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1

W, Rivkin David, and Crespi Gregory S, eds. Stockbroker supervision: Managing stockbrokers and surviving sanctions. Salem, N.H: Butterworth Legal Publishers, 1989.

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2

Elsey, S. P. Stress in stockbrokers. Manchester: UMIST, 1992.

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3

N, Effrem Michael. Nesa stockbrokers information systems. London: University of East London, 1993.

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4

Institute, Pennsylvania Bar. Prosecuting & defending customer claims against stockbrokers. [Mechanicsburg, Pa.] (5080 Ritter Rd., Mechanicsburg 17055-6903): Pennsylvania Bar Institute, 2005.

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5

Institute, Pennsylvania Bar. Prosecuting & defending customer claims against stockbrokers. [Mechanicsburg, Pa.] (5080 Ritter Rd., Mechanicsburg 17055-6903): Pennsylvania Bar Institute, 2002.

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6

Finegan, Patrick G. Master your stockbroker: Wall Street secrets. Hartford, Conn: Palindrome Press, 1990.

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7

Dempsey, Mark. Tricks of the trade: An insider's guide to using a stockbroker. Indianapolis, IN: Park Avenue, 1998.

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8

Koehler, David. Winning with your stockbroker in good times and bad. Chicago, IL: Longman Financial Services Pub., 1988.

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9

(Firm), Greenwich Associates, ed. Putting your own stamp on your brokers' planning. Greenwich, CT (8 Greenwich Office Park, Greenwich 06831-5195): Greenwich Associates, 1997.

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10

(Turkey), Sermaye Piyasası Kurulu, ed. Aracı kurumlar, 1994: Özet bilgiler, bilançolar, gelir tabloları. Ankara: Sermaye Piyasası Kurulu, 1995.

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11

(Firm), Greenwich Associates, ed. Putting your own stamp on your brokers' planning. Greenwich, CT (8 Greenwich Office Park, Greenwich 06831-5195): Greenwich Associates, 1997.

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12

Koehler, David. Winning with your stockbroker in good times and bad. Chicago, IL: Dearborn Financial Pub., 1990.

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13

Douglas, Mark. The disciplined trader: Developing winning attitudes. New York, NY: New York Institute of Finance, 1990.

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14

Spooner, John D. Sex and money: The adventures ofa stockbroker. Boston: Houghton Mifflin, 1985.

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15

Society, Twentieth Century, ed. Stockbrokers' sojourn: Some buildings of Esher, Kingston and environs. [U.K.]: Twentieth Century Society, 1997.

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16

Phīansukčhai, Sutčhai. Mārūai pairūai: Kammakān phūčhatkān Talāt Laksap hǣng Prathēt Thai thī yū nai tamnǣng nān thīsut. Krung Thēp: Samnakphim Dō̜kbīa, 1992.

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17

Lerner, William J. The Irwin directory of emerging market brokers. Chicago: Irwin Professional Pub., 1997.

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18

Eldridge, Bob. Making a living in the stock market. Seattle, Wash: Lighthouse, 1998.

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19

Schramm, Melinda. The complete AP handbook. Chicago, Ill: Chicago Mercantile Exchange, 2001.

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20

Craddock, Ann. Borrowed time. London, England: Janus, 1994.

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21

Kilpatrick, Andrew. The Warren Buffett story: The good guy of Wall Street. New York: D. I. Fine, 1992.

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22

Davidson, Alexander. The city share pushers. Horndean, Hants: Scope, 1989.

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23

United States. Securities and Exchange Commission., ed. Information for investors on opening and maintaining an account with a stockbroker. [Washington, D.C: U.S. Securities and Exchange Commission, 1998.

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24

Noma, Toshikatsu. Tesūryō jiyūka mondai to burōkā dīrā riron. [Kōbe-shi]: Kōbe Shōka Daigaku Keizai Kenkyūjo, 1991.

