquidity (Am
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15

Wakefield, Yvonne. "The Classification, for purposes of the calculation of taxable income, of land and assets incidental to land, that are used as trading stock." Master's thesis, University of Cape Town, 2009. http://hdl.handle.net/11427/4574.

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In calculating the taxable income of a taxpayer, items of income and expenditure are classified as being either capital or revenue in nature, and are treated differently according to such classification. Over the years, a debate has emerged regarding the classification of items of income that are either part of the ground or accede to it, but which are treated by the taxpayer as trading stock. The debate extends to the classification of items of expenditure laid out in the production of income and for the purposes of trade, but which relate to land or things adhered to land. Items forming the
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16

Coffey, Josephine Margaret. "Continuous Disclosure for Australian Listed Companies." Thesis, The University of Sydney, 2002. http://hdl.handle.net/2123/510.

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ABSTRACT This thesis investigates the legal and theoretical basis of continuous disclosure regulation in Australia as it applies to listed companies. An empirical study is undertaken to further investigate the operation of the legislation. As part of the Enhanced Disclosure regime, the continuous disclosure provision was effective from 5 September 1994 as s1001A of the Corporations Law, now the Corporations Act 2001 (Cth). This statutory provision is replaced by s674, inserted by Schedule 2 to the Financial Services Reform Act 2001 (Cth), and effective from 11 March 2002. The provision
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17

Coffey, Josephine Margaret. "Continuous Disclosure for Australian Listed Companies." University of Sydney. School of Business, 2002. http://hdl.handle.net/2123/510.

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ABSTRACT This thesis investigates the legal and theoretical basis of continuous disclosure regulation in Australia as it applies to listed companies. An empirical study is undertaken to further investigate the operation of the legislation. As part of the Enhanced Disclosure regime, the continuous disclosure provision was effective from 5 September 1994 as s1001A of the Corporations Law, now the Corporations Act 2001 (Cth). This statutory provision is replaced by s674, inserted by Schedule 2 to the Financial Services Reform Act 2001 (Cth), and effective from 11 March 2002. The provision
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18

Roque, Jorge Manuel Silva Gomes. "Aplicação da Benford's Law à liquidez do mercado financeiro : o caso português." Master's thesis, Instituto Superior de Economia e Gestão, 2013. http://hdl.handle.net/10400.5/11385.

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Mestrado em Finanças<br>Este estudo tem como objectivo aplicar a Lei de Benford à liquidez do mercado de capitais em Portugal, mais concretamente o PSI-20, entre os anos de 2009 e 2012, e aferir se as distribuições obtidas para a amostra seguem ou não a distribuição teórica de Benford. O indicador de liquidez escolhido é o volume de transacções diárias. Os resultados variam conforme o teste estatístico utilizado na análise. Utilizando o teste Z, é possível detectar os desvios estatisticamente significativos nos valores individualmente, para cada posição dos dígitos. Utilizando o teste estatíst
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19

Wu, Chi Kuen Simon. "Stock market integration between the Hong Kong SAR and the People's Republic of China : the use of a revised 'H' share model and enhanced institutional support." Thesis, Queen Mary, University of London, 2006. http://qmro.qmul.ac.uk/xmlui/handle/123456789/1761.

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Bilateral, multilateral and regional linkages between stock exchanges generate increased sources of funds, investor return and product choice. Such associations can also lower transaction costs in both initial listing and subsequent trading, increase liquidity more generally in the secondary market and enhance investor protection and confidence in the stability and reputation of the market and the status of companies listed on the market. This thesis argues that the integration of the stock markets between The Special Administrative Region of Hong Kong ("Hong Kong") and the People's Republic o
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20

Taylor, James Conrad. "Wealth makes worship : attitudes to joint stock enterprise in British law, politics and culture, c.1800-c.1870." Thesis, University of Kent, 2002. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.269146.

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21

Орлов, О. Л., Людмила Дмитрівна Руденко, Людмила Дмитриевна Руденко та Liudmyla Dmytrivna Rudenko. "Історія виникнення інституту приватних акціонерних товариств в Україні". Thesis, Сумський державний університет, 2020. https://essuir.sumdu.edu.ua/handle/123456789/79010.

