Books on the topic 'Stockbrokers – United States'

W, Rivkin David, and Crespi Gregory S, eds. Stockbroker supervision: Managing stockbrokers and surviving sanctions. Salem, N.H: Butterworth Legal Publishers, 1989.

Dempsey, Mark. Tricks of the trade: An insider's guide to using a stockbroker. Indianapolis, IN: Park Avenue, 1998.

Cunningham, Elmo. Prince Elmo. Raleigh, NC: Pentland Press, 1999.

Cunningham, Elmo. Prince Elmo. Raleigh, NC: Pentland Press, 1999.

Philip, Meyers, National Association of Securities Dealers., and Arco Publishing, eds. Series 7 stockbroker NASD exam. 6th ed. Lawrenceville, NJ: ARCO/Thomson Learning, 2001.

Meyers, Philip. Series 7 stockbroker NASD exam. 5th ed. New York: Macmillan Reference USA, 1999.

Meyers, Philip. Registered representative/stockbroker: NASD series 7 exam. 4th ed. New York: Macmillan USA, 1996.

Peter, Solomon, Meyers Philip, and National Association of Securities Dealers., eds. Registered representative/stockbroker: NASD series 7 exam. 2nd ed. New York: Prentice Hall, 1992.

Peter, Solomon, and National Association of Securities Dealers., eds. Registered representative/stockbroker: NASD series 7 exam. 3rd ed. New York: Prentice Hall, 1994.

Copyright Paperback Collection (Library of Congress), ed. A tax deductible death. New York: Berkley Prime Crime, 2001.

Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight: Hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011. Washington: U.S. G.P.O., 2012.

Rubenfeld, Alan. The super traders: Secrets & successes of Wall Street's best & brightest. Chicago: Probus Professional Pub., 1992.

Backstage Wall Street: An insider's guide to knowing who to trust, who to run from, and how to maximize your investments. New York: McGraw-Hill, 2012.

The buy side. London: Constable, 2014.

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Domestic Monetary Policy. Status of the General Accounting Office's work concerning the government securities market: Hearing before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance and Urban Affairs, House of Representatives, Ninety-ninth Congress, second session, September 29, 1986. Washington: U.S. G.P.O., 1986.

United, States Congress House Committee on Banking Finance and Urban Affairs Subcommittee on Domestic Monetary Policy. Status of the General Accounting Office's work concerning the government securities market: Hearing before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance and Urban Affairs, House of Representatives, Ninety-ninth Congress, second session, September 29, 1986. Washington: U.S. G.P.O., 1986.

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Domestic Monetary Policy. Status of the General Accounting Office's work concerning the government securities market: Hearing before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance and Urban Affairs, House of Representatives, Ninety-ninth Congress, second session, September 29, 1986. Washington: U.S. G.P.O., 1986.

Shōken gaisha no keiei hatan to shihon shijō hōsei: Tōshisha hogo kikin seido o chūshin ni = Stockbroker bankruptcy and capital market law. Tōkyō-to Chiyoda-ku: Chūō Keizaisha, 2013.

Adamson, Bruce Campbell. The life and times of Captain George William Ely (1840-1922), Captain of the Seventh Regiment and the New York Stock Exchange. Santa Cruz, CA: B.C. Adamson, 1993.

United States. Congress. Senate. Committee on Governmental Affairs. Subcommittee on Financial Management, the Budget, and International Security. Oversight hearing on mutual funds: Hidden fees, misgovernance and other practices that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, second session, January 27, 2004. Washington: U.S. G.P.O., 2004.

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance. SEC oversight: Hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, on SEC oversight, authorization, and other matters--H.R. 1602, H.R. 1603, and H.R. 1604, March 21, 1985; SEC oversight, March 5, 1986. Washington: U.S. G.P.O., 1986.

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance. SEC oversight: Hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, on SEC oversight, authorization, and other matters--H.R. 1602, H.R. 1603, and H.R. 1604, March 21, 1985; SEC oversight, March 5, 1986. Washington: U.S. G.P.O., 1986.