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25

Library of Congress. Congressional Research Service, ed. Securities broker-dealers: Customer suitability requirements imposed by self-regulatory organizations. [Washington, D.C.]: Congressional Research Service, Library of Congress, 1990.

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26

Edward, Taylor. No dinner for sinners: A play. London: Samuel French, 2008.

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27

Moulin, Marc. Un enfant tombé dans la Corbeille. [Paris, France]: Alteredit, 2007.

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28

Gerold, Brandt, ed. Aktuelle Probleme des Wertpapiergeschäfts. Stuttgart: Deutscher Sparkassenverlag, 1993.

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29

Pack, Jay J. How to talk to a broker. New York: Barnes & Noble Books, 1985.

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30

Library of Congress. Congressional Research Service, ed. Securities broker-dealers: Customer suitability requirements imposed by self-regulatory organizations. [Washington, D.C.]: Congressional Research Service, Library of Congress, 1990.

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31

Heeb, Karlheinz. Ein vergessener Pionier: Hermann Zickert - deutscher Börsianer mit Wahlheimat Liechtenstein (1885-1954). Vaduz: Tangram Sachbuchverlag, 2006.

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32

Meyers, Philip. Series 7 stockbroker NASD exam. 5th ed. New York: Macmillan Reference USA, 1999.

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33

Eaton, Bruce. No experience necessary: Make $100,000 a year as a stockbroker. New York: Simon and Schuster, 1987.

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34

Culp, Michael. Conflicted. Southampton, N.Y: Mecox Bay Press, 2003.

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35

Berley, John T. Selecting a broker/dealer. Chicago, IL (8 S. Michigan Ave., Chicago 60603-3307): Financial Managers Society, 1991.

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36

Corporativa, Softline Consultores Imagen. En la bolsa. Caracas: Intervalores, 2005.

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37

Institute, Dearborn Financial. Regulatory element overview, S-106. Chicago, Ill: Dearborn, 2002.

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38

New York Institute of Finance., ed. Introduction to brokerage operations department procedures. 2nd ed. New York, N.Y: New York Institute of Finance, 1988.

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39

(Firm), Greenwich Associates, ed. Deregulation: Some institutions are readier than others. Greenwich, CT (8 Greenwich Office Park, Greenwich 06831-5195): Greenwich Associates, 1997.

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40

Sumthō̜ng, Māna. Maiyō̜m phǣ, Siriwat Wō̜rawētwuthikhun. Krung Thēp: Samnakphim Thai-Yūrō Prōčhek, 1999.

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41

New York Institute of Finance., ed. The New York Institute of Finance guide to investing. New York, N.Y: The Institute, 1987.

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42

Humphrey, Phyllis A. False pretences. Leicester: Linford, 2009.

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43

(Firm), Greenwich Associates, ed. Darwin strikes again: United Kingdom brokerage services. Greenwich, CT, USA: Greenwich Associates, 1992.

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44

Institute, Dearborn Financial. Regulatory element overview. 3rd ed. Chicago, Ill: Dearborn, 2000.

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45

Kim, Chun-su. Nae sam ŭl tasi pakkun 1% ŭi chihye: Chŭngkkwŏn maen Kim Chun-su ŭi chaegi dŭrama. Sŏul: Tonga Ilbasa, 1998.

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46

American Society of Corporate Secretaries., ed. The Role of the specialist. New York, N.Y: American Society of Corporate Secretaries, 1990.

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47

Finance, Boston Institute of. The Boston Institute of Finance Stockbroker Course. New York: John Wiley & Sons, Ltd., 2005.

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48

Sankin, Bruce. What your stockbroker doesn't want you to know. Plantation, Fla. (PO Box 15065, Plantation 33318): Business Pub., 1990.

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49

Sankin, Bruce. What your stockbroker doesn't want you to know. Coral Springs, Fla: Business Pub., 1992.

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50

Meyers, Philip. Registered representative/stockbroker: NASD series 7 exam. 4th ed. New York: Macmillan USA, 1996.

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