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Протягом останніх десятирічь в усіх сферах суспільного та державного життя України запроваджено багато принципових змін. Значна кількість з них стосуєтьсягосподарських відносин. Так, громадяни отримали право самостійно з власної ініціативи та на власний ризик здійснювати систематичну господарську діяльність, одержуючи за показаними результатами прибуток, тобто займатися підприємництвом. У якості одного з шляхівздійснення такого права виступає інститут приватного акціонерного товариства. За сталою думкою, в Європі прообрази сучасних господарських та акціонерних товариств були відомі ще в епоху
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22

Muroyiwa, Brian. "Identifying the interdependence between South Africa's monetary policy and the stock market." Thesis, Rhodes University, 2011. http://hdl.handle.net/10962/d1002716.

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This study estimates the interdependence between South Africa‟s monetary policy and stock market performance, utilising structural vector autoregression (SVAR) methodology. The study finds that a stock price shock which decrease stock prices by 100 basis points leads to 5 basis points decrease in interbank rate. A monetary policy shock that increases the interbank rate by l percent leads to decrease in real stock prices by 1 percent. This result for South Africa is similar to the result by Bjornland and Leteimo (2009) which earlier concluded that there was a high interdependence between intere
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23

Payet, Puccio José Antonio. "The Open Stock Corporation: some ideas for the reform of its legislative treatment." IUS ET VERITAS, 2017. http://repositorio.pucp.edu.pe/index/handle/123456789/123576.

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In this paper, the author focuses on the study of the legal institution of the Open Stock Corporation, analyzing the way how it has been treated in our legislation over time. Furthermore, he analyzes its current regulation in the General Law of Corporations, the Securities Market Law and some isolated legal provisions. Finally, he provides some ideas for the necessary reform of this institution.<br>En el presente artículo, el autor se centra en el estudio de la institución jurídica de la Sociedad Anónima Abierta, analizando la forma como ha sido tratada en nuestra legislación a lo largo del ti
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24

Beck, Justin. "NAFTA's Impact on Mexico, the U.S., and Canada's Economies: A Look at Stock Returns." Scholarship @ Claremont, 2016. http://scholarship.claremont.edu/cmc_theses/1364.

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The North American Free Trade Agreement continues to be a controversial topic, and with the impending implementation of the Trans-Pacific Partnership trade agreement, NAFTA has been a heavily discussed issue during the 2016 presidential campaign. Past research has critically assessed the extent to which NAFTA delivered on promises made by its lobbyists to improve economic welfare and stimulate growth in the North American markets, via trade and investment. These studies explain that NAFTA has helped to boost intra-regional trade and investment flows in North America, but has fallen short on an
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25

Wright, Richard, and Erik Munther. "Did 2001 Mark the Beginning of a More Manipulated Market? An Analysis of Financial Markets via Benford's Law." Thesis, Mälardalens högskola, Akademin för utbildning, kultur och kommunikation, 2021. http://urn.kb.se/resolve?urn=urn:nbn:se:mdh:diva-54686.

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Can the law of the natural distribution of random numbers expose malice in financial markets? This thesis aims to analyze the indices S&amp;P 500 and STOXX 600, in an effort to identify days in which behavior in the market was the result of financial manipulation or non normal market movements. What was discovered by extending a previous study [10], was that we could accurately identify many days in which the market crashed or was affected by malpractice similar to the events in the 2007-2008 financial crisis.
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26

Ginström, Jenni. "Överlåtelser av aktiebolag : Spörsmål kring tillämlig lag, felansvar och Due Diligence." Thesis, Linköping University, Department of Management and Economics, 2003. http://urn.kb.se/resolve?urn=urn:nbn:se:liu:diva-1824.

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<p>Transfers of joint stock companies can be executed in several ways - for example by transferring individual shares or by transferring all shares or by selling the company's assets and liabilities. It is not fully clear which rules should apply to transfers of joint stock companies. Some legal experts claim that the Sales Act (Köplagen) is applicable, while others claim that the rules for promissory notes (Skuldebrevslagen) should apply. This distinction is of great significance regarding the extent of the vendor's liability. According to Skuldebrevslagen the vendor's liability is rather lim
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27

Borda, Jorge Victor Quiñones. "Log periodic analysis of critical crashes in the portuguese stock market." Master's thesis, Instituto Superior de Economia e Gestão, 2015. http://hdl.handle.net/10400.5/11082.