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance. SEC oversight: Hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, on SEC oversight, authorization, and other matters--H.R. 1602, H.R. 1603, and H.R. 1604, March 21, 1985, SEC oversight, March 5, 1986. Washington: U.S. G.P.O., 1986.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises. Oversight of the SEC's Division of Trading and Markets: Hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, June 26, 2014. Washington: U.S. Government Printing Office, 2014.

The pursuit of happyness. New York: Amistad, 2006.

United, States Congress Senate Committee on Banking Housing and Urban Affairs Subcommittee on Securities. Securities litigation abuses: Hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997. Washington: U.S. G.P.O., 1998.

Cheney, L. Clifford. The shell game at the Fed. Hobbs, NM: MEC Publications, 1994.

High cotton: Love and death on Wall Street. New York: Norton, 1987.

High cotton: Love and death on Wall Street. London: Weidenfeld and Nicolson, 1988.

Daley, Sherri. High Cotton: Love and death on Wall Street. London: Pan, 1990.

Assessing the limitations of the Securities Investor Protection Act: Hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, September 23, 2010. Washington: U.S. G.P.O., 2011.

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises. H.R. 658, the Accountant, Compliance, and Enforcement Staffing Act of 2003 and H.R. 957, the Broker Accountability Through Enhanced Transparency Act of 2003: Hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, House of Representatives, One Hundred Eighth Congress, first session, March 6, 2003. Washington: U.S. G.P.O., 2003.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities. The International Securities Enforcement Cooperation Act of 1988: Hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session, on S. 2544 ... June 29, 1988. Washington: U.S. G.P.O., 1988.

United, States Congress Senate Committee on Banking Housing and Urban Affairs. Improving the corporate governance of the New York Stock Exchange: Hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on broker-dealer self-regulation and regulatory autonomy with market sensitivity, November 20, 2003. Washington: U.S. G.P.O., 2005.

A legislative proposal to amend the Securities Investor Protection Act: Hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, November 21, 2013. Washington: U.S. Government Printing Office, 2014.

Marcus, Bruce W. Competing for Capital. New York: John Wiley & Sons, Ltd., 2005.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. The issues surrounding the collapse of Drexel Burnham Lambert: Hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session, on lessons to be learned from the Drexel failure and possible regulatory changes, March 2, 1990. Washington: U.S. G.P.O., 1990.

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. The issues surrounding the collapse of Drexel Burnham Lambert: Hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session, on lessons to be learned from the Drexel failure and possible regulatory changes, March 2, 1990. Washington: U.S. G.P.O., 1990.

The witch doctor of Wall Street: A noted financial expert guides you through today's voodoo economics. Amherst, N.Y: Prometheus Books, 1996.

United States. Congress. Senate. Committee on Commerce, Science, and Transportation. Subcommittee on Consumer Affairs, Foreign Commerce, and Tourism. Issues and perspectives in enforcing corporate governance: The experience of the state of New York : hearing before the Subcommittee on Consumer Affairs, Foreign Commerce and Tourism of the Committee on Commerce, Science, and Transportation, United States Senate, One Hundred Seventh Congress, second session, June 26, 2002. Washington: U.S. G.P.O., 2006.

Howard, Abell, ed. The outer game of trading: Modeling the trading strategies of today's market wizards. Chicago: Probus Publishing, 1995.

United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations. Conflicts of interest, investor loss of confidence, and high speed trading in U.S. stock markets: Hearing before the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Thirteenth Congress, second session, June 17, 2014. Washington: U.S. Government Printing Office, 2014.

Broker-dealer law and regulation. 2nd ed. New York: Aspen Law & Business, 1997.

Broker-dealer law and regulation: Private rights of action. Boston: Little, Brown, 1995.

1951-, Fanto James A., ed. Broker-dealer law and regulation. 4th ed. New York: Aspen Publishers, 2007.

Broker-dealer law and regulation. 3rd ed. Gaithersburg [Md.]: Aspen Law & Business, 2000.

Grisham, John. Broker: [roman]. Moskva: AST, 2006.

Patrick, Berthon, ed. Le clandestin: Roman. Paris: Éd. France loisirs, 2006.

The broker. New York: Bantam Dell, 2005.

Grisham, John. The broker. New York: Doubleday, 2005.