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Mestrado em Ciências Empresariais<br>O estudo de fenómenos críticos que se originaram nas ciências naturais e encontraram muitos campos de aplicação foi estendido nos últimos anos aos campos da economia de finanças, fornecendo aos investigadores novas abordagens para problemas conhecidos, nomeadamente aos que estão relacionados com a gestão de risco, a previsão, o estudo de bolhas financeiras e crashes, e muitos outros tipos de problemas que envolvem sistemas com criticalidade auto-organizada. A teoria de singularidades de tempo oscilatório auto-similares é apresentada, uma metodologia práti
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28

Al, Shuraian Fatemah Abdulla. "Market manipulation in Kuwait stock exchange : an analysis of the regulation of market manipulation prior and under Law no. 7 of 2010." Thesis, University of Leicester, 2014. http://hdl.handle.net/2381/28831.

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There are many practises that affect and harm the integrity of financial markets. These acts fall under the general title of ”Market Abuse”. This title can be divided into two main forms, insider dealing and market manipulation. This research primarily aimed at exploring the regulation of market manipulation in Kuwaiti law. Market manipulation practises came under regulation for the first time via Law No. 7 in 2010. Therefore, it is essential to differentiate between the periods; before and after the issuance of this law. Hence, there are four main objectives to this study: 1) define market ma
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29

Engelbrecht, Waldette Anne. "A critical analysis of the meaning of beneficial owner of dividend income received by a discretionary trust." Thesis, Stellenbosch : Stellenbosch University, 2013. http://hdl.handle.net/10019.1/85648.

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Thesis (MAccounting)--Stellenbosch University, 2013.<br>ENGLISH ABSTRACT: The term beneficial owner is most commonly found in the dividend, interest and the royalty articles of tax treaties (Baker, 2007:15), yet there is still uncertainty surrounding the actual meaning of the term (Du Toit, 2010: 500). Since Dividends Tax became effective in South Africa as from 1 April 2012, it has become necessary to clarify what the term beneficial owner means to correctly apply section 64E of the Income Tax Act No 58 of 1962 (‘Act’). Section 64EA(a) of the Act determines that the Dividends Tax liabil
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Hedefält, Håkan, and Fredrik Svensson. "The Influence of Investor Protection and Legal Origin on Equity Market Size." Thesis, Jönköping University, JIBS, Economics, 2007. http://urn.kb.se/resolve?urn=urn:nbn:se:hj:diva-985.

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<p>This thesis examines the influence of investor protection and legal origin on equity market size. Previous studies have shown a relationship between legal origin and equity markets as well as quality of law. We examine whether there are any relationship between stock market capitalization as a percentage of GDP, private property rights, anti director rights and legal origin.</p><p>We use data from 49 countries in our sample that is collected from the World Bank, Heri-tage foundation and La Porta et al. (1998). Our study is based upon a cross-sectional re-gressions and a variance analyzes.</
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Nguta, Mbulelo. "The meaning of expenditure actually incurred in the context of share-based payments for trading stock or services rendered." Thesis, Rhodes University, 2015. http://hdl.handle.net/10962/d1018661.

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Section 11(a) of the Income Tax Act 58 of 1962 entitles taxpayers to a deduction in respect of expenditure actually incurred, provided that all the other requirements of section 11 and section 23 of the Act have been met. A company may issue its own shares, credited as fully paid up, as a payment for trading stock or services rendered, as was the case in C:SARS v Labat Africa (2011) 74 SATC 1. The question that was raised by this decision is whether the issue of shares constitutes “expenditure” as contemplated in section 11(a) of the Act. It is trite that a share in a company is a bundle of ri
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Rubner, Daniel. ""Solvat socius" statt "caveat creditor"? : Zur Haftung des GmbH-Gesellschafters wegen sog. existenzvernichtenden Eingriffs /." Baden-Baden : Nomos-Verl.-Ges, 2005. http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&doc_number=013319637&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA.

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Perdrizot-Renault, Julien. "La théorie de la performance juridique : une application aux stock-options et aux attributions gratuites d’actions." Thesis, Paris 9, 2013. http://www.theses.fr/2013PA090065.

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Le monde actuel, instable et incertain tant financièrement que juridiquement, créé un nouvel impératif, celui de la performance. Dans ce contexte, la performance juridique de l’entreprise désigne son aptitude à déployer des ressources juridiques et à les articuler avec d’autres ressources pour atteindre ses objectifs, notamment ses objectifs stratégiques. Par nos travaux, nous tentons d’étendre cette théorie aux individus et d’illustrer ses apports en l’appliquant aux mécanismes juridiques des stock-options et des actions gratuites. Partant du postulat que le droit constitue un instrument de l
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Dahlin, Daniel, and Maria Kvicklund. "Hemstatshinder inom EG-rätten : Med inriktning på de svenska personaloptionsreglernas förenlighet med EG-rätten." Thesis, Jönköping University, JIBS, Commercial Law, 2005. http://urn.kb.se/resolve?urn=urn:nbn:se:hj:diva-118.

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<p>I uppsatsen utreds de svenska personaloptionsreglernas förenlighet med EG-rätten. I 10 kap. 11 § 2 st. 2 p. IL framgår att då en i Sverige obegränsat skattskyldig person upphör att vara bosatt eller att stadigvarande vistas i Sverige likställs flytten med att personaloptionen utnyttjas och skall därför beskattas. Beskattning sker av ännu inte realiserade tillgångar med anledning av utflyttningen. Den typen av beskattning som följer av personaloptionsreglerna är ett exempel på en så kallad exit-skatt.</p><p>Första steget i utredningen består i att bestämma huruvida personaloptionsreglerna ka
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Mafud, Pedro Darahem. "Racionalidade econômica e aspectos jurídicos dos derivativos: uma análise jurisprudencial." Universidade de São Paulo, 2014. http://www.teses.usp.br/teses/disponiveis/2/2132/tde-09122014-140414/.

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Este trabalho descreve o comportamento do Judiciário brasileiro com relação aos derivativos. Para tanto, exploramos decisões dos Tribunais de Justiça entre os anos de 2006 e 2010, conforme metodologia específica. Como suporte da pesquisa jurimétrica, analisamos os aspectos financeiros (utilidade e risco, espécies e estratégias, locais de negociação) e as características jurídicas (jogo e aposta, natureza contratual, valores mobiliários) dos derivativos.<br>This paper describes the position of the Brazilian courts on derivatives. For this purpose, we examine decisions rendered by the Courts of
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BRANDI, JAY THOMAS. "STATE SUBSTANTIVE SECURITIES REGULATION: AN EMPIRICAL INVESTIGATION OF EFFICIENCY AT THREE LEVELS OF STRINGENCY (INVESTMENT, RETURNS, RISK)." Diss., The University of Arizona, 1985. http://hdl.handle.net/10150/187973.

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Theoreticians and practitioners consider regulation of the capital marketplace to be an important area of concern due to the potential effects of such regulation on capital resource allocation, investment decision-making, and market efficiency. It is hypothesized that if the level of issue quality required by a state prior to public sale supplies investor benefits, such benefits should take the form of excess returns and/or less variation in return in relation to issues complying with lower standards of quality. The study utilizes an Analysis of Variance and, an analysis of average and cumulat
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Igboekwu, Aloysius. "Representative agent earnings momentum models : the impact of sequences of earnings surprises on stock market returns under the influence of the Law of Small Numbers and the Gambler's Fallacy." Thesis, Loughborough University, 2015. https://dspace.lboro.ac.uk/2134/18828.

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This thesis examines the response of a representative agent investor to sequences (streaks) of quarterly earnings surprises over a period of twelve quarters using the United States S&P500 constituent companies sample frame in the years 1991 to 2006. This examination follows the predictive performance of the representative agent model of Rabin (2002b) [Inference by believers in the law of small numbers. The Quarterly Journal of Economics. 117(3).p.775 816] and Barberis, Shleifer, and Vishny (1998) [A model of investor sentiment. Journal of Financial Economics. 49. p.307 343] for an investor who
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Carvalho, Eduardo Henrique Pinto de. "Acordo de voto: elementos e vinculação." Universidade de São Paulo, 2013. http://www.teses.usp.br/teses/disponiveis/2/2132/tde-02092016-113701/.

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Esta dissertação procura analisar os acordos de acionistas tipificados pelo art. 118 da Lei nº 6.404/76, mais especificamente, os acordos que regulam o exercício do voto e/ou o exercício do poder de controle. O interesse pelo tema é decorrente da falta de consenso da doutrina e da jurisprudência acerca do assunto, o que contribuiu fortemente para a insegurança jurídica no uso do instituto. Além disso, tal falta de consenso foi acentuada com a reforma da lei acionária pela Lei nº 10.303/01. Dessa forma, o presente trabalho busca, a partir da análise da doutrina pátria e da doutrina estrangeira,
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39

Bernard, Sylvain. "Le droit patrimonial des couples et la liquidation des opérations non dénouées." Thesis, Université Grenoble Alpes (ComUE), 2018. http://www.theses.fr/2018GREAD009.

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La vie commune inhérente aux couples qu’ils soient mariés, pacsés, entraîne la création d’intérêts patrimoniaux entre ses membres dont la liquidation est rendue plus complexe par l’existence d’opérations non dénouées au moment de la formation ou de la dissolution de l’union. En effet, les régimes de biens se trouvent en difficulté pour appréhender certaines opérations dont le résultat demeure incertain. Or, ces opérations se sont multipliées. Elles sont le support technique de certaines rémunérations versées à un des membres du couple (participation, stock-options, etc), le fruit de son épargn
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Dashti, Moghaddam Mohammadamin. "Stochastic Phenomena in Finance, Economics, Cognitive Psychology -- Modeling with Generalized Beta Prime." University of Cincinnati / OhioLINK, 2020. http://rave.ohiolink.edu/etdc/view?acc_num=ucin1571061904950758.

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41

Sanjar, Márcio Alves. "Aspectos jurídicos societários dos planos de opção de compra de ações." Universidade de São Paulo, 2013. http://www.teses.usp.br/teses/disponiveis/2/2132/tde-05122016-141022/.

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A presente dissertação tem por finalidade a análise dos principais aspectos jurídicos societários do tratamento dado aos planos de opção de compra de ações de emissão de sociedades por ações comumente designados stock option plans , especialmente quanto aos planos adotados por companhias abertas brasileiras. Para tanto, o estudo se inicia com a contextualização dos planos de opção no Brasil em face da chamada Teoria da Agência, bem como das normas atualmente aplicáveis ao referido instituto. Em seguida, por se tratar de questão intimamente relacionada, são discutidos determinados aspectos sob
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42

Vignon-Belliard, Anne. "L'apport du droit pénal à la moralisation du marché boursier." Thesis, Paris 2, 2011. http://www.theses.fr/2011PA020034.

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Dans les matières dites techniques, auxquelles se rattachent les règles d'organisation et de fonctionnement du marché boursier, le droit pénal est utilisé comme une discipline accessoire, garantissant l'efficacité de ces réglementations. Cette approche emporte une déformation du droit pénal de fond et un recul de la protection normalement garantie par celui-ci, essentiellement par des atteintes au principe de la légalité criminelle et une instrumentalisation du mécanisme de la responsabilité pénale. Il en résulte que l'apport du droit pénal à la moralisation du marché boursier est limité aux e
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43

Papadima, Raluca. "La convergence en matière de droit applicable aux sociétés cotées de l’Union européenne : qui s'assemble se ressemble." Thesis, Paris 2, 2017. http://www.theses.fr/2017PA020038.

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Les sociétés cotées constituent un monde à part. Il existe environ 5 000 sociétés cotées sur les marchés réglementés des bourses de l’UE. Même si elles représentent moins de 1 % des entreprises européennes, leur capitalisation boursière s’élève à plus de 70 % du PIB. Parce que ces sociétés ont une importance systémique pour l’économie, la compréhension de leur régime juridique s’avère cruciale. Nous traçons d’abord les contours du droit qui leur est applicable, en partant du niveau supranational parce que le droit européen est la plus importante source à la fois de convergence et de divergence
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Silva, Valter da. "Um estudo sobre a percepção dos profissionais das áreas de contabilidade e controladoria sobre a lei Sarbanes-Oxley comparada com a legislação brasileira." Pontifícia Universidade Católica de São Paulo, 2010. https://tede2.pucsp.br/handle/handle/1766.

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Made available in DSpace on 2016-04-25T18:40:44Z (GMT). No. of bitstreams: 1 Valter da Silva.pdf: 1304368 bytes, checksum: f46419e89e3e812e5ba1f02df33d5b5f (MD5) Previous issue date: 2010-05-26<br>Due to major scandals occurred in the financial market, mainly in America, the credibility of companies have become decisive to the operation of the stock market and every economic system worldwide. At the time of the scandals, the fragility of internal controls as well as the improper disclosure of information related to their financial reports became appallingly apparent. That led to the establis
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Long, Zhiming. "Growth, institutions and "socialist transition with chinese characteristics"." Thesis, Paris 1, 2017. http://www.theses.fr/2017PA01E043/document.

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Cette thèse commence par souligner les contextes et les difficultés d'analyse de l'économie chinoise : la première difficulté est la particularité de la Chine qui est également référencée comme «socialisme avec des caractéristiques chinoises», qui comprend le contexte culturel unique et la langue, la nature de l'économie, le manque de données, et les changements institutionnels fréquents. La deuxième difficulté est l'insuffisance des modèles de croissance économique modernes. En outre, les chercheurs souffrent également des problèmes économétriques généraux de la modélisation macroéconomique,
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劉林. "中國上市公司 MBO 過程中的法律問題與對策". Thesis, University of Macau, 2005. http://umaclib3.umac.mo/record=b1643256.

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Chen, Yu-Hsiang. "Stock trading and daily life : lay stock investors in Taiwan." Thesis, University of Edinburgh, 2014. http://hdl.handle.net/1842/9753.

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Drawing on recent discussions of relational embeddedness and socio-technical agencement, this thesis analyses the relationship between stock trading and lay investors’ daily lives, including their social relations, activities, events, devices, places, work and ways of thinking. Taiwan’s stock market provides an appropriate location for investigation because of the dominance of lay investors in the market and the high proportion of Taiwan’s adult population who engage in stock trading. The data were obtained from three main sets of sources: in-depth interviews, document analysis and ethnographi
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Silva, Moreno Pablo, and Ferrada Andrés Cruz. "Aspectos tributarios de las stock options." Tesis, Universidad de Chile, 2017. http://repositorio.uchile.cl/handle/2250/146202.

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TESIS PARA OPTAR AL GRADO DE MAGÍSTER EN TRIBUTACIÓN<br>Pablo Silva Moreno [Parte I], David Araya Quintana [Parte II]<br>La relevancia que han ganado en nuestro sistema los planes de compensación consistentes en la entrega de opciones de compra de acciones a trabajadores, denominados stock options, ha motivado el reconocimiento y regulación jurídicos de los efectos tributarios de esta figura, particularmente en la Ley sobre Impuesto a la Renta1, respecto de los beneficios que dichos planes reporten a sus destinatarios. Sin embargo, las razones que fundamentan la nueva regulación, no se
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Arrús, Bellido Oscar, and Vega Miluska Jazmin Gutiérrez. "It wasn’t me!: On the Structured Entities’ liability in the Public Offers of Securities in Peru." IUS ET VERITAS, 2014. http://repositorio.pucp.edu.pe/index/handle/123456789/123010.

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This article seeks to analyze the liability regulation of different agents which participate in public offer securities in Peru and the economic reasons for regulation for allocation of that liability.<br>El presente artículo busca analizar el tratamiento de la responsabilidad de los distintos actores que participan en una oferta públicade valores mobiliarios en el Perú y las razones económicas de la regulaciónpara la asignación de dicha responsabilidad.
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Gattaz, Luciana de Godoy Penteado. "A vinculação de membros do conselho de administração ao acordo de acionistas." Pontifícia Universidade Católica de São Paulo, 2018. https://tede2.pucsp.br/handle/handle/20995.

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Submitted by Filipe dos Santos (fsantos@pucsp.br) on 2018-04-11T11:51:25Z No. of bitstreams: 1 Luciana de Godoy Penteado Gattaz.pdf: 2109377 bytes, checksum: 47205c9a14485eb937cb0fb231368280 (MD5)<br>Made available in DSpace on 2018-04-11T11:51:25Z (GMT). No. of bitstreams: 1 Luciana de Godoy Penteado Gattaz.pdf: 2109377 bytes, checksum: 47205c9a14485eb937cb0fb231368280 (MD5) Previous issue date: 2018-03-08<br>The purpose of this dissertation is to analyse all legal theories regarding shareholders’ agreement binding members of a board of directors, in order to identify which theory see